Joan Glazer Margolis

AT&T — Int/Div

Realty Income Corp. REIT — Interest

J.P. Morgan Chase Bank, New Haven, CT Bank Accts.& Cash Equiv. IRA — Interest

Key Bank (fka First Niagara Bank), New Haven, Bank Accounts — Interest

State of Israel.Bonds {Mazel Tov Savings Bonds) — Interest — Sold (part)

State of Israel Bonds (7th Dev. Reg. Savings Amended Bond) — Interest

Connecticut Light & Power Co., Preferred Stock — Int/Div

Avangrid (fka United Hlluminating Co. ), Common Stock — Int/Div

Puerto Rico Zero Coupon Bonds — Interest

LP. Morgan Fund (formerly Chase Vista Trust) — Interest

Columbia Seligman Henderson Glob. Tech Fund (fka Seligman) — Int/Div

Microsoft Corp., Stock — Int/Div

Fundamental Investors, Inc — Int/Div

Growth Fund of America, Inc — Int/Div

Capital World Growth & Income Fund — Int/Div

Small Cap World Fund, Inc — Int/Div

New Economy Fund SBI — Int/Div

Amencan Mutual Funds, Inc — Int/Div

Columbia Seligman Comm. & Info. (fka Seligman Comm. ), Stock — Int/Div — Sold (part)

J.P. Morgan Chase Corp.. Stock — Int/Div

Cisco Systems Inc, Stock — Int/Div

Phzer. Inc. Stock — Int/Div

Amgen, Inc., Stock — Int/Div

Qualcomm, Inc.. Stock — Int/Div

Proctor & Gamble Co.. Stock — Int/Div

Impact Capital Strategies Money Market (fka Wells Fargo Bank, NA) — Interest

General Electric. Stock — Int/Div

AXA Equitable Fund — Interest — Distributed — to adult child

Pub. Sve. Enter. Gr. Inc. (fka PSEG). Stock — Int/Div

KeyCorp. (fka First Niagara Financial Group, LLC), Stock — Int/Div

Verizon Communications, Stock — Int/Div

RBC Bank Deposit Program (fka Prime Money Market Fund ) — Interest — Closed — Account

Janney Montgomery Scott, LLC Deposit Program — Interest — Open — Account

Archer Daniels Midland Co.. Stock — Int/Div

Milestone Scientific, Inc.. Stock — Int/Div

Hamden, CT, Property (in LLC) — Reat

Merck & Co., Inc. Stock — Int/Div

Conn ST SPL Tax Obligation R Spl, Bond — Interest

Shanghai OLED New Haven, LLC, Stock — Int/Div

IM. Smucker & Co. Stock — Int/Div

Roval Dutch Shell, PLC — Int/Div

Equinor ASA ADR (fka Statoil ASA) — Int/Div

Thompson Reuter Corp — Int/Div

Vodafone Group PLC — Int/Div

Minos Tool Works Inc — Int/Div

Enterprise Products Partners, LP — Int/Div

Manning & Napier FDNCW Pro Blend Extended Term Serv, Class A — Int/Div

Prudential Premier Retirement B Series Annuity — Interest

CBOE Holdings, Inc — Int/Div

Manulife Financial Corp. — Int/Div

Novartis AG — Int/Div

Connecticut St. For Issues Dated Prior to 119/10 — Interest

Connecticut St SPL Tax Obligation Rev RFDG Trans Infra Serv — Interest

Connecticut St. Ref Ser D G/O Unltd B/E — Interest — Redeemed

Caterpillar, Inc — Int/Div

Diebold. Inc — Int/Div

Delek Group LTD, Sponsored ADR — Distribution — Sold

Pentair PLC. SHS — Distribution

West Haven, CT Property (owned by LLC) — None

Synchrony — Int/Div

SPDR Gold Trust — Distribution

IShares Russell 2000 Value ETF — Interest

Inversco Exchange Traded FD Tr. High Yield Div. Achievers, fka Line 78 — Int/Div

Inversco Exchange Trade FD Tr [I S&P Low Volatility EFT, fka Line 79 — Int/Div

Inversco Exchange Traded FD Tr. Il S&P Small Cap Low Votality, Line 80 — Int/Div

Vanguard Index Funds Vanguard Small-Cap ETF — Int/Div

Barclays Bank PLC Contingent Inv. Step Up Callable. Preferred Stock — Int/Div

Royal Bank of Canada Barner Enhanced Return Note — Interest

Digital Realty Trust Inc — Int/Div — Buy

ETF Manager Trust/ETFMG Prime Cyber Security ETF — Interest — Buy

NVent Electric PLC — Int/Div — from line 58)

Trustee, Family Philanthropic Funds

Member of Board of Directors, Local Religious Orgamzation

Member of Board of Directors

Spouse's income — 2018 — Husband, Self-Emploved Attorney

The Financial Disclosure Report for 2017 was unusally complicated because we transferred multiple assets to an adult child. As a result, there were seven errors

on my 2017 Report, as follows:

(1) Line 16, New World Fund, was a full, not a partial, sale;

(2) Line 17, Euro Pacific Growth Fund, was 4 full, not a partial sale;

(3) Line 31, AXA Equitable Fund, was transferred to our adult son, and this year’s report reflects that transfer;

(4) Liine 47, Royal Dutch Shell, PLC, was a partial, not a full, sale;

(5) Line 61, Connecticut St. SPL Tax Obligation Rev, RFDG Trans Infra Serv, was a partial, not a full, redemption;

(6) Line 62, Connecticut St. Ref Ser D G/O Unltd B/E was a partial, not 4 full, redemption, but there was i full redemption this year, on 11/1/18; and

(7) Line 75, Synchrony, was u partial, not a full, distribution.

lL apologize for these errors.

In addition, the three items in Lines 78, 79 and 80, all had name changes last year. The new names, as well as the old names, are quite lengthy, so T refer to the old

names as fka Lines 7%, 79 and 80, because there was not enough space to include the whole names or even abbrevications of the names.

In addition, with respect to Section 1, Position, upon the death of several elderly relatives, | became the Trustee of philanthropic funds established by my relatives

with a local charity, My role with respect to these philanthropic funds is quite limited, As Trustee, my sole responsibility is to make recommendations for

distributions to other charities, which recommendations can be followed or ignored by the charitable foundation which administers the funds. This charitable

foundation manages millions of dollars of charitable funds (ukin to a little version of the United Way), of which my relatives’ philathropic funds are jst a small

part.

1 explained this in a letter to CFD, dated July 30, 2004.

In 2018, after extensive email communications with the staff of the CFD, | became a member of the Board of Directors of this charitable foundation, There is

# separate and distinct committee that administers the assets held by this fund, which are administered by a professional money manager. 1 play no role with

respect to the investment decisions and assets of this fund.. The role of the Board of Directors is to set the generul policy for the charitable foundation and to

resolve administrative issues that may arise from time to time regarding individual family funds, like that of my relatives. The staff of the CFD indicated in their

emails that | was permitted to serve on the Board of Directors of this charitble foundation if the organization is not solely engaged in fundraising, is not likely

to be involved in adversary proceedings in any court, and does not fund other organizations’ litigation efforts; all three elements are satisfied. Obviously, if the

situation were to change during my tenure as a member of the Board of Directors, 1 will resign from this position.

Thank you.