Colleen McMahon

Optimal — None

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div — Sold (part)

Thomburg Ltd. Term Muni. Fd Nat'l — Sold (part)

Thomberg Value Fund Class A Mut Fd (IRA) — Int/Div

Morgan Stanley Venture Investors 11 LP (IRA) — None — Sold

Morgan Stanley Venture Investors HI LP — None — Sold

MSCPIILP — None

1998 300.0000) — None

EE (1998 300.000) — None

Phoenix Life Ins {Trust # 1) (Whole Life Policy) — Int/Div

Northwestern Mututal Life (Trust#1) (Whole Life Policy) — Int/Div

Northwestern Mututal Life{ Trust #1) {Whole Life Policy) — Int/Div

CSG Systems International Inc.Com — Int/Div — Buy (add'l)

Summit Mariner, LLC — None

Summit Mariner LLC/JP Morgan Checking — None

Rental # 1 JPMorgan Checking — None

Rental 2 2 EEE (1999 $ 900,000) — Reat

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Vacant Land mummy (1999 $ 425.000 ) — None

Trident Capital Fund V LP — None — Sold (part)

mmm Golf Partners LLC — None

JP Morgan (Checking) — Interest

JK & B Capital IV QIP LP — None — Sold (part)

JP Morgan Checking( Foundation #1) — Interest

Kinderhook Capital LP — None

JP Morgan Tax Free MM Premier Sweep — None

Menemsha Captial Partners Lid — None — Note # 2

CGI Partners. LP — istmbution — Sold (part) — Note #

Micell Technologies Inc.{Com) — None

Lx Partmers 11 LP — Distribution — Sold (part) — Note #

SFM Participation 11 LP — Distribution — Sold (part) — Note #

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

Thomburg Core Growth Cl A (IRA) — None

Jetblue (Com) — None

Aisling Capital 11 LP — Distribution — Buy (add'l) — Note #

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part)

JK & B Capital V LP — Distribution — Buy (add'l) — Note #

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Sold (part)

SEEF NLP — Distribution — Sold (part) — Note #

Towerbrook Investors 11 Executive Fund LP — None

Tridem VILP — Distribution — Sold (part) — Note #

Tridem VILP — Sold (part)

Tridem VILP — Sold (part)

Kinderhook Capital Fund II LP — Distribution — Sold (part) — Note #

Kinderhook Capital Fund II LP — Sold (part)

Kinderhook Capital Fund II LP — Sold (part)

Kohls Corp (Com) — Int/Div — Buy (add'l)

Kohls Corp (Com) — Buy (add'l)

Kohls Corp (Com) — Sold (part)

KPB Partners LP — None

Thomburg-Income Builder C1 1 — Int/Div

Thomburg Global Opportunity C1 1 — Int/Div

Thomburg CRE GWT (IRA) — None

Ironwood Management Partmers Fund 11 LP — Distribution — Sold (part) — Note #

Ironwood Management Partmers Fund 11 LP — Sold (part)

Ironwood Management Partmers Fund 11 LP — Sold (part)

RGI Partners IB LP — istmbution — Sold (part) — Note #

RGI Partners Lid — Distribution — Sold (part) — Note #

RGI Partners Lid — Sold (part)

RGI Partners Lid — Sold (part)

RGI Partners Lid — Sold (part)

RGI Partners Lid — Sold (part)

Tailwind Capital Partners LP — Note 2 4

Apex Companies LLC — Distribution — Sold (part) — Note #

Apex Companies LLC — Sold (part)

Apex Companies LLC — Sold (part)

Transit Wireless LLC — istnbution — Sold — Note #

Hamilton State Banc Shares Inc — Distribution — Sold (part) — Note #2

Hamilton State Banc Shares Inc — Sold

Oceus Networks. Inc — None

Optimal Solutions Intergration Inc — None

Cumberland Consulting Group, LLC — Distribution — Note #

Northeast Communications of Wisconsin, Inc(dba "Nsight) — Distribution — Sold — Note #

Tawilwind Management LP — Distribution — Sold (part) — Note #

Tailwind Capital Partners (GP) LP — Note 2 4

Apex Companies LLC — Distribution — Sold (part) — Note #

Apex Companies LLC — Sold (part)

