Steven E. Rau

IRA (H)

Cash (MMKT) and Sweep Balances — Interest

Abbvie. Inc. - ABBY — None — Sold

Aberdeen Erg Mkts - ABEMX — Int/Div — Buy

Aberdeen Erg Mkts - ABEMX — Buy (add'l)

Affiliated Mgrs Group - AMG — None — Buy

Affiliated Mgrs Group - AMG — Sold

Ally Bank CD — Interest

Alphabet Inc - GOOG — None — Buy

Alphabet Inc - GOOG — Sold

Amer Express Bk FSB CD — Interest

Amencan Funds - NFFFX — None — Sold

Ameriprise Finl Inc. - AMP — None — Buy

Ameriprise Finl Inc. - AMP — Sold

Apple, Inc., - AAPL — Int/Div — Sold (part)

Apple, Inc., - AAPL — Sold

AT&T Ine. -T — Int/Div — Buy

AT&T Ine. -T — Buy (add'l)

AT&T Ine. -T — Sold

Bayer AG - BAYRY — None — Buy

Bayer AG - BAYRY — Sold

Berkshire Hathaway — None — Sold (part)

Berkshire Hathaway — Sold

Blackrock Global - BDMKX — Int/Div — Buy

Blackrock Inc. - BLK — Int/Div — Buy

Blackrock Inc. - BLK — Sold

Boeing Co - BA — None — Buy

Boeing Co - BA — Sold

Boston Pirs L/S Research Fund - BPIRX — Int/Div — Buy

Capital One Bk USA NA CD — Interest

Celanese Corp - CE — Int/Div — Buy

Celanese Corp - CE — Sold

Cisco Systems Ine. - CSCO — Int/Div — Sold (part)

Cisco Systems Ine. - CSCO — Sold (part)

Cisco Systems Ine. - CSCO — Sold

Citigroup Inc. - C — None — Buy

Citigroup Inc. - C — Sold

CME Group Inc. - CME — Int/Div — Buy

CME Group Inc. - CME — Sold

Cognizant Tech Sol - CTSH — None — Buy

Cognizant Tech Sol - CTSH — Sold

Columbia Fund Ser Tr-CEEZX — None — Sold

Comcast Corp - CMCSA — Int/Div — Buy

Comcast Corp - CMCSA — Sold

CVS Health Corp - CVS — Int/Div — Buy

CVS Health Corp - CVS — Sold

Diageo PLC - DEO — None — Buy

Diageo PLC - DEO — Sold

Dodge & Cox FDS - DODFX — Int/Div — Buy (add'l)

Eaton Corp - ETN — Int/Div — Buy

Eaton Corp - ETN — Sold

Eaton Vance Global Macro - EIGMX — Int/Div — Buy

Eaton Vance Global Macro - EIGMX — Buy (add'l)

ElLilly & Co- LLY — None — Buy

ElLilly & Co- LLY — Sold

EOG Resources Inc. - FOG — Int/Div — Buy

EOG Resources Inc. - FOG — Sold

Flex LTD - FLEX — None — Buy

Flex LTD - FLEX — Buy (add'l)

Flex LTD - FLEX — Sold

Gilead Sciences - GILD — Int/Div — Buy

Gilead Sciences - GILD — Sold

Goldmand Sachs Bank CD — Interest

Goldman Sachs Bank CD mums — Interest — Sold

Ham Celestial Grp - HAIN — None — Buy

Ham Celestial Grp - HAIN — Sold

Home Depot Inc - HD — Int/Div — Buy

Home Depot Inc - HD — Sold

Intel Corp - INTC — Int/Div — Sold

Invesco Balance Risk Comm - BRCYX — Int/Div — Buy

Ishares Core S&P S00 - IVV — Int/Div — Buy

Ishares Core S&P S00 - IVV — Sold (part)

shares S&P Midcap - UH — Int/Div — Buy

shares S&P Midcap - UH — Buy (add'l)

Ishares Core S&P Small Cap - UR — Int/Div — Buy

Ishares Core S&P Small Cap - UR — Buy (add'l)

Ishares Core S&P Small Cap - UR — Sold (part)

JP Morgan Chase & Co - JPM — Int/Div — Buy

JP Morgan Chase & Co - JPM — Sold

JP Morgan Chase Bk NA CD - pm — Interest

Las Vegas Sands Corp - LVS — Int/Div — Buy

Las Vegas Sands Corp - LVS — Sold

Manulife Finl Corp « MFC — None — Buy

Manulife Finl Corp « MFC — Sold

McKesson Corp - MCK — Int/Div — Buy

McKesson Corp - MCK — Sold

Merck & Co.. Inc. - MRK — Int/Div — Sold (part)

