Mark A. Moreno

2018Annual

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What was filed

124
investments
3
positions
0
gifts
1
agreements
0
debts
0
reimbursements
1
income
1
spouse income

Named parties

Moreno, Lee & Bachand, P.C
Neltom Addon Civic & Recreational Association
Echiptic LLC
Avera St. Mary's « Nurse

As filed

Common Stock - Moreno, Lee & Bachand P.C. — None

Mutual Fund Stock (Am. Century Equity RBC) — Int/Div

Mutual Fund Stock (AMG Yackman - RBC) — Int/Div

Mutual Fund Stock (Amer. Funds Fundamental Investors - RBC) — Int/Div

Mutual Fund Stock (Amer. Funds Growth Fund America - RBC) — Int/Div

Mutual Fund Stock (Prime Cap Odyssey RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Health Sciences - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Media & Telecommumications - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Mid-Cap Value - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price New Horizons - RBC) — Int/Div

Mutual Fund Stock (Vanguard Dividend Growth - RBOY — Int/Div

Mutual Fund Stock (Vanguard Growth Index «- RBC) — Int/Div

Mutual Fund Stock (Amer. Funds Cap World Growth & Inc. - RBC) — Int/Div

Mutual Fund Stock (Dodge & Cox International - RBC) — Int/Div

Mutual Fund Stock (Amer. Funds New Perspective - RBC) — Int/Div

Mutual Fund Stock (Oakmark International « RBC) — Int/Div

Mutual Fund Stock (Harbor Bond «- RBC) — Int/Div

Mutual Fund Stock (AMG GW&K Core Bond - RBC) — Int/Div

Mutual Fund Stock (TCW Total Return Bond - RBC) — Int/Div

Mutual Fund Stock (Am. Funds Cap. Inc Bldr. - RBC) — Int/Div

Mutual Fund Stock (FPA Crescent - RBC) — Int/Div

Mutual Fund Stock (Janus Henderson Balanced - RBC) — Int/Div

Mutual Fund Stock (Oakmark Equity & Income - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Cap Apprec. - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Personal Strategy - RBC) — Int/Div

