Margaret Mann

What was filed

138
investments
3
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
1
spouse income

Named parties

National Non-profit CARE Advisory Board of Directors
Famaly Trust - See Additional Information,
Family Trust 2 - See Additional Information.
California Bankruptcy Forum
National Conference of } Bankruptcy Judges
Income From Law Offices of Michael T. O'Halloran

As filed

Genworth Variable Annuity Contract Janus Henderson Enterprise Port, — Int/Div

Genworth Vanable Annuity Contract Janus Henderson Global Res Port, — Int/Div

Genworth Vanable Annuity Contract Janus Henderson Research Port, — Int/Div

AMERICAN FUNDS GROWTH FUND OF AMERICA FF? — Int/Div — Sold

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACL A — Int/Div — Sold

AMERICAN FUNDS ELUROPACIFIC FUNDS CLASS Fa — Int/Div — Sold

Oppenheimer International Small Company Fund Class Y — Interest — Sold (part)

Oppenheimer International Small Company Fund Class Y — Interest — Sold

Principal Small Mid Cap Dividend Fund Class P — Int/Div — Sold

GUGGENHEIM S&P GLOBAL WATER INDEX ETF — Int/Div

Coachella Vall CA USD Assur OID 98.053 — Interest

DELANO CA JT UN High Sch Build SR A — Interest

Turlock CA IRR DIST 2014 — Interest

Genworth Variable Annuity Contract Janus Henderson Balanced Port, — Ine

Wells Fargo Checking — Interest

Wells Fargo Savings — Interest

UBS Bank Deposit Account — Interest

COHEN & STEERS CLASS C REAL ESTATE SECURITIES FUND — Int/Div — Sold

COCA COLA COCOM — Int/Div — Sold

COLGATE PALMOLIVE CO — Int/Div — Sold

DIAGEO PLC NEW GB SPON ADR — Int/Div — Sold

INVESCOLTD — Int/Div — Sold

INTEL CORP — Int/Div — Sold

MEDTRONIC — Int/Div — Sold

Microsoft — Int/Div — Sold

NEXTERA ENERGY INC COM — Int/Div — Sold

SPDR S&P SOOETF TR — Int/Div — Sold

Union Pacific Corp — Int/Div — Sold

UNTD TECHNOLOGIES CORP — Int/Div — Sold

VF Comp — Int/Div — Sold

NOVARTIS AG SPON ADR — Int/Div — Sold

PRIME PLUS INVESTMENTS TISHMAN SPEYER LLP — Int/Div

Fidelity Adv. Consumer Staples <CLT — Int/Div

CALIFORNIA ST TAX BE/R/ MAND SINK FND — Interest

PIONEER STRATEGIC INCOME FUND CLASS C — Int/Div — Sold

Pioneer Strategic Income Y — Int/Div — Sold

Coachella CA WTR Auth. — Interest

LEUCADIA NAT'L CORP B/E 5.55% NEW — Int/Div

ANGEL OAK MULTI STRATEGY INCOME FUND CLASS C NEW — Int/Div — Sold

Accenture PLC Ireland Class A — Int/Div — Sold

Crane Co. — Int/Div — Sold

Home Depot — Int/Div — Sold

Marsh & McLennan — Int/Div — Sold

McDonalds Corp — Int/Div — Sold

Pepsico — Int/Div — Sold

Rockwell Automation — Int/Div — Sold

Texas Instruments — Int/Div — Sold

T Rowe Price Global Tech Fund — Int/Div

California ST. BE/RA 5.0% — Interest

Northern CA Transmission SRA 5.5% — Interest

California ST. BE/R 5.0% 09/01/35 — Interest

Sam Diego CA PUB FACS F1 5.00% — Interest

Motorola Solutions. inc — Interest — Sold

Riverside Water CA RV — Interest — Sold

Blackrock, Inc — Int/Div — Sold

Hartford Midcap Fund Classic — Int/Div — Sold

Virtus Vontobel Emerging Markets Opportunites Classis — Int/Div — Sold

Oppenheimer Senior Floating Rate Class C — Int/Div — Sold

Chevron Corp — Int/Div — Sold

Johnson & Johnson Com. — Int/Div — Sold

Sunco Energy Inc. New Cad — Int/Div — Sold

Bain Capital Spec. Finance — Int/Div

British American Tobacco — Int/Div — Sold

Chubbs — Int/Div — Sold

Lockheed Martin Corp — Int/Div — Sold

Praxair — Int/Div — Sold

Alerian MLP ETF — Int/Div — Buy

Alerian MLP ETF — Buy (add'l)