Merck & Co.. Inc. - MRK — Sold (part)

Merck & Co.. Inc. - MRK — Sold

Microsoft Corp «- MSFT — Int/Div — Sold (part)

Microsoft Corp «- MSFT — Sold

Neuberger Berman L/S Fund - NLSIX — None — Buy

Nike Inc «- NKFE — Int/Div — Buy

Nike Inc «- NKFE — Sold

Oppenheimer Intl Small - OSMYX — None — Sold

Pfizer Incorporated - PFE — None — Sold

PNC Fmancial Serv « PNC — Int/Div — Buy

PNC Fmancial Serv « PNC — Sold

Procter & Gamble Co - PG — None — Sold

Roche Holdings LTD - RHHBY — Int/Div — Buy

Roche Holdings LTD - RHHBY — Sold (part)

Roche Holdings LTD - RHHBY — Sold

Schlumberger LTD - SLB — None — Buy

Schlumberger LTD - SLB — Sold

SPDR DJ Wilshire Internat! RE - RWX — Int/Div — Buy

SPDR DJ Wilshire Internat! RE - RWX — Sold (part)

Spider S&P Biotech EFT-XBI — None — Sold

Spirit Aerosystems - SPR — Int/Div — Buy

Spirit Aerosystems - SPR — Sold

Suncor Energy Inc - SU — Int/Div — Buy

Suncor Energy Inc - SU — Sold

Synchrony Bank CD - CA3 — Interest

Synchrony Bank CD - HM9 — Interest

T Rowe Price Intl Fds - PRMSX — None — Sold

Target Comp - TGT — None — Buy

Target Comp - TGT — Sold

TE Connectivity LTD - TEL — None — Buy

TE Connectivity LTD - TEL — Sold

Thermo Fisher Scientific « TMO — Int/Div — Buy

Thermo Fisher Scientific « TMO — Sold

TIX Companies Inc - TIX — None — Buy

TIX Companies Inc - TIX — Sold

Total SA. - TOT — Int/Div — Buy

Total SA. - TOT — Sold

Tweedy Browne FD INC - TBGVX — None — Sold

UBS Group AG - UBS — None — Buy

UBS Group AG - UBS — Buy (add'l)

UBS Group AG - UBS — Sold

Union Pacific Corp - UNP — Int/Div — Buy

Union Pacific Corp - UNP — Sold

United Parcel Service - UPS — None — Buy

United Parcel Service - UPS — Sold

Vanguard FTSE Emerging Mkts - VWO — Int/Div — Buy

Vanguard FTSE Emerging Mkts - VWO — Buy (add'l)

Vanguard International Growth FD - VWILX (formerly Vanguard World Fund — Int/Div — Buy (add'l)

Vanguard Real Estate EFT - VNQ — Int/Div — Buy

Vanguard Real Estate EFT - VNQ — Sold (part)

Vanguard ST Invest Grade Admiral Fund VFSUX — Int/Div — Buy

Vanguard ST Invest Grade Admiral Fund VFSUX — Buy (add'l)

Walt Disney Co - DIS — None — Buy

Walt Disney Co - DIS — Buy (add'l)

Walt Disney Co - DIS — Sold

Wells Fargo Fund Tr-WFMIX — None — Sold

Zoeus Inc - ZTS — Int/Div — Buy

Zoeus Inc - ZTS — Sold

IRA (H)

Abbvie - ABBV — Int/Div — Sold

Apple, Inc. - AAPL — Int/Div — Sold

AT&T Ine. -T — Int/Div — Sold

Berkshire Hathaway - BRKB — None — Sold

Bristol Meyers Squibb — Int/Div — Sold

Celgene Corp — None — Sold

Cisco Systems — Int/Div — Sold

Coca-cola — None — Sold

Exxon Mobile Corp — None — Sold

General Electric Company — Int/Div — Sold

Intel Corp — None — Sold

Ishares Global Tech - IXN — None — Sold

JPMorgan Mid Cap Value Fund CL L FLMVX(X) — None — Sold

Merck & Co Inc — Int/Div — Sold

Microsoft Corp — None — Sold

Novartis AG — None — Sold

Oppenheimer Dev Markets - ODVYX — None — Sold

Pfizer — None — Sold

Proctor and Gamble Co — Int/Div — Sold

Spdr S&P Biotech — None — Sold

Thormburg Inv Tr Developin World Fd THDIZ — None — Sold

United Technologies Corp — None — Sold

Wells Fargo Advantage - SCVNX — None — Sold

Wells Fargo Absolute Return Fund Class Inst - WABIX (X) — None — Sold

Jomt Account (H)

