William J. Lafferty

Ally Bank — Interest

Barclays Bank — Interest

BTC Life Path 2020 F (1) — Int/Div — Part VII

BTC Life Path 2020 F (2) — Int/Div — Sold — Part VII

BTC US Equity Index (1) — Int/Div — Part VII

BTC US Equity Index (2) — Int/Div — Part VII

CBS Corp., Common Stock — Int/Div

Charles Schwab Bank, Deposit Account (1) — Interest

Charles Schwab Bank Deposit Account (2) — Interest

Dreyfus Appreciation Fund (IRA) CS — Int/Div

Dreyfus Growth & Income Mutual Fund — Int

Fr Fixed Income (Permanente 2) — Int/Div — Part VII

Fr Fixed Income (Permanente 1) — Int/Div — Sold (part) — Part VII

Howard Rice Investment Fund 01 (no control) — None

Howard Rice Investment Fund 02 (no control) — None

Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — None

Howard Rice Investment Fund 09 (no control) — Distribution — Sold (part) — Part VII

KP Interest Income Fund — Int/Div

NT International Fd (1) — Int/Div — Part VII

NT International Fd (2) — Int/Div — Part VII

Real Property, Orinda, CA — None

Rental Property, Alameda, CA — Rent

Rental Property. Ventura, CA (1/3 interest- shared with two sisters) — Rent

Schwab Intellectual Portfolio Account — Int/Div — Part VII

Schwab, Money Market Fund SWMXX — Int/Div — Part VII

Schwab (S&P S00 Index). SWPPX — Int/Div

Schwab SCHG — Int/Div — Buy

Schwab SWVXX — Int/Div — Buy

Schwab, Vanguard Total Intl Stock Market Index Fund, VGTSX (IRA) — Int/Div

Schwab, Vanguard Total Stock Market Index Fund, VISMX (IRA) — Int/Div

TPMG Aggressive Fund (1) — Int/Div — Buy

TPMG Conservative Fund (2) — Int/Div — Buy

TPMG Agressive Fund (2) — Int/Div — Buy

TPMG Agressive Fund (2) — Buy (add'l)

Vanguard PrimeCap Fund ADM (1) — Int/Div — Sold — Part VII

Vanguard PrimeCap Fund ADM (2) — Int/Div — Part VII

Vanguard Stable Income Fund — Int/Div

Vanguard Total Bond Mkt Ix Tr — Int/Div

Vanguard Total Bond Mkt 1x 1st Plus — Int/Div

Vanguard Wellington Fund, ADM (1) — Int/Div — Part VII

Vanguard Wellington Fund, ADM (2) — Int/Div — Part VII

Vanguard 1st Tt St. MK Idx 1st Plus — Int/Div — Part VII

Vanguard Tt St. Mkt Idx Tr — Int/Div — Part VII

3M Company (MMM) — Int/Div — Sold (part)

S10. — Buy (add'l)

AES Corporation (AES) — Int/Div — Buy (add'l)

AES Corporation (AES) — Sold (part)

Accelerate Diagnostics, Inc. (AXDX) — None — Sold (part)

Activision Blizzard (ATV) — None — Buy

Activision Blizzard (ATV) — Sold (part)

Adidas Salomon AF ADR (ADDYY) — None — Buy (add'l)

Adobe Systems Inc. (ADBE) — None — Buy

Alibaba Group Hidg Ltd Spon ADR (BABA) — None — Sold (part)

Alibaba Group Hidg Ltd Spon ADR (BABA) — Buy (add'l)

Allergan ple. (AGN) — Int/Div

Alphabet Inc. Class A (GOOGL) — None — Sold (part)

Alphabet Inc. Class C (GOOG) — None — Sold (part)

Alphabet Inc. Class C (GOOG) — Buy (add'l)

Altria Group Inc (MO) — Int/Div

Amazon.com Inc. (AMZN) — None — Sold (part)

Amazon.com Inc. (AMZN) — Buy (add'l)

Amgen Inc. (AMGN) — Int/Div — Buy (add'l)

Amgen Inc. (AMGN) — Sold (part)

Apple Inc. (AAPL) — Int/Div

Archer Daniels Midland (ADM) — Int/Div — Sold (part)

Archer Daniels Midland (ADM) — Buy (add'l)

Australia & NZ Bank (ANZBY) — Int/Div

Automatic Data Processing Inc. (ADP) — Int/Div

BHP Billiton Limited (BHP) — Int/Div

Bristol-Myers Squibb Co — Int/Div

CDK Global, Inc. (CDK) — Int/Div

CVS Health Corporation (CVS) — Int/Div — Buy (add'l)

