Marian W. Payson

Janus Growth and Income Fund - Mutual Fund — Int/Div

Vanguard Federal Money Market Fund — Interest

Blackrock Core Bond Fund - Mutual Fund — Int/Div

Blackrock LO Duration BD Inv. A - Mutual Fund — Int/Div

Templeton Foreign Fund A - Mutual Fund — Int/Div

Morgan Stanley Money Market Funds — Int/Div

Summit Federal Credit Umon £1 — Interest

Summit Federal Credit Union £2 — Interest

Vanguard Bond Mkt Index Inv - Mutual Fund — Int/Div

Vanguard Wellington Fund Inv - Mutual Fund — Int/Div

Vanguard Small Cap Value Index - Mutual Fund — Int/Div

Vanguard Total Stock Mkt Index Iny Mutual Fund #2 — Int/Div

NY College Savings Program Conservative Portfolio — None — Sold (part)

NY College Savings Program Conservative Portfolio — Sold (part)

NY College Savings Program Conservative Portfolio — Sold (part)

NY College Sav. Program Income Portfolio — None — Sold (part)

NY College Sav. Program Income Portfolio — Sold (part)

NY College Sav. Program Income Portfolio — Sold (part)

American Growth Fund of Amenca, A — Int/Div

Wells Fargo High Yd Bd Fund — Int/Div

Amencan Cent Growth Ady — Int/Div

Blackrock Equity Dividend A Mutual Fund — Int/Div

Nuveen Int Dur Muni Bond A Mutual Fund — Int/Div

Janus Henderson Mid Cap Value Fund — Int/Div

Nuveen Ltd Term Mum Bond Mutual Fund — Int/Div

Nuveen NWO Int'l Value Mutual Fund — Int/Div

Vanguard Prime Money Mkt Fund — Interest

Lazard Emerging Mkts Mutual Fund — Int/Div

DWS Real Estate Sec Fund — Int/Div

Columbia Large Cap Growth Fund A — Int/Div — Sold (part)

Federated Cap. Preserv, Fund-held by profit sharing plan — Int/Div — Sold

JP Morgan Equity Income RS Fund -- held by profit sharing plan — Int — Sold

Walt Disney Co. Common Stock — Int/Div

NY St Dorm Auth Bond Revs Non St Supported Debt Rev, A — Interest

Metropolitan Trans Auth NY Rev Ref D — Interest

Metropolitan Trans Auth NY Rev. E — Interest

Exxon Mobil Corp — Int/Div

PPL Corporation — Int/Div

Public Service Enterprise GP — Int/Div

iShares Core U.S. Aggregate — Int/Div

iShares S&P Midcap 400 Index — Int/Div

EV Floating Rate — Int/Div

Federated Strat Val Div Inst — Int/Div

Goldman Sachs US Eq Dv Prem — Int/Div

Harbor International Inst — Int/Div

Nev. College Sav, Trust Fund - Vanguard Aggressive Age Portfolio (X) — None — Sold (part)

Nev. College Sav, Trust Fund - Vanguard Aggressive Age Portfolio (X) — Sold (part)

JP Morgan US LG CP PLS SEL — Int/Div

Pimco Total Retum Inst — Int/Div

T Rowe Price Short Term Bd Fd — Int/Div

Templeton Global Bd Fd Adv — Int/Div

Touchstone Sunds Cap Sel Gr Y — Int/Div

NYC Mum Wir Fin Auth Rev - FF Bond — Interest

Madison Cnty NY Cap Resource Bond — Interest

Madison Cnty NY Cap Resource Bond — Interest

NYC Mum Wir Fin Auth Rev HH Bond — Interest

Wells Fargo Special Mid Cap Value Fund — Int/Div

T Rowe Price Real Estate Fund — Int/Div

Invesco Prem. U.S. Gov't May Portfolio — Interest

NYS Deferred Comp. Bd Equity Index U/A (NYS Deferred Comp) — Int/Div

Stable Income Fund (NYS Deferred Comp) — Int/Div

Vanguard Wellington Adm. (NYS Deferred Comp) — Int/Div

Federated Cap Preserv. R6 Fund - held by profit sharing plan — Int/Div — Buy

Federated Cap Preserv. R6 Fund - held by profit sharing plan — Sold (part)

Vanguard bquity Income Admiral - held by profit sharing plan — Int/Div — Buy

Vanguard bquity Income Admiral - held by profit sharing plan — Sold (part)

Oppenheimer Rochester Funds (X) — Distribution — Distnbuted

Oppenheimer Rochester Funds (X) — Distribution — Distnbuted

Trustee, The Harley School

(a) The gain reflected as “D” in Section VIL, lines 13 through 18 represents the aggregate amount for all six partial distributions of the portfolios. The NY College

Savings Program Form 1099-Q reflects only the aggregate gain‘earnings for the six 2018 distributions,

(b) The mutual fund identified in Section VII, line 24 of last year’s financial disclosure form (Janus Perkins Mid Cap Value Mutual Fund) has been renamed the

Janus Henderson Mid Cap Value Fund and is listed us such on line 24 of this year’s form.

(¢) The fund identified in Section VIL, line 30 of lust year's financial disclosure form (Deutsche Real Estate Sec Fund) has been renamed DWS Real Estate

Securities Fund and is listed as such on line 29 of this year’s form.

(d) The asset reported in Section VII, line 46, a Nevada College Savings Trust Fund — Vanguard Aggressive Age Portfolio, was established by third party owners

who do not live in our household. 1 do not know the date the fund was established or the amount(s) contributed to the fund since it was established.

112017, my dependent Jl received a 1099-Q reflecting that a distribution was made for my Jl tition from the fund. The 1099-Q identified the fund’s

asset as The Vanguard 529 College Savings Plan and that a distribution was made; the amount of the distribution falls within value category “J.” The amount of

the earnings/gain on the distribution falls within category “A.” | inadvertently overlooked reporting that asset and the distribution (which occurred on 12/6/17)

on last yi

*s fmancial disclosure form. | have leamed this year that the gross value of the asset at the end of the year 2017 fell within category “K,” per value

method “71.” and there was no reported income.

With respect to this year’s form, the gain reflected as “B” on lines 46 and 47 represents the aggregate amount for the two partial distributions of the portfolio.

The Nevada College Savings Trust Fund Form 1099-Q reflects only the aggregate gain/carnings for the two 2018 distributions.

(€) To further explain Section VII, lines 67 and 68, on May 9, 2018, and on November 9, 2018, | received proceeds from a class action settlement (Oppenheimer

Rochester Funds Group Securities Litigation) relating to an investment | sold in 2014. The sale of that investment was reported on line 17 of my financial

disclosure report for the calendar year 2014. The amount of the settlement proceeds distributed to me in May 2018 falls within income category “B,” and the

amount distributed to me in November 2018 falls within income category "A."