Transit Wireless LLC — Distribution — Sold — Note #

Hamilton State Bancshares Inc — Distribution — Sold (part) — Note #

Hamilton State Bancshares Inc — Sold

Oceus Networks Inc — None

Cumberland Consulting Group LLC — Distribution — Note #

Northeast Comm of Wisconsin Inc (dba NSight) — None — Sold

Perseus Soros Partners — Distribution — Sold (part) — Note #

Syndicate Holdings Corp{Com) — None

Safe Bulkers Inc(Com) — None — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Asling Investors [11 LP — Distribution — Sold (part) — Note #

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part) — Note #5 to Line # 416

Asling Investors [11 LP — Sold (part) — Note # 5 to Line # 417

Eastern Growth Capital 11 LP — Distribution — Note #

Eastern Growth Capital 11 LP(IRA) — Distribution — Note #

Lmx-Metaltech Co Investment LLC — None

Olympus Capital Asia 1V LP — None — Sold (part)

Safe Bulkers Inc (ComiIRA) — None

Towerbrook Investors 111 Executive Fund LP — Iistnbution — Sold (part) — Note #

Towerbrook Investors 111 Executive Fund LP — Sold (part)

Invesco Equity Income FD A (401K) — None

First Republic Bank (Checking) — Interest

Kinderhook Capital Fund 111 LP — None — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Rapid Ratings International Inc (Com) — Interest — Buy (add'l)

Rapid Ratings International Inc (Com) — Sold (part)

Parkstone Capital Partners LLC — None

UBS Bank USA Dep MM (IRA) — Interest

Tailwind Capital Group LLC — Distribution — Note #

Empowered World Ventures LLC(Preferred A) — None

CSL Energy Opportunity Fd 1 LP — None — Sold (part)

Parkstone Capital Partners [1 LP — istnbution — Sold (part) — Note #

Highland Investment Group LLC — Distribution — Note #

Artiman Venture Fund LP — None

Docero LLC — None

OD Funding Partners LLC — None — Sold

Collision Funding Partners LLC — Distribution — Note #

Figue Holdings LLC (Class B Common) — None

JustFamily Com.Inc(. Preferred Stock) — None

Kenesto Corp (Preferred C) — None — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

MogilityCapital Fund LP — None — Sold (part)

MogilityCapital Fund LP — Sold (part)

OpenFin Inc. (Preferred Stock) — None

Remedy Pharmaceuticals Inc — Distribution — Buy (add'l) — Note #

Remedy Pharmaceuticals Inc — Sold (part)

Cardflight Inc (Preferred) — None — Buy (add'l)

Cardflight Inc (Preferred) — Buy (add'l)

Fenway HTM Partners LLC — None

Gain Fitness Inc{Com) — None

CMNet Inc (D/B/A iSeek Corp) Ser ( (Preferred) — None

Linx RE-Co-Invest LLC — Interest — Sold (part)

Linx HI LP — None — Sold (part)

Linx HI LP — Buy (add'l)

Linx HI LP — Buy (add'l)

Monaco Inc(Conv. Promissory Note) — None

Romulus Capital 11 US Feeder LP — None

Linx-Grammer Co LLC — Distribution — Sold (part) — Note #

Tailwind Capital Partners 11 LP — Note # 8

Diamondback Drugs — istmbution — Sold (part) — Note #

Diamondback Drugs — Sold (part)

Long's Drugs — Distribution — Sold (part) — Note #

Colony Hardware — Distribution — Sold (part) — Note #

Liecherman Research Worldwide — istmbution — Note #

National HME — None — Buy (add'l)

National HME — Sold

Premiere Store Fixtures — None — Buy (add'l)

TowerCo IV — Distribution — Note #

Cumming — Distribution — Buy (add'l) — Note #

Distinct Holdings Group, IncGroup-dba Diversified — None

MetroGistics — None

Stratix — None

AST Corporation — None

DermaRite Industires LLC — None

Edenbridge Pharmceuticals LLC — Distribution — Note #

HMT Holdings Inc — None

TW Lone Peak Master LLC — Distribution — Sold (part) — Note #

TW Lone Peak Master LLC — Sold (part)

TW Lone Peak Master LLC — Sold (part)

TW Lone Peak Master LLC — Sold (part)

Trusté 4 — Note # 7

Principal Global Diversified Income Fd C1 A — Int/Div

Thomburg Income Builders C1 — Int/Div

Thomburg Global Opp Fd C1 — Int/Div

Thomburg Intl Value Fd — Int/Div

Thomburg Limited Term Inc C1 — Int/Div

UBS Bank USA Dep Account — Interest

JP Morgan Checking — Interest

Dogcero LLC — None

Microsoft CorplCom) — Int/Div

Columbia Select Large Cap Growth FD — Int/Div — Sold (part)