CVS Health Corporation (CVS) — Sold (part)

Carrizo Oil & Gas Inc. (CRZO) — None — Buy

Celgene Corp. (CELG) — None — Buy (add'l)

Chevron Corp (CVX) — Int/Div — Buy (add'l)

Chipotle Mexican Grill (CMG) — None

Chubb Limited (CB) — Int/Div

Church & Dwight Co, (CHD) — Int/Div — Buy (add'l)

Church & Dwight Co, (CHD) — Sold (part)

Coca-Cola Company (KO) — Int/Div

Columbia Large Cap Core (NMIMX) — None

Costco Wholesale Corp (COST) — Int/Div

Cree Inc. (CREE) — None — Sold (part)

Cross Timbers Rovalty (CRT) — Int/Div

DFA International Equity (DFIEX) — Int/Div — Buy (add'l)

DFA US Large Cap (DFLVX) — Int/Div — Buy (add'l)

Emerson Electric Co. (EMR) — Int/Div — Sold (part)

Energy Transfer Equity (ETE) — Int/Div — with line 95) — Part VII

Energy Transfer LP (ET) — Int/Div — Part VII

Energy Transfer Partners (ETP) — Int/Div — with lime 95) — Part VII

Engility Holdings, Inc. (EGL) — None

Exxon Mobil Corporation (XOM) — Int/Div — Sold (part)

Fidelity National Info Srv (FIS) — Int/Div

Garrett Motion Inc. (GTX) — None — Buy

Generac Holdings Inc. (GNRC) — None — Sold (part)

General Electric Company (GE) — Int/Div — Buy (add'l)

Gentex Corporation (GNTX) — Int/Div — Sold (part)

Honeywell Intl Inc (HON) — Int/Div — Buy (add'l)

Hortonworks. Inc. (HDP) — None — Buy (add'l)

Hortonworks. Inc. (HDP) — Sold (part)

Hudson Pacific Properties, Inc (HPP) — Int/Div

Mumina Inc (ILMN) — None — Sold (part)

Intel Corporation (INTC) — Int/Div — Sold (part)

International Flavors& Frag. (IFF) — Int/Div

Intuit Inc. (INTU) — Int/Div

JD.com, Inc. (JD) — None — Buy

JM Smucker Co. (SIM) — Int/Div

Johnson & Johnson (JNJ) — Int/Div — Sold (part)

Johnson & Johnson (JNJ) — Buy (add'l)

Juno Therapeutics, Inc. (JUNO) — None — Sold

Kinder Morgan Inc ¢l P (KMI) — Int/Div

Lockheed Martm Corp. (LMT) — Int/Div — Sold (part)

Lockheed Martm Corp. (LMT) — Buy (add'l)

Lowes Companies Inc. (LOW) — Int/Div — Sold (part)

MPLX LP (MPLX) — Int/Div — Sold (part)

MPLX LP (MPLX) — Buy (add'l)

Martin Manetta Materials Inc (MLM) — Int/Div

Microsoft Corporation (MSFT) — Int/Div — Buy (add'l)

Microsoft Corporation (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Int/Div

National Grid PLC Spon ADR (NGG) — Int/Div — Sold (part)

Neogen Corporation NEOG) — None — Sold (part)

Neogen Corporation NEOG) — Buy (add'l)

Netflix Inc. INFLX) — None — Buy

NextEra Energy, Inc. (NEE) — Int/Div — Sold (part)

Nokia Corp (NOK) — Int/Div — Sold (part)

Norfolk Southern Corp. (NSC) — Int/Div

Novartis AG (NVS) — Int/Div — Sold (part)

Novo-Nordisk A/S (NVO) — Int/Div — Sold (part)

Nucor Corporation (NUE) — Int/Div — Buy

Nucor Corporation (NUE) — Sold (part)

Nutrien Ltd. (NTR) — Int/Div — Buy

Opko Health Inc. (OPK) — None — Sold (part)

Oracle Corporation (ORCL) — Int/Div — Sold (part)

Philip Morris Intl (PM) — Int/Div — Buy (add'l)

Philip Morris Intl (PM) — Sold (part)

Phillips 66 (PSX) — Int/Div — Sold

Pioneer Natural Resources (PXD) — Int/Div — Sold (part)

Pioneer Natural Resources (PXD) — Buy (add'l)