iShares Core S&P Mid Cap ETF — Int/Div — Buy

iShares Core S&P Mid Cap ETF — Buy (add'l)

iShares Core S&P Small-Cap ETF — Int/Div — Buy

iShares Core S&P Small-Cap ETF — Buy (add'l)

iShares Core MSC EAFE ETF — Int/Div — Buy

iShares Core MSC EAFE ETF — Buy (add'l)

Vanguard S&P 500 ETC — Int/Div — Buy

Vanguard S&P 500 ETC — Buy (add'l)

Columbia Global Tech Growth Fund Class Institutional — Int/Div — Buy

Columbia Global Tech Growth Fund Class Institutional — Buy (add'l)

Janus Henderson Small Cap Value Fund Class — Int/Div — Buy

Janus Henderson Small Cap Value Fund Class — Buy (add'l)

Janus Henderson Global Equity Income Fund Class — Int/Div — Buy

Janus Henderson Global Equity Income Fund Class — Buy (add'l)

JP Morgan Large Cap Growth Fund Class — Int/Div — Buy

JP Morgan Large Cap Growth Fund Class — Buy (add'l)

MFS Value Fund Class — Int/Div — Buy

MFS Value Fund Class — Buy (add'l)

Oppenheimer International Small-Mid Company Fund Class Y — Int/Div — Buy

Oppenheimer International Small-Mid Company Fund Class Y — Buy (add'l)

Oppenheimer Developing Markets Class Y — Int/Div — Buy

Oppenheimer Developing Markets Class Y — Buy (add'l)

Principal Midcap Fund Class 1 — Int/Div — Buy

Principal Midcap Fund Class 1 — Buy (add'l)

Angel Oak Multi-Strategy Income Fund Class INSTL — Int/Div — Buy

Angel Oak Multi-Strategy Income Fund Class INSTL — Buy (add'l)

Double Line Total Return Fund INSTL — Int/Div — Buy

Double Line Total Return Fund INSTL — Buy (add'l)

JP Morgan Core Bond Fund Class — Int/Div — Buy

JP Morgan Core Bond Fund Class — Buy (add'l)

Oppenhemmer SR Floating Rate FD Class Y — Int/Div — Buy

Oppenhemmer SR Floating Rate FD Class Y — Buy (add'l)

Director, National Non-profit CARE Advisory Board of Directors

Trustee, Famaly Trust - See Additional Information,

Co-Trustee, Family Trust 2 - See Additional Information.

Reimbursement — California Bankruptcy Forum — 05/17/2018 to 05/202018 — Lake Tahoe, CA — Speaking at the Conference — meals and hotel

Reimbursement — National Conference of } Bankruptcy Judges — 10,27/2018 to 10/31,2018 — Las Vegas, NV — Speaking at the Conference — meals, airfare and hotel

Spouse's income — 2018 — Income From Law Offices of Michael T. O'Halloran

Family Trust |

Since before | was appointed, my spouse and | have been co-trustees of our intervivos family trust, All assets of the intervivos trust are now, and have always been,

included in these reports.

Family Trust 2

My father has a trust he established in which I am one of the four contingent beneficiaries. | have no current interest in the trust assets. Although | am a co-trustee

with my sister, my father retains all decision making regarding the assets in the trust until his death. For this reason, none of the assets of the trust are included in

this report or any earlier reports.

Name Changes

There were two name changes in 2018 to line 11:

April 2018 — from Guggenheim S&P Global Water ETF to Powershares S&P Global Water Index Portfolio

June 2018 - from Powershares S&P Global Water Index Portfolio to Invesco S&P Global Water Index ETF

Errors in Previous Reports

American Funds of Europacitic Fund Class F was sold on 04/05/08.