Abbvie - ABBV — Int/Div — Sold (part)

AT&T, Inc. -T — Int/Div

CVS Health - CVS — Int/Div — Buy (add'l)

Disney Walt Company - DIS — Int/Div — Buy

HCP Inc. - HCP — Int/Div — Buy

Intel Corp = INTC — Int/Div

Ishares ETF - IDV — Int/Div

Ishares ETF - PFF — Int/Div — Buy

Kimberly-Clark Corp «- KMB — Int/Div — Buy

Medtronic PLC - MDT — Int/Div

Merck & Co Inc. - MRK — Int/Div — Buy (add'l)

Microsoft Corp - MSK1 — Int/Div

Mondelez Intl Inc. - MDLZ — Int/Div — Buy

Novartis AG Spon ADR-NVS — Int/Div

Pepsico Inc. - PEP — Int/Div

Pfizer Inc - PFE — Int/Div — Buy

PG&E Corporation « PCG — Int/Div — Buy (add'l)

PG&E Corporation « PCG — Sold

Proctor & Gamble CO - PG — Int/Div — Buy

Public Storage PFD - PSA'F — Int/Div — Buy

San OF1 ADR - SNY — Int/Div — Buy (add'l)

Scana Corp Com - SCG — None — Buy

Scana Corp Com - SCG — Sold

Unilever PLC Spons ADR - UL — Int/Div — Buy

United Technologies Corp - UTX — Int/Div

US Treasury Bills — Interest — Buy

US Treasury Bills — Buy (add'l)

US Treasury Bills — Buy (add'l)

US Treasury Bills — Buy (add'l)

US Treasury Bills — Sold (part)

US Treasury Bills — Sold (part)

US Treasury Bills — Sold (part)

US Treasury Bills — Sold (part)

US Treasury Bills — Sold (part)

Welltower. Inc. «- HONWELL — Int/Div — Buy (add'l)

Wells Fargo Company - WFC — Int/Div

Wells Fargo - STRIX — Int/Div — Buy (add'l)

Wells Fargo - STRIX — Buy (add'l)

Wells Fargo Fund - WHY IX — hy — Buy (add'l)

Wells Fargo Money Market Fund — Int/Div

Wells Fargo (Checking & Savings) (X) — Interest

Individual Account (H)

Wells Fargo Fund - WHYMX — Int/Div — Sold (part)

Wells Fargo Fund - WHYMX — Sold

Alhance Bernstem 529 Growth € — None — Distributed

Wells Fargo Stable Value Fund - Wells Fargo 401(k) Plan — None — Distributed

Wells Fargo Large Cap Value Fund - Wells Fargo 401(k) Plan — None — Distnibuted

State Street S&P 500 Index Fund - in Wells Fargo 401(k) Plan — None — Distnbuted

Wells Fargo Large Cap Growth Fund Wells Fargo 401(k) Plan — None — Distnbuted

State Street S&P Mid Cap Index Fund - in Wells Fargo 401(k) Plan — None — Distnibuted

Wells Fargo Small Cap Valve Fund - Wells Fargo 401(k) Plan — None — Distnibuted

Wells Fargo International Equity Fund - in Wells Fargo 401(k) Plan — None — Distnbuted

Wells Fargo Emerging Markets Equity Fund «in Wells Fargo 401(k) Plan — None — Distnbuted

Wells Fargo ESOP Fund - in Wells Fargo 401K) Plan — None — Distributed

Wells Fargo Stock - Equiniti Trust — Int/Div — Open

Wells Fargo Stock - Equiniti Trust — Distnbuted

CD-12 Month Equivalent - in Wells Fargo Deferred Compensation Plan — None — Buy (add'l)

Wells Fargo International Equity Fund - in WF Deferred Comp Plan — None — Sold

Russell Small Cap Index Fund - in WF Deferred Comp Plan — None — Sold

State Street S&P S00 Index Fund - in WF Deferred Comp Plan — None — Sold

State Street S&P Mid Cap Index Fund - in WF Deferred Comp Plan — None — Sold

State Street US Bond Index Fund-K - in WF Deferred Comp Plan — None — Sold

Wells Fargo Cash Balance (Pension) Plan no control — None — Distnbuted

Wells Fargo - Med IRA Mam (H)