Potash Corp. Saskatch (POT) — None — with line 138) — Part VII

Principal Financial Group (PFG) — Int/Div

Qualcomm Inc. (QCOM) — Int/Div — Sold (part)

Qualcomm Inc. (QCOM) — Buy (add'l)

Resideo Technologies, Inc. (REZI) — None — Buy

Roche Holdings Ltd (RHHBY) — Int/Div — Sold (part)

Schwab Bank — Interest

Schwab Money Mkt Fund (SWMXX) — Interest

Schwab US Treasury MMF (SWUXX) — Interest — Part VII

Schwab Value Advantage MMF (SWVXX) — Interest

SPDR Gold Shares ETF (GLD) — None

Sabine Royalty Trust (SBR) — Int/Div — Buy (add'l)

Seattle Genetics. Inc. (SGEN) — None — Sold (part)

South32 Limited (SOLUHY) — Int/Div

Square, Inc. Cl A (SQ) — None — Buy

T Rowe Price Group Inc (TROW) — Int/Div

Taiwan Semiconductor (TSM) — Int/Div — Sold (part)

Taiwan Semiconductor (TSM) — Buy (add'l)

Tencent Hldgs Ltd ADR (TCEHY) — None — Buy (add'l)

Tencent Hldgs Ltd ADR (TCEHY) — Sold (part)

The Kraft Heinz Company (KHC) — Int/Div

Ultra Petroleum Corp (UPL) — None — Sold

Union Pacific Corp. (UNP) — Int/Div — Sold (part)

Union Pacific Corp. (UNP) — Buy (add'l)

United Technologies Corp. (UTX) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Sold (part)

Vanguard Mid-Cap ETF (VO) — Int/Div — Buy

Vanguard Total Mkt ETF (VTI) — Int/Div — Sold (part)

Vanguard Total Mkt ETF (VTI) — Buy (add'l)

Vanguard Total Stk Mkt Index Fd (VISMX) — Int/Div

W.R. Berkley Corp. (WRB) — Int/Div

W.W. Grainger Inc. (GWW) — Int/Div — Sold

Walt Disney Company (DIS) — Int/Div — Buy (add'l)

Williams Companies Inc. (WMB) — Int/Div — Part VII

Williams Partners LP. (WPZ) — Int/Div — Part VII

Wright Medical Group N.V. (WMG) — None

Wright Medical Group N.V. (WMG) — Sold (part)

XPO Logistics, Inc. (XPO) — None — Sold (part)

XPO Logistics, Inc. (XPO) — Buy (add'l)

Xilinx Inc. (XLNX) — Int/Div — Sold (part)

Xilinx Inc. (XLNX) — Buy (add'l)

US Treas Bill due 03/07/19 — Interest — Buy

US Treas Bill due 03/07/19 — Sold (part)

US Treas Bill due 03/14/19 — Interest — Buy

US Treas Bill due 03/14/19 — Sold (part)

US Treas Bill due 12/13/18 — Interest — Buy

US Treas Bill due 12/13/18 — Sold

US Treas Bill due 12/26/18 — Interest — Buy

US Treas Bill due 12/26/18 — Sold

US Treas Bill due 03/22/18 — Interest — Buy

US Treas Bill due 03/22/18 — Sold

US Treas Bill due 04/19/18 — Interest — Buy

US Treas Bill due 04/19/18 — Sold

US Treas Bill due 10/18/18 — Interest — Buy

US Treas Bill due 10/18/18 — Sold

US Treas Bill due 10/25/18 — Interest — Buy

US Treas Bill due 10/25/18 — Sold

US Treasury Note 1.75% due 11/15/20 — Interest — Buy

US Treasury Note 1.75% due 11/15/20 — Sold

US Treasury Note 2.75% due 04/30/23 — Interest — Buy

US Treasury Note 2.75% due 04/30/23 — Sold

Trustee, Trust No. (Assets Listed in Part VII)

Partner, vanous Howard Rice Investment Funds, Howard Rice Investment Funds, 01-09

Agreement — 1/1/98 — Family Trust

Agreement — 3198 — Filer and Howard Rice et al,

Reimbursement — Cahforni Bankruptcy Forum (CBF) — May 18-20, 2018 — Squaw Creek, CA — Attend Conference — Three Nights Hotel, Meals

Reimbursement — National Conference } Bankruptcy Judges (NCBJ) — October 28-31, 2018 — San Antonio, TX — Attend Conference — Two Nights Hotel, Meals

Spouse's income — 2018 — The Permanente Medical Group--Salary on a Part-Time Basis

1. In Part VIL, lines 3 and 4, we hist these similarly named assets separately because they are held, separately, as different assets in different accounts managed by

different but affiliated former employers of Filer's spouse. The same holds true for the assets listed in lines 5-6, 12-13, 24-25, 40-41, und 45-46.

