Kathleen McDonald O'Malley

Castle Harlan Affiliates IV-A. LLP — istmbution

Citibank (cash) — Interest

Castle Harlan Partners V, LLP — None

CHP V Affiliates AIV, LP — Distribution

Mid-Atlantic Fund of Funds II. LP — None

AE! Alien Series B Inv 11, LLC — None

Sun Basket, Inc — None

Covington & Burling Partnership LLP — Int/Div

Advanced Battery Concepts, LLC — None

Cloud? Charts, Inc — None

Lois Kitchen LLC — None

Lois Wine Bar (note) — Interest

Rembrandt Partners IV, LP — Int/Div — Buy (add'l)

Empire Residential Communities Fund 1V LLC — Distribution — Buy

Lyi. Inc — None — Buy

Uber Tech — None — Buy

OPAC Famous LLC — None — Buy

IRA 21 (H)

Schwab Bank (cash) — Interest — Open

Schwab Adv Cash Reserve Prem. (SWZXX) — Interest — Redeemed

Baird Aggregate Bond Inst Fund (BAGIX) — Int/Div

Dodge & Cox Int'l Stock Fund (DODFX) — Int/Div

Hotchkis & Wiley Hi Yield (HWHIX) — Int/Div

Pimco Emerging Local Bond Fund (PELBX) — Int/Div

Pimco Foreign Bond Fund (PFORX) — Int/Div

Vangaurd Inflation Protected Securities VIPSX) — Int/Div

Wells Fargo Advtg Int'l Fund (ESICX) — None

American Fund Europacific Growth (AFGFX) — Int/Div

Cohen & Steers Realty Shares (CSRSX) — Int/Div

DFA Emerging Mkt Value Portfolio (DFEVX) — Int/Div

Dodge & Cox Income Fund (DODIX) — Int/Div

Steelpath MLP Select 40 (OSPSX) — Int/Div

Pimco Comm Real Estate Return (PCRIX) — Int/Div

Ishares Trust S&P S00 Index (IVV) — Int/Div

Vanguard Small Cap Fund (VB) — Int/Div

400k (H)

Dodge & Cox Stock (DODGX) — None

JP Morgan Large Cap R6 (JLGMX) — None

American Beacon Small Cap Val Inst (AVFIX) — None

Janus Enterprises N (JOMNX) — None

Lazard Emerging Market Equi (LZEMX) Equity os — None

Oakmark Intemational 1 {OAKIX) — None

Metropolitan West Total Return Bond IMWTRYX) — None

Schwab Covington Burlington Pooled Stable Value Fund — None

Brokerage Account #1 (H)

Schwab Bank Accounts (cash) — Interest — Open

Schwab Advance Cash Reserve Premium (SWZXX) — Int/Div — Sold (part)

Schwab Advance Cash Reserve Premium (SWZXX) — Redeemed

Baird Inter Muni (BMBIX) — Interest — Buy (add'l)

Baird Inter Muni (BMBIX) — Sold (part)

Baird Inter Muni (BMBIX) — Sold (part)

Goldman Sachs Emerging Markets Debt Fund (GSDIX) — Int/Div — Buy (add'l)

Goldman Sachs Emerging Markets Debt Fund (GSDIX) — Sold (part)

Hotchkis & Wiley Hi Yield (HWHIX) — Int/Div — Buy (add'l)

Pimco Foreign Bond Fund (PFORX) — Int/Div — Buy (add'l)

Pimco Foreign Bond Fund (PFORX) — Sold (part)

Pimco Foreign Bond Fund (PFORX) — Sold

Vang Inflation Protected (VIPSX) — Int/Div — Buy (add'l)

Vang St Exempt Fund (VWSTX) — Int/Div — Buy (add'l)

Vang St Exempt Fund (VWSTX) — Sold (part)

Wells Fargo Adv Int'l (ESICX) — None — Buy (add'l)

Wells Fargo Adv Int'l (ESICX) — Sold (part)

Wells Fargo Adv Int'l (ESICX) — Sold

American Fund Europacific (AEGFX) — Int/Div — Buy (add'l)

Cohen & Steers Realty (CSRSX) — Int/Div — Buy (add'l)

Cohen & Steers Realty (CSRSX) — Sold (part)

Credit Suisse Comm Retum Strategy Fund (CRSOX) — Int/Div — Sold

Dodge & Cox Int'l Stock Fund (DODFX) — Int/Div — Buy (add'l)

Maingate MLP Fund (IMLPX) — Int/Div — Buy (add'l)

Ishares Trust S&P S00 (1VV) — Int/Div — Buy (add'l)

Ishares Trust S&P S00 (1VV) — Sold (part)

Ishares MSC Emerging Market Index (EEM) — Int/Div — Buy (add'l)

Vang Small Cap (VB) — Int/Div — Buy (add'l)

Brokerage Account #2 (H)

Baird Inter Mum (BMBIX) — Int/Div

Goldman Sachs Emerging Markets Debt 1GSDIX) — Int/Div

Hotchkis & Wiley Hi Yield (HWHIX) — Int/Div

Pimco Foreign Bond Fund (PFORX) — Int/Div

Vang Inflation Protected (VIPSX) — Int/Div

Vang St Exempt Fund (VWSTX) — Interest — Sold (part)

Wells Fargo Adv Int'l (ESCIX) — None

American Fund Europacific (AEGFX) — Int/Div

Cohen & Steers Realty (CSRSX) — Int/Div

Credit Suisse Comm Return Strategy (CRSOX) — Int/Div

Dodge & Cox Int’) Stock Fund (DODFX) — Int/Div

Maingate MLP Fund (IMLPX) — Int/Div

Ishares Trust S&P S00 (IVV) — Int/Div

Ishares MSCI Emerging Markets Index (EEM) — Int/Div

Vang Small Cap (VB) — Int/Div

Reimbursement — New York IP Law Association — 03/222018-03/25201 — New York, NY — NYIPLA Annual Mecting — Train fare, hotel, ground transportation, meals

Reimbursement — New Jersey IP Law } Assocation — 06/08 2018-06109/201 — Short Hills, NJ — NJIPLA Annual Meeting — Train fare, hotel, ground transportation, meals

Reimbursement — Federal Communications Bar y Association — 06/19/2018.06/23/201 — San Diego, CA — Bench & Bar — Aarfare, hotel, ground transportation, meals

Reimbursement — IPO — 09/24, 2018-00/25/201 — Chicago, IL — 1PO Annual Meeting — Aartare, hotel, ground transportation, meals

Reimbursement — EDTX Bar Association — 10 172018- 10/18/2011 — Dallas, TX — Bench & Bar — Aurtare, hotel, ground transportation, meals

Reimbursement — KoGuan Law School — 10729201841 14/201 — Shanghai, China — IP Conference — Airfare, hotel, ground transportation, meals

Reimbursement — World IP Orgamzation — 110520181 1/102201 — Geneva, Switzerland — Judges Conference — Aarlare, hotel, ground transportation, meals

Reimbursement — Fordham University — 12122018-12/14201 — London, England — Judges Roundtable — Aartare, hotel, ground transportation, meals

Income — 103118 — Shanghai Jizo Ting University, KoGuan School of Law (teaching) — S1.000.00

Spouse's income — 2018 — Self-employed (attomey)

Part VII, Column C(2), lines 5-11 and 13-17: Value method code "V" indicates cumulative value of funds mvested.

Part VII, line 47: This asset is reportable in 2018; there is not a corresponding reportable transaction,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate meome to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.