Aberdeen Emerg MKis - ABEMX — Int/Div — Buy (add'l)

Aberdeen Emerg MKis - ABEMX — Buy (add'l)

Aberdeen Emerg MKis - ABEMX — Buy (add'l)

Blackrock GL - BDMKX — Int/Div — Buy (add'l)

Blackrock GL - BDMKX — Buy (add'l)

Blackrock GL - BDMKX — Buy (add'l)

Boston P LNG/SHRT - BPIRX — Int/Div — Buy (add'l)

Eaton Vance Global Macro - EIGMX — Int/Div — Buy (add'l)

Eaton Vance Global Macro - EIGMX — Buy (add'l)

FID New Mkts - FGZMX(formerly FID ADV Emer Mkts - FMKIX) — Int/Div — Buy (add'l)

MATS — Buy (add'l)

MATS — Buy (add'l)

GE Capital Retail Bank CD — Interest

Goldman Sachs Bank USA CD — Interest

Invesco Bal Risk Comm - BRCYX — Int/Div — Buy

IShares Core S&P SOO ETF - IVV — Int/Div — Buy

IShares Core S&P SOO ETF - IVV — Buy (add'l)

IShares Core S&P SOO ETF - IVV — Sold (part)

IShares Core S&P Mid Cap ETF - UH — Int/Div — Buy (add'l)

IShares Core S&P Mid Cap ETF - UH — Buy (add'l)

Ishares Core S&P Small Cap - UR — Int/Div — Buy (add'l)

Ishares Core S&P Small Cap - UR — Sold (part)

Lehman Brothers Holdings ESC — None

MOXYCASH - CashMMKT — Interest

Neuberger Berman Long - NLSIX — None — Buy (add'l)

Neuberger Berman Long - NLSIX — Buy (add'l)

SPDR DJ Wilshire Internat] REAL - RWX — Int/Div — Buy (add'l)

bad) — Sold (part)

T Rowe Price Inst Float Rate Fund - RPIFX — Int/Div — Buy

pak) — Buy (add'l)

pak) — Buy (add'l)

TIAA-CREF Soc Choice - TSBIX — Int/Div — Buy (add'l)

TIAA-CREF Soc Choice - TSBIX — Sold (part)

Vanguard FTSE Dev ETF - VEA — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Mkts - VWO — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Mkts - VWO — Buy (add'l)

Vanguard FTSE Emerging Mkts - VWO — a

Vanguard REIT - VNQ — Int/Div — Buy (add'l)

Vanguard REIT - VNQ — Sold (part)

Vanguard Short Term Invest Grd - VFSUX — Int/Div — Buy (add'l)

Vanguard Short Term Invest Grd - VFSUX — Buy (add'l)

Vanguard Short Term Invest Grd - VFSUX — Buy (add'l)

Vanguard High Yield Corp Adm - VWEAX — Int/Div

Wells Fargo Mgd IRA - SI (H)

Accenture PLC - AEN — Int/Div — Buy (add'l)

Accenture PLC - AEN — Sold

Air Prods & Chem - APD — Int/Div — Buy (add'l)

Air Prods & Chem - APD — Sold

Alphabet Inc. «- GOOGL — None — Buy (add'l)

Alphabet Inc. «- GOOGL — Sold

Apple Inc - AAPL — Int/Div — Sold (part)

Apple Inc - AAPL — Sold

Biogen Inc - BIB — None — Buy (add'l)

Biogen Inc - BIB — Buy (add'l)

Biogen Inc - BIB — Sold

Blackrock Inc - BLK — Int/Div — Buy (add'l)

Blackrock Inc - BLK — Sold

Cisco Systems Inc - CSCO — Int/Div — Sold (part)

Cisco Systems Inc - CSCO — Sold

Clorox Co - CLX — Int/Div — Buy (add'l)

Clorox Co - CLX — Sold

Cognizant Tech Sol - CTSG — None — Buy

Cognizant Tech Sol - CTSG — Sold

Colgate Palmolive Co - CL — Int/Div — Buy (add'l)

RIT) — Sold

Costco Wholesale Group - COST — Int/Div — Buy (add'l)

Costco Wholesale Group - COST — Sold

Cummins Inc. - CMI — Int/Div — Buy (add'l)

Cummins Inc. - CMI — Sold

Danaher Corp - DHR — Int/Div — Buy (add'l)

Danaher Corp - DHR — Buy (add'l)

Danaher Corp - DHR — Sold

Discover Financial Serv - DFS — Int/Div — Buy (add'l)