Safebulkers Inc — None

Martin Pharmaceuticals, Inco{ Convertible Note) — None — Buy

Taiilwind Capital Partners 111 LP — Note # 10

Smith Cooper International Inc — None — Buy

Benevis Holding Corp — None — Buy

Abode Healthcare. Inc — None — Buy

Convergence Technologies, Inc — None — Buy

Loenbro LLC — None — Buy

Trust#3 — Note #7

Thomburg Income Builders C1 — Int/Div

Thomburg Global Opportunities Fd — Int/Div

Thomburg Intl Value Fd — Int/Div

UBS Bank USA -Depost Account — Interest

UBS AG Deposit Acount — None — Closed

SPC Intermex LP — Distribution — Sold (part) — Note #

SPC Intermex LP — Sold (part)

Tailwind Capital Partners 111 LP — Note # 10

Smith Cooper International Inc — None — Buy

Benevis Holding Corp — None — Buy

Abode Healthcare. Inc — None — Buy

Convergence Technologies, Inc — None — Buy

Loenbro LLC — None — Buy

Tailwind Capital Partners 11 (GP)LP — Note #8

Colony Hardware Corp — Iistnbution — Sold (part) — Note #2

Cummings Group Inc — None — Buy (add'l)

Diamondback Drugs of Delaware LLC — Distribution — Sold (part) — Note #

Diamondback Drugs of Delaware LLC — Sold (part)

Distinet Holdings Group, Inc(dba Diversified) — None

Lomg's Drugs Inc — Distribution — Sold (part) — Note #

Lieberman Research Worldwide LLC — None

MetrogisticsLLC — None — Buy (add'l)

National HME. Inc — None — Buy (add'l)

National HME. Inc — Sold

Premier Store Fixtures. LLC — None — Buy (add'l)

Stratix Corp — None

Towerco 2013 Holdings LLC — None — Sold

TowerCo IV Holdings LLC — Distribution — Note #

AST Corporation — None

DermaRite Industries LLC — None

Edenbridge Pharmaceuticals LLC — None

HMT Holdings Inc — None — Buy (add'l)

TW Lone Peak Master LLC — None — Sold (part)

TW Lone Peak Master LLC — Sold (part)

TW Lone Peak Master LLC — Sold (part)

The Yard (Promissory Note) — Interest

RG Partners B LP — Distribution — Sold (part) — Note #

RG Partners B LP — Sold (part)

RG Partners B LP — Sold (part)

Radius Networks Inc (Com) — None

Safebulkers Ser D 8 % Preferred — Int/Div

ChartlQ LLC — None

Transplant Genomics Inc (Convertible Note) — Interest — Buy (add'l)

Transplant Genomics Inc (Convertible Note) — Buy (add'l)

Transplant Genomics Inc{ Preferred A) — None

Real Endpoints LLC — None

Valuestream Development Lab Fund LLC — None — Sold (part)

Romulus Placester Special Opportunity Fd — None

Grove Hospitality Asia GP LLC — None — Sold (part)

Grove Hospitality Asia GP LLC — Sold (part)

Grove Hospitality Asia GP LLC — Sold (part)

Grove Hospitality Europe GP LLC — Distribution — Sold (part) — Note #

Grove Aurelis 11 GP LLC — Distribution — Sold (part) — Note #

Grove Aurelis 11 GP LLC — Sold (part)

Grove Aurelis 11 GP LLC — Sold (part)

Grove Aurelis 11 GP LLC — Sold (part)

GN WMC LLC — None

Romulus Cohealo Special Opportunity Fund Lr — None

Invesco International Growth A (401k) — None

Safebulkers Inc (Ser C Preferred) (IRA) — Int/Div

Personalized Cancer Therapy Inc (Com) d/b/ al PERTHA) — None — Buy (add'l)

Personalized Cancer Therapy Inc (Com) d/b/ al PERTHA) — a

Romulus ELC B3 Special Opportunity LP — None

Sommetrics. Inc (Preferred Ser B) — None

Sensai Corp (Convertible Note) — None

Cycle Pharmaceuticals LTD (Ser A Shares) — None — Buy (add'l)