Mutual Fund Stock (T. Rowe Price Retirement 2030 - RBC) — Int/Div

Mutual Fund Stock (Vanguard Wellesley RBC) — Int/Div

Money Market Account - RBC — Interest

Retirement Plan - SD Retirement System (State of SD) — Interest

Thrift Sav. Acct. (Amer. Funds Investment Co. of Amer.) — Int/Div

Retirement Plan - SD Retirement System (State of SD) — Interest

Supplemental Retirement Plan - SD Retirement System (State of SD) — Interest

Common Stock - Nuveen Real Estate Inc. & Growth (f/nv/a Div. RA Inc) — Int/Div

Mutual Fund Stock (Amer. Funds Fundamental Investors - Ameriprise) — Int/Div

Mutual Fund Stock (Amer. Funds Growth Fund of America - Ameriprise) — Int/Div

Mutual Fund Stock (Vanguard S00 Index Vanguard) — Int/Div

Retirement Plan - Catholic Health Initiatives — Interest

IRA (500 Index Fund - Vanguard) — Int/Div

Mutual Fund Stock (Vanguard 500 Index Vanguard) — Int/Div

Amenprise Money Market Accounts — Int/Div

IRA (Columbia Seligman Communications Fund - Ameriprise) — Int/Div

Roth IRA (Oakmark Equity & Income Fund - Ameriprise) — Int/Div

Mutual Fund Stock (Oakmark Equity & Income - Ameriprise) — Int/Div

Roth IRA (Oakmark Equity & Income Ameriprise) — Int/Div

Mutual Fund Stock (AMG GW&K Core Bond - Ameriprise) — Int/Div

Mutual Fund Stock (T. Rowe Price Mid Cap. Value - Ameriprise) — Int/Div

Mutual Fund Stock (Dodge & Cox Stock Dodge & Cox) — Int/Div

Mutual Fund Stock (Dodge & Cox Balanced = Dodge & Cox) — Int/Div

Mutual Fund Stock (Dodge & Cox Income Dodge & Cox) — Int/Div

Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Int/Div

Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Int/Div

Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Int/Div

Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Int/Div

Roth IRA (Columbia Seligman Communications Fund-Ameriprise) — Int/Div

Common Stock - General Electric — Int/Div

Common Stock - IBM — Int/Div

Mutual Fund Stock (Oakmark Global Ameriprise) — Int/Div

Mutual Fund Stock (T Rowe Price Cap Apprec. - Ameriprise) — Int/Div

Mutual Fund Stock (T Rowe Price Media & Telecom « Ameriprise) — Int/Div

Mutual Fund Stock (Amer. Funds Cap, Wid Gr & Ing. - Ameriprise) — Int/Div

Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div

Roth IRA (Oakmark Global - Ameriprise) — Int/Div

Roth IRA (T Rowe Price Cap Apprec Ameriprise) — Int/Div

Roth IRA (Harbor Fund - Ameriprise) — Int/Div

Roth IRA (T Rowe Price Cap Apprec Ameriprise) — Int/Div

Common Stock - Pepsico — Int/Div

Mutual Fund Stock (Dodge & Cox Intl Dodge & Cox) — Int/Div

Mutual Fund Stock (Vanguard Wellington Vanguard) — Int/Div

Mutual Fund Stock (TCW Total Return Bond - TCW) — Int/Div

Mutual Fund Stock (Fidelity Govt. Inc Ameriprise) — Int/Div

Mutual Fund Stock (Vanguard Intermediate- Term Treas. - Vanguard) — Int/Div

Mutual Fund Stock (Harbor Bond Ameriprise) — Int/Div

Mutual Fund Stock (FPA Crescent - FPA) — Int/Div

Mutual Fund Stock {Columbia Seligman Communications - Ameriprise) — Int/Div

Mutual Fund Stock (Vanguard Wellesley Vanguard) — Int/Div

Mutual Fund Stock (Vanguard Dividend Growth - Vanguard) — Int/Div

Mutual Fund Stock (Vanguard GNMA Vanguard) — Int/Div

Mutual Fund Stock (FPA Crescent - FPA) — Int/Div

Roth IRA (Harbor Bond - Ameriprise) — Int/Div

Common Stock «- ALPS Corp. — None

Roth IRA (Vanguard GNMA - Vanguard) — Int/Div

Modem Woodman (Adjustable Life Insurance) — Interest

Mutual Fund Stock (AMG Yacktman AMG) — Int/Div

Mutual Fund Stock (Amer. Funds New Perspective - Ameriprise) — Int/Div

Roth IRA (Vanguard Wellesley Ameriprise) — Int/Div

Mutual Fund Stock (T. Rowe Price Health Sciences - Ameriprise) — Int/Div

Retirement Sav (403(b)) Plan - Avera) (FID Freedom 2025K - Fidelity) — Int/Div — Buy (add'l)

Ecliptic LLC — Distribution — Buy (add'l)

Cash Balance Retirement Plan - Avera — Interest

Mutual Fund Stock (T. Rowe Price Capital Apprec. - Ameriprise) — Int/Div

Mutual Fund Stock (T. Rowe Price New Horizons - Ameriprise) — Int/Div

Mutual Fund Stock (T. Rowe Price Health Sciences - Ameniprise) — Int/Div

Mutual Fund Stock (Chartwell Berwyn Income - Ameriprise) — Int/Div

IRA (T. Rowe Price Capital Apprec Ameriprise) — Int/Div

IRA {Chartwell Berwyn Income Ameriprise) — Int/Div

IRA (Chartwell Berwyn Income Ameriprise) — Int/Div

Mutual Fund Stock (Value Line Asset Allocation - Ameriprise) — Int/Div

Mutual Fund Stock (Vanguard Long Term Investment - Ameriprise) — Int/Div

Mutual Fund Stock {Dodge & Cox Intl Dodge & Cox) — Int/Div

Mutual Fund Stock (AMG BW&K Core Bond - Ameriprise) — Int/Div

Bank Accounts - BankWest — Interest

Bank Accounts - Wells Fargo — None

Mutual Fund Stock (T. Rowe Price Blue Chip Growth - Ameriprise) — Int/Div

Mutual Fund Stock (Dodge & Cox Balanced - Dodge & Cox) — Int/Div

Mutual Fund Stock (Dodge & Cox Income RBC) — Int/Div

Mutual Fund Stock (Oakmark «- RBC) — Int/Div

Mutual Fund Stock (Mairs PWR - RBC) — Int/Div

Mutual Fund Stock (Oakmark - Ameripise) — Int/Div

Mutual Fund Stock (AMG. Yackman Ameriprise — Int/Div

Mutual Fund Stock (Vanguard Wellesley Ameriprise) — Int/Div

Mutual Fund Stock {Vanguard Long Term Investment - Vanguard) — Int/Div

Mutual Fund {Dodge & Cox Stock - Dodge & Cox) — Int/Div

Mutual Fund Stock (T.Rowe Price Balanced « T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock (T. Rowe Price Global Allocation = T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock(T. Rowe Price Personal Strat, Bal'd - T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock (T. Rowe Price Per Strat, Income - T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock (T. Rowe Price Retirement 2025 . T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock (T. Rowe Price Retirement 2030 - T. Rowe Price) — Int/Div — Buy

Mutual Fund Stock (T. Rowe Price Retirement 2035 - T. Rowe Price) — Int/Div — Buy

Sharcholder and President, Moreno, Lee & Bachand, P.C

Dwector and Presadent, Neltom Addon Civic & Recreational Association

Member, Echiptic LLC

Agreement — 11231208 — Completed cash buyout of Ecliptic LLC member; see also Part VII, page 9, line 91

Income — 2018 — Moreno, Lee & Bachand, P.C — S108.916.00

Spouse's income — 2018 — Avera St. Mary's « Nurse

Part VII, pages 4-5, 10, lines 2-28, 110-12 - The mutual funds and money market account listed are part of the reporting individual's law firm reitrement account

with RBC.

Part VII, page 6, line 37 - This retirement plan — like those mentioned on page 9, lines 90, 92 -- is owend by the spouse of the reporting person. The plan, and the

one referred to in line 90, 1s administered by Fidelity Investments. But unlike the line 90 plan, none of the assets in the plan on line 37 were invested in Fidelity

products (mutual funds, ETFs, etc.). Accordingly, no breakdown or itemization has been made.

Part VII, page 9, line 90 - Funds were added to this retirement plan on a bi-monthly basis via payroll deductions (hence the use of the word “various” in Column

D2).

Part VII, page 9, line 91 - In addition to completing the buyout disclosed in Part 11, the reporting person received a distribtuion from the LLC at the end of the year.

Part VII, page 10, line 117 - This mutual fund was erroneously identified in last year's report and has now been corrected. The income, value, and transaction

information previously reported (in Columns B, C, and D) was all correct -- only the description listed (in Column A) was wrong.

Part VII, generally - The brokerage firm holding each mutual fund has been included so that commonly held funds can be differentiated.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.