Discover Financial Serv - DFS — Sold

Eaton Corp PLC - ETN — Int/Div — Buy (add'l)

Eaton Corp PLC - ETN — Sold

EOG Resources Inc - EOG — Int/Div — Buy (add'l)

EOG Resources Inc - EOG — Sold

Fortive Corp =~ FTV — Int/Div — Buy (add'l)

Fortive Corp =~ FTV — Sold

Gilead Sciences Inc - GILD — Int/Div — Buy (add'l)

Gilead Sciences Inc - GILD — Buy (add'l)

Gilead Sciences Inc - GILD — Sold

Home Depot Inc - HD — Int/Div — Buy (add'l)

Home Depot Inc - HD — Sold

Mimois Tools Works Ine « ITW — Int/Div — Buy (add'l)

Mimois Tools Works Ine « ITW — Sold

Intel Corp - INTC — Int/Div — Sold (part)

Intel Corp - INTC — Sold

JPMorgan Chase & Co - JPM — Int/Div — Buy (add'l)

JPMorgan Chase & Co - JPM — Sold

Keveorp - KEY — Int/Div — Buy

Keveorp - KEY — Sold

Kimberly Clark Corp - KMB — Int/Div — Buy (add'l)

Kimberly Clark Corp - KMB — Sold

Laboratory CRP of Amer Hidgs - LH — None — Buy (add'l)

Laboratory CRP of Amer Hidgs - LH — Buy (add'l)

Laboratory CRP of Amer Hidgs - LH — Sold

Medtronic PLC - MDT — Int/Div — Buy (add'l)

Medtronic PLC - MDT — Buy (add'l)

Medtronic PLC - MDT — Sold

Microsoft Corp «- MSFT — Int/Div — Sold (part)

Microsoft Corp «- MSFT — Sold

Newell Brands Inc. - NWL — Int/Div — Buy (add'l)

Newell Brands Inc. - NWL — Sold

Novartis AG - ADR — Int/Div — Buy (add'l)

Novartis AG - ADR — Sold (part)

Novartis AG - ADR — Sold

O'Reilly Automotive Inc - ORLY — None — Buy (add'l)

O'Reilly Automotive Inc - ORLY — Sold

Occidental Pete Corp - OXY — Int/Div — Buy (add'l)

Occidental Pete Corp - OXY — Sold

PNC Fmancial Services Group - PNC — Int/Div — Buy (add'l)

PNC Fmancial Services Group - PNC — Sold

Prolog Inc. - PLD — None — Buy

Prolog Inc. - PLD — Sold

Roche Holdings Lid - RHHBY — Int/Div — Buy (add'l)

Roche Holdings Lid - RHHBY — Buy (add'l)

Roche Holdings Lid - RHHBY — Sold

Schlumberger Ltd - SLB — Int/Div — Buy (add'l)

Schlumberger Ltd - SLB — Sold

Stryker Corp - SYK — Int/Div — Buy (add'l)

Stryker Corp - SYK — Buy (add'l)

Stryker Corp - SYK — Sold

Tarwan Semiconductor Man - TSM — None — Buy (add'l)

Tarwan Semiconductor Man - TSM — Sold

Techm PFMC Lid - FT — Int/Div — Buy (add'l)

Techm PFMC Lid - FT — Sold

Thermo Fisher Scientific Inc - TMO — Int/Div — Buy (add'l)

Thermo Fisher Scientific Inc - TMO — Buy (add'l)

Thermo Fisher Scientific Inc - TMO — Sold

Time Wamer Inc - TWX — Int/Div — Buy (add'l)

Time Wamer Inc - TWX — Sold

TIX Companies Inc. - TJX — Int/Div — Buy (add'l)

TIX Companies Inc. - TJX — Sold

Travelers Companies Inc - TRY — Int/Div — Buy (add'l)

Travelers Companies Inc - TRY — Sold

UnitedHealth Group Ine - UNH — None — Sold

US Bancorp - USB — Int/Div — Sold

Verizon Communications - VZ — Int/Div — Buy (add'l)

Verizon Communications - VZ — Sold

VISA Inc - Class A Shrs - V — Int/Div — Buy (add'l)

VISA Inc - Class A Shrs - V — Sold

Walt Disney Co - DIS — Int/Div — Buy (add'l)

Walt Disney Co - DIS — Sold

IM Co - MMM — Int/Div — Buy (add'l)

IM Co - MMM — Sold (part)

IM Co - MMM — Sold

Moxycash - Cash — Interest — Closed

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