Free ATM Inc (Ser A Preferred) — None

Engage Simply Inc (Convertible Note) — None

Build and Imagme LLC — None — Sold (part)

SpireCube LLC — None — Sold (part) — Note #5 To Ln # 470

Linx-Transpro Co-Invest LLC — Distribution — Sold (part) — Note #

Linx-Transpro Co-Invest LLC — Sold (part)

Linx-Transpro Co-Invest LLC — Sold (part)

Linx-Transpro Co-Invest LLC — Sold (part)

Lmx-Gullett Co-Invest LLC — None

S0 Mast LLC — None

AG Team Partners LLC — Distribution — Sold (part) — Note #

AG Team Partnners HI LP — None

CSL Energy Opp Fund 11 LP — None — Buy (add'l)

CSL Energy Opp Fund 11 LP — Sold (part)

CSL Energy Opp Fund 11 LP — Sold (part)

Estimize Inc (Ser B Preferred) — None

Grotech Ventures 111 LP — None — Buy (add'l)

Grotech Ventures 111 LP — Buy (add'l)

Grotech Ventures 111 LP — Buy (add'l)

Grotech Ventures 111 LP — Buy (add'l)

Grotech Ventures 111 LP — Buy (add'l)

Grotech Ventures 111 LP — Buy (add'l)

Karma Culture LLC — None

Kinderhook Capital Fund IV — None — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Kinderhook Capital Fund IV — Buy (add'l)

Linx-CPT Co Invest LLC — Interest — Sold (part)

Linx-CPT Co Invest LLC — Sold (part)

Linx-CPT Co Invest LLC — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

Logic9S LLC (Cony Promissory Note) — None — Sold (part)

Oxy Docs, Ine (Conv Promissory Note) — None — Buy (add'l)

Olympus Capital Asia Fd V LP — None — Buy (add'l)

Olympus Capital Asia Fd V LP — Buy (add'l)

Olympus Capital Asia Fd V LP — Sold (part)

Padloc Inc. (Ser A Preferred) N/C Aila — None

Romulus Capital 111 (US) Feeder LP — None — Buy (add'l)

Perry Lane LLC — None

Slingshot Insights Inc (Conv. Promissory Note) — Interest

Syndicated Loan Direct Inc (Conv Promissory Note) — None

TBCP Jacksonville LLC — None

TemPro Inc (Conv Promissory Note &Preferred Stock) — None — Buy (add'l)

Terafina Inc {Conv Promissory Note) — None

Home Team Marketing LLC (Senior Promissory Notes ) — Interest

Highland Resort At the Peaks LLC — Distribution — Note #

Edward Jones Retirement MM(IRA) — None

Fidelity (Cash) — Interest

Figue Holdings LLC — None

Gam Fitness Inc{Conv Note) — None

Aisling Capital IV LP — None — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Buy (add'l)

Aisling Capital IV LP — Sold (part)

Aisling Capital IV LP — Sold (part)

Aisling Capital IV LP — Sold (part)

Aisling Capital IV LP — Sold (part)

Canal Logix LLC — Distribution — Note #

Collision Funding Partners LLC (Note) — None

Lmnx-Ehite Co Invest LLC — Interest — Sold (part)

Lmnx-Ehite Co Invest LLC — Sold (part)

Lmnx-Ehite Co Invest LLC — Sold (part)

Lmnx-Ehite Co Invest LLC — Sold (part)

Lmx-Nebr Co Invest LLC — None

Peterson Partners VIII LP — None — Sold

Romulus Estify Sp Opportunity LP — None

Romulus Growth Cogito LP — None

Strategic Alternative Fund Group LLC — None

Parkstone Capital Partners IV Holdings LP — Distribution — Sold (part) — Note #

Linx Q Ligquidating Tr — Distribution — Sold (part) — Note #

Fulling Mills LLC — istnibution — Buy (add'l) — Note #

Ram Realty IV LP — None — Buy (add'l)

Ram Realty IV LP — Buy (add'l)

Ram Realty IV LP — Buy (add'l)

Alpine-Gleenwood LP — None

BiglD Ine{Conv Note) — None

Lending Front Inc (Conv Note) — None

Mine One GMBH (Ser A sh) (IRA) — None

Relationship Capital Partners Inc (Cony Notes) — None — Buy (add'l)

PHRP LLC — Note #11

Shareablee Inc (Ser A Pref) — None — Note # 11

Skyfront Corp (Note Rec) — None

SPC Intermex LP — Distribution — Sold (part) — Note #

SPC Intermex LP — Sold (part)

