Sarah Netburn

Columbia Aggressive Growth NY 529 Portfolio Class A — Int/Div

IRA #1 Rollover; XXX67 (H)

iShares S&P S00 Growth ETF — Int/Div — Sold (part)

iShares S&P S00 Growth ETF — Sold (part)

iShares S&P S00 Growth ETF — Sold (part)

iShares S&P S00 Value ETF — Int/Div — Sold (part)

iShares S&P S00 Value ETF — Buy (add'l)

iShares S&P S00 Value ETF — Buy (add'l)

iShares U.S. Healthcare ETF — Int/Div — Sold (part)

iShares U.S. Healthcare ETF — Sold (part)

iShares U.S. Healthcare ETF — Sold

Vanguard FTSE All World Ex-US ETF — Int/Div — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard Index Funds Vanguard Mid Cap FTF — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap FTF — Sold (part)

Vanguard Index Funds Vanguard Mid Cap FTF — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF — Sold (part)

Energy Select Sector SPDR Fund ETF — Int/Div — Buy (add'l)

Energy Select Sector SPDR Fund ETF — Buy (add'l)

Energy Select Sector SPDR Fund ETF — Sold (part)

Energy Select Sector SPDR Fund ETF — Sold

iShares U.S. Financials ETF — Int/Div — Buy

Vanguard Energy Ev — None — Buy

Financial Select Sector SPDR Fund ETF — Int/Div — Buy

Financial Select Sector SPDR Fund ETF — Buy (add'l)

Financial Select Sector SPDR Fund ETF — Sold

iShares MSCI China ETF DE — Int/Div — Buy

iShares MSCI China ETF DE — Sold

Account XXX68 (H)

UBS Bank USA Deposit Account — Interest

ROTH IRA 22: XXX57(H)

UBS Bank USA Deposit Account — Interest

Eaton Vance Richard Bemstein Equity — Int/Div

IRA #3 ETF4; XXX56(H)

iShares Floating Rate Bond ETF — Int/Div — Buy (add'l)

iShares Floating Rate Bond ETF — Sold (part)

iShares Floating Rate Bond ETF — Buy (add'l)

iShares IBOXX High Yield Corporate Bond ETF — Int/Div — Buy (add'l)

iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)

S10. — Buy (add'l)

iShares S&P S00 Growth ETF — Int/Div — Sold (part)

iShares S&P S00 Growth ETF — Sold (part)

iShares S&P S00 Growth ETF — Sold (part)

iShares S&P S00 Value ETF — Int/Div — Sold (part)

iShares S&P S00 Value ETF — Buy (add'l)

iShares U.S. Healthcare ETF — Int/Div — Sold

iShares U.S. Treas Bond ETF — Int/Div — Buy (add'l)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares U.S. Treas Bond ETF — Buy (add'l)

iShares 1-3 Treas Bond — Int/Div — Sold (part)

iShares 1-3 Treas Bond — Sold (part)

iShares 1-3 Treas Bond — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div — Sold (part)

Vanguard FTSE Emerging Markets ETF — Sold (part)

Vanguard FTSE Emerging Markets ETF — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Sold (part)

Vanguard FTSE All World Ex-US ETF — Int/Div — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard Short Term Corporate BD ETF DFE — Int/Div — Sold (part)

Vanguard Short Term Corporate BD ETF DFE — Buy (add'l)

Energy Select Sector SPDR Fund ETF — Int/Div — Buy (add'l)

Energy Select Sector SPDR Fund ETF — Buy (add'l)

Energy Select Sector SPDR Fund ETF — Sold (part)

Energy Select Sector SPDR Fund ETF — Sold

iShares U.S. Financials — None — Buy

First Trust Enhanced Short Mat Fund — Int/Div — Buy

First Trust Enhanced Short Mat Fund — Sold (part)

First Trust Enhanced Short Mat Fund — Buy (add'l)

IRA Z(H)

JRHOX — Int/Div

In the 2017 Report, under Account IRA #3 ETF4; XXX56 (H), | listed "Vanguard Intl Equity Index Funds Inc. FSTE ALL." This asset 1s actually known as

"Vanguard FTSE All World Ex-US ETF," and is listed as such in this 2018 Report. These assets are the same. In the 2018 Report, 1 list only Vanguard FTSE All

World Ex-US ETF, In the 2017 Report, under Account IRA #3 ETF4; XXX56 (H), | indicated that | partially sold “FlexShares IBOXX SYR Target Duration

TIPS." In fact, this sale was & total sale as of 4/3/17. 1 did not hold this asset at the end of 2017 or in 2018. In the 2017 Report, under Account IRA #3 ETF4;

XXX56 (H), I indicated that 1 partially sold "Vaneck Vectors Oil Service ETF." In fact, this sale was a total sule as of 10/4/17. 1 did not hold this asset at the end

of 2017 or in 2018.