Sallie Kim

2015Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 43

    investments

  • 2

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Association of Business Tnal Lawyers - Northern California
  • Bl Family Trust
  • Stanford Unversity, fee for teaching as Lecturer in Law for Trial Advocacy
  • University of California - San Francisco - salary

As filed

Bank of America IRA and CDs — Int/Div

Stanford Federal Credit Union checking and saving accounts — Int/Div

Golden One Credit Union checking account — Int/Div

Bank of America checking and saving accounts — Int/Div

Wells Fargo checking account — Int/Div

Northwestern Whole Life Policy — Int/Div — Distnbuted

Northwestern Whole Life Policy — Int/Div — Distnbuted

Vanguard Target 2035 Retirement Fund — Int/Div

Sprint company stock (formerly Clearwire) — None

Fidelity California Muni Money Market — Int/Div

Scholarshare - Principal Plus Interest Portfolio 2954 #1 — Int

Scholareshare - Passive Diversified Equity Portfolio - 2948 #1 — Int/Div

Scholarshare - Passive Diversified Equity Portfolio #2 — Int/Div

University of California 457(b) Plan: Pathway 2030 — Int./y

University of California 457(b) Plan: Pathyway 2040 — Ine

University of California Defined Contribution Plan: Global Equity Fund — Int/Div

University of California Def. Contr. Plan Intl Equity Index Fund — Int/Div

Acadian Emerging Markets Portfolio Institutional Class AEMGX — Int/Div — Sold

American Century Small Company Fund Investor Class ASQIX — Int/Div — Sold

American Funds International Growth and Income Fund Class F-1 IGIFX — Int/Div — Sold

AMG Managers Skyline Special Equities Fund SKSEX — Int/Div — Sold

Baird Core Plus Bond Fund Class Investor BCOSX — Int/Div — Sold

BlackRock Total Return Fund Investor A Shares MDHOX — Int/Div — Sold

ClearBridge Small Cap Growth Fund Class A SASMX — Int/Div — Sold

Eaton Vance Floating-Rate Advantage Fund Class EAFAX — Int/Div — Sold

FMI Large Cap Fund FMIHX — Int/Div — Sold

Glenmede Large Cap Core Portfolio GTLOX — Int/Div — Sold

Harbor International Fund Investor Class HIINX — Int/Div — Sold

John Hancock Funds Disciplined Value Fund Class A JVLAX — Int/Div — Sold

JPMorgan Value Advantage Fund Class A Shares JVAAX — Int/Div — Sold

Loomis Sayles Bond Fund Retail Class LSBRX — Int/Div — Sold

Metropolitan West Total Return Bond Fund Class M MWTRX — Int — Sold

Northern Small Cap Value Fund NOSGX — Int/Div — Sold

Oakmark Fund Class OAKMX — Int/Div — Sold

Oakmark Intemational Fund Class OAKIX — Int/Div — Sold

Oakmark Intemational Small Cap Fund Class OAKEX — Int/Div — Sold

PIMCO Income Fund Class D PONDX — Int/Div — Sold

RS Small Cap Growth Fund Class A RSEGX — Int/Div — Sold

Templeton Foreign Fund Class A TEMFX Templeton Foreign Fund Class A T — Int/Div — Sold

TIAA-CREF Social Choice Equity Fund Retail Class TICRX — hy — Sold

Wells Fargo Advantage Growth Fund Administrator Class SGRKX — Int/Div — Sold

Western Asset Core Plus Bond Fund Class FI WACTX — Int — Sold

Schwab Money Market Fund — Int/Div — Sold

Member, Board of Governors, Association of Business Tnal Lawyers - Northern California

Trustee, Bl Family Trust

Agreement — 08/06/03 — I Family Trust

Income — 11130015 — Stanford Unversity, fee for teaching as Lecturer in Law for Trial Advocacy — $16.000.00

Spouse's income — 2015 — University of California - San Francisco - salary

I Family Trust listed in Section [1 does not contain any reportable assets. Part VII, line 17 from the report initially submitted has been deleted and the Jill

Family Trust has been moved to Section 11.

Part VII, line 7 from the report initially submitte initially listed "Northwestern variable life policy,” That was also in my initial report. That terminology is

incorrect. The Northwestern policies 1 owned were both Northwestern Whole Life Policies, which did not allow for me to select individual assets. Therefore,

there are no mdividual assets to report for that policy.

Part VII, lines 18, 19 and 20 from the report initially submitted were mistakenly listed as three separate funds/investments. There are two University of California

457(b) plans: Pathway 2030 and Pathway 2040. Line 20 should be eliminated.

Part VII, Lines 21 and 22 from the report initially submitted have been corrected to show that the two plans are part of the University of California Defined

Contribution Plan.

Part VII, Lines 9, 15 and 16 from the report initially submitted were deleted because they were acquired in 2016 and not in 2015 as mistakenly reported.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Sallie Kim | Frix