Yingo Yango Inc (Ser A Pref) — None

American Fund Cap Inc (401K) — None

UBS Bank USA Deposit Ac — Interest

UBS AG Deposit Act (IRA) — Interest — Closed

312 Atlantic Ave LLC — None

Flank 71 Smith LLC — None — Sold (part)

Flank 71 Smith LLC — Sold (part)

Flank 71 Smith LLC — Sold (part)

Flank 71 Smith LLC — Sold (part)

Flank 71 Smith LLC — Sold (part)

UBS Bank USA BUS ACCT(Foundation # 1 — Interest

UBS AG Deposit Account {Foundation #1) — None — Closed

Oppenhemmer Lmt Term Bond Fd Foundation # 1) — Int/Div — Sold

Virtus Low Duration Income Fd AlFoundation # 1) — Int/Div — Sold

Cyriline Morgan {Personal Note) — None

Loch Lomond Golf ClubiSer CO) — Int/Div

UBS Bank USA Dept Ac (IRA) — Interest

Thomburg Global Oppy Fd CL A(IRA) — Int/Div

Amencan Balanced Fund Inc (IRA) — Int/Div

American Fund Global Balanced (IRA) — Int/Div

Nvidia Corp (IRA) — None — Sold

Nucana PLC GBR (IRA) — None — Sold (part)

Relationship Capital Partners (IRA) (Convertible Promissory Note) — None

Aimmune Therapeutics Inc (Com) — None — Sold

Esperion Therapeutics Inc — None — Sold

ERA Investor Fund 6 LP — None — Buy (add'l)

ERA Investor Fund 6 LP — Buy (add'l)

ERA Investor Fund 6 LP — Sold (part)

Groupize Inc (Ser A-2 pid) — None — Buy (add'l)

Groupize Inc (Ser A-2 pid) — Buy (add'l)

Medaptive Health Inc (Conv Prom) — None

Poliwogg Holdings Inc (Ser B Cony Prefered) — None

Shiftsmart Inc (Ser AA Preferred) — None

BondChQ Inc (Cony Promissory Note) — None

Canal Logic 2 LLC — Distribution — Note #

Nextremity LLC N/C Nextremity Solutions Inc (Ser B Preferred) — None

Sayspring Inc — None — Sold

Three Girls and a Lion LLC N/C TG& L Holdings LLC(Convertible Note) — None — Buy (add'l)

Three Girls and a Lion LLC N/C TG& L Holdings LLC(Convertible Note) — Buy (add'l)

Entrepreneurs Expansion Fund 111 LP — None — Buy (add'l)

Entrepreneurs Expansion Fund 111 LP — Buy (add'l)

Entrepreneurs Expansion Fund 111 LP — Buy (add'l)

Entrepreneurs Expansion Fund 111 LP — Sold (part)

Kinderhook V LP — None — Buy (add'l)

Kinderhook V LP — Buy (add'l)

Kinderhook V LP — Buy (add'l)

Kinderhook V LP — Buy (add'l)

Valuestream Ventures 2017 LLC — None — Buy (add'l)

Workbench Ventures 111 LLC — None — Buy (add'l)

Workbench Ventures 111 LLC — Buy (add'l)

Workbench Ventures 111 LLC — Buy (add'l)

71 Smith Retail Venture LLC — None — Sold (part)

First Republic Checking — Interest

Generation Tux (Ser D-2 Preferred) — Interest — Sold (part)

Nucana PLC Spons ADR (IRA) — None — Sold

Seventh Sibling LLC (Promissory Note) — None

RGI Recap Partners LLC — Distribution — Sold (part) — Note #

TransEnterix Inc — None — from line 103) — Note 2 6

TransEnterix Inc — from line 104) — Note #2 6

TransEnterix Inc — Donated

Parkstone Capital Partners 111 LP — Distribution — Buy — Note #

Parkstone Capital Partners 111 LP — Buy (add'l)

1101 Grundy Property Owner LLC — None — Buy

1101 Grundy Property Owner LLC — Buy (add'l)

Adaptive Management Inc (Convertible Promissory Note) — None — Buy

Bioxcel Therapeutics Inc (Com) — None — Buy

Blue Systems AY. Ltd (Ordinary) — None — Buy

B Hospitality Corp (Series Seed Preferred) — None — Buy

Canal Logix 3 LLC — None — Buy

Canal Logix 3 LLC — Sold

Felix Gray Inc (Ser A-<1 Preferred) — None — Buy

findSisterhood Inc (Convertible Promissory Note) — None — Buy

findSisterhood Inc (Convertible Promissory Note) — Buy (add'l)