2. In Part VII, lines § and 6, see "1" above and explanation therein.

In Part VIL, line 5, NAME CHANGE from BTC US Equity Market (1) to BTC US Equity Index (1).

In Part VII, line 6, NAME CHANGE from BTC US Equity Market (2) to BTC US Equity Index (1).

3. In Part VIL, lines 12 and 13, see "1" above und explanation therein.

In Part VIL line 12, NAME CHANGE from FR Fixed Income (Foundation Health) to F.r Fixed Income (Permanente 2) - typographical error.

In Part VII, line 13, NAME CHANGE from FR Fixed Income (Permanente) to F.r Fixed Income (Permanente 1) to clarify two separate funds.

4. In Part VIL, line 22, my former law firm, Howard Rice et al. {since merged with Amold & Porter), sometimes received additional or alternative compensation

from clients in the form of equity interests in the client. At the end of each calendar year the firm would form a partnership to hold the equity interests so acquired

during that year for the benefit of the equity holders in the law firm, and the various partnership entities listed in lines 16-24 of Part VII represent the Howard

Rice parterships in which 1 held an equity interest when 1 left the form to become a Bankruptcy Judge. In general, 1 have assigned a nominal value to my

interests in these parmerships because, absent a liquidity event, they have little value per se. In the full of 2018, one of the companies in which the firm had an

equity interest that was held in the Howard Rice Investment Fund '09 made a distribution to the firm that was then distributed to the holders of equity interests in

the Howard Rice Investment Fund "09. | received a check in the approximate amount of $956.00 on December 10, 2018. This event notwithstanding, the assets

remaining in the Fund, as well as the assets remaining in all of the Howard Rice Investment Funds, remain illiquid, and therefore, in my mind, of uncertain but

likely minuscule value, and 1 have not altered the year-end amount values for any of these investments.

5. In Part VIL, lines 24 and 25, see "1" above and explanation therein.

6. In Part VII, line 29, the "Schwab Intellectual Portfolio Account" is an asset that represents a lump sum retirement benefit for Filer's spouse, from a former

employer, to which Spouse's rights first vested as of her retirement date of January 2, 2018.

7. In Part VIL, line 30, NAME CHANGE from Schwab, Money Market Fund SWMMX to Schwab, Money Market Fund SWMXX - typographical error.

8. In Part VII, lines 40 and 41, see "1" above and explanation therein,

9. In Part VII, lines 45 and 46, see "1" above and explanation therein.

In Part VIL lines 45 and 46, NAME CHANGE from Vanguard Wellington Fund, Inv. (1) and (2), changed to Vanguard Wellington Fund, ADM. (1) and (2),

respectively - typographical error,

10. In Part VII, line 47, NAME CHANGE from Vanguard Ist Tt St. Mkt Inx Ist Plus to Vanguard Ist Tt St. Mk Idx Ist Plus - typographical error.

11. In Part VIL, line 48, NAME CHANGE from Vanguard 1st Tt St. Mkt Inx Ist Plus to Vanguard Tt St. Mkt Idx Tr - typographical error.

12. In Part VII, Tine 94, on 10/18/18, Energy Transfer Partners (ETP) was acquired by Energy Transfer Equity (ETE). Subsequently Energy Transter Equity (ETE)

changed its name and ticker to Energy Transfer LP (ET).

13. In Part VIL, line 95, on 10/18/18, Energy Transfer Partners (ETP) was acquired by Energy Transfer Equity (ETE). Subsequently Energy Transfer Equity (ETE)

changed its name and ticker to Energy Transfer LP (ET).

14. In Part VIL, line 96, on 10/18/18, Energy Transfer Partners (ETP) was acquired by Energy Transfer Equity (ETE). Subsequently Energy Transfer Equity (ETE)

changed its nume and ticker to Energy Transfer LP (ET).

15. In Part VII, line 146, on 01/02/18, Potash Corp, Saskatch (POT) was acquired by Nutrien Ltd, (NTR).

16. In Part VIL, line 179, on 08/13/18, Williams Partners LP (WPZ) was reorganized into Williams Companies Inc, (WMB).

17. In Part VIL, line 180, on 08/13/18, Williams Partners LP (WPZ) was reorganized into Williams Companies Inc. (WMB).