William J. Martini

EQUITABLE - SEP

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — Distribution

BROKERAGE ACCOUNT ¢6 yumm

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Int/Div

ISHARES TR MCS! EAFE FD — Int/Div

VANGUARD SHORT TERM BOND ETF — Int/Div — Buy

VANGUARD SHORT TERM BOND ETF — Sold (part)

INVESCO FTSE RAFI US PRF (formerly Powershares) — Int/Div — Sold (part)

INVESCO FTSE RAFI US PRF (formerly Powershares) — Sold (part)

CHARLES SCHWAB ADV CASH RESERVE PREM — Interest — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA #7 IE

CHARLES SCHWAB ADV CASH RESERVE PREM — Int/Div — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Int/Div

JANUS GLOBAL RESEARCHFDCL 1 — Int/Div — Sold (part)

ISHARES CORE S&P ETF — Int/Div — Buy (add'l)

ISHARES CORE S&P ETF — Sold (part)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Int/Div — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Sold (part)

SPDR S&P MIDCAP 400 ETF — Int/Div — Buy (add'l)

VANGUARD SHORT TERM BOND ETF — Int/Div — Buy (add'l)

VANGUARD SHORT TERM BOND ETF — Sold (part)

VANGUARD SHORT TERM BOND ETF — Sold (part)

INVESCO S&P 500 PURE GROWTH ETF {formerly Guggenheim) — Int/Div — Buy (add'l)

INVESCO S&P 500 PURE GROWTH ETF {formerly Guggenheim) — Sold (part)

INVESCO S&P 500 PURE GROWTH ETF {formerly Guggenheim) — Sold (part)

FIDELITY CAPITAL & INCM FD — Int/Div — Sold

ISHARES RUSSELL 1000 GROWTH ETF — Int/Div — Buy (add'l)

ISHARES RUSSELL 1000 GROWTH ETF — Sold (part)

DODGE & COX GLOBAL STK — Int/Div — Sold

ISHARES MCS! EAFE ETF — Int/Div — Sold (part)

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Int/Div

EQ/Equity 500 Index — Int/Div

AXA Moderate - Plus Allocation — Int/Div

AXA Large Cap Growth Managed Volatility — Int/Div

EQ/Mid Cap Index — Int/Div

AXA International Value Managed Volatility — Int/Div

AXA Large Cap Value Managed Volatility — Int/Div

Charter Small Cap Value — Int/Div

EQ/Capital Guardian Research — Int/Div

EQ Equity S00 Index — Int/Div

EQ International Equity Index — Int/Div

Osler Health Management, Inc. {formerly MDClick Holdings LLC) — Int/Div

Trustee, Nicholas Martini Foundation

Trustee, John Cabot Umiversity

Income — 2018 — Nicholas Martim Foundation, Trustee — S22.000.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION, ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, 1 PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.