LA Aloe LLC — None — Buy

Lnx-CTAM Co-Invest, LLC — Interest — Buy

Plum Alley Syndicate X11 LLC — None — Buy

Vitalis LLC — None — Buy

Ladder Capital Corp (Com) (IRA) — None — Buy

AG Team Partners 11 LP — None — Buy

AG Team Partners 11 LP — Sold (part)

Martin Pharmaceuticals Inc (Convertible Promissory Note) — None — Buy

Clarke (Mortgage) — Interest — Buy

MiMeetings d/b/a 242 LLC (Convertible Promissory Note) — None — Buy

Modumental Inc (Convertible Promissory Note) — None — Buy

Popin Inc (Series Seed Preferred) — None — Buy

Thompson Trucking (X) — Distribution — Sold — Note # 3

Second Screen Inc (Convertible Promissory Note) — None — Buy

SPC Vereco LP — None — Buy

SPC Vereco LP — Sold (part)

Tallarum Limited ( Preferred Shares) — None — Buy

The Square Foot Inc (Series A Preferred) — None — Buy

Threshing Floor Security Inc (Series Seed Preferred) — None — Buy

Under Armor (Com) (IRA) — None — Buy

Under Armor (Com) (IRA) — Sold (part)

Under Armor (Com) (IRA) — Sold

xtra Chef Inc(Note) — None — Buy

Docero LLC ( Promissory Note) — None — Buy

Mme One Gmbh (Senes B) — None — Buy

Tailwind 111 LP — Note # 10

Smith Cooper International Inc — None — Buy

Benevis Holding Corp — None — Buy

Abode Healthcare Inc — None — Buy

Convergence Technologies Inc — None — Buy

Loenbro LLC — None — Buy

Tailwind 111 GP LP — Note 2 10

Smith Cooper Intemational Inc — None — Buy

Benevis Holding Corp — None — Buy

Abode Healthcare Inc — None — Buy

Convergence Technologies Inc — None — Buy

Loenbro LLC — None — Buy

UBS Liguid Asset Gov't Fund(1RA) — None — Open

Instructure — None — from line 271) — Note #2 6

Instructure — Donated

JP Morgan -Pound Sterling — None — Open

adTheorent Inc{X) — Distribution — Sold — Note #3

Gravitas Technology Services LLC(X) — Distribution — Sold — Note #3

Automotive Mastermind Inc(X) — Distribution — Sold — Note #3

Automotive Mastermind Inc(X) — Distribution — Sold — Note #3

E LaCarte Inc (Convertible Promissory Notes) — None — Buy

E LaCarte Inc (Convertible Promissory Notes) — Buy (add'l)

Trustee, Foundation #1

Advisory Council, Ohio State University

Advisory Director, Festival Damou

Spouse's income — 2018 — CSG Systems Inc-Director Fee

Spouse's income — 2018 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2018 — Tatlwind Capital Group-Partner- Guaranteed Payment

Spouse's income — 2018 — Safe Bulkers Inc <Director Fee

Spouse's income — 2018 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2018 — Lmx Partners LLC Director Fee

Spouse's income — 2018 — Morgan Stanley-Pension Income

Spouse's income — 2018 — Tailwind Management LP Managing Director-Guaranteed Payment

Note #9

Explanation Section VIII

Item # 354,355

The Judge's JIN created a single member LLC to hold various investments. The current investment is listed below the LLC on line # 352.

See Note 4 10

Explanation Section VII

Ttem # 195-200,209-214,457-462,463-468

The Judge's JIN is & g Partner of Tailwind Capital Parmers 111 LP and Tuilwind Capital Parmers II (GP) LP. The parterships have ownership interests

in the companies listed . Due to revised reporting requirements the income and gross value at the end of the reporting period is sepurately listed.

In addition, the purchase and sale information is also listed by underlying asset.

The Limited Partmership and General Partnership have ownership interests in the same companies. Trust # 3 and Trust # 4 are also partners in Tailwind Capital

Partners 11 LP. The

assets that are owned by the partnership are listed in the appropriate section of the report.

: