Sean H. Lane

Chase Bank (cash) — Interest

US. Savings Bonds — Int/Div

Baker Hostetler 401k (H)

Fidelity Growth Co. K. (FGCKX) — Int/Div

TRP Div. Growth (PRDGX) — Int/Div

Fidelity $00 Index (FXAIX) — Int/Div

Carefirst BlueCross BlueShield 401k (H)

Vanguard Institutional Index (VINIX) — Int/Div

Artisan Mid Cap Inst (APHMX) — None

Fidelity Freedom 2040 K (FSNVX) — None

Life Insurance (H)

Northwestern Mutual Life Insurance Policy #1 — Int/Div

Northwestern Mutual Life Insurance Policy 2 — Int/Div

NY State 529 Plan #1 (H)

Mid-Cap Stock Index Portfolio — None — Buy

Growth Stock Index Portfolio — None — Buy

Growth Portfolio — None — Buy

NY State 529 Plan 22 (H)

Mid Cap Stock Index Portfolio — None

Growth Stock Index Portfolio — None

Small Cap Stock Index Portfolio — None

Conservative Age-Based Option: Conservative Income Portfolio — None

NY State 529 Plan 23 (H)

Conservative Age-Based Option: Interest Accumulation Portfolio — None — Sold (part)

Conservative Age-Based Option: Interest Accumulation Portfolio — Sold

Mid Cap Stock Index Portfolio — None — Sold (part)

Mid Cap Stock Index Portfolio — Sold

Growth Stock Index Portfolio — None — Sold (part)

Growth Stock Index Portfolio — Sold

Small Cap Stock Index Portfolio — None — Sold (part)

Small Cap Stock Index Portfolio — Sold

Trust Acct 3 (H)

American Centy Mun TR Intermediate Term Tax Free Cl Y (ATBYX) — Int/Div — Sold

Bemstem Sanford C Fd Inc (SNEMX) — Int/Div — Sold

Blackrock Index Fds Inc (BTMKX) — Int/Div — Sold (part)

Causeway Cap Mgmt Tr. Int'l Value Fund Inst! CHCIVIX) — None

Dodge & Cox Funds Intemational Stock Fund (DODFX) — Int/Div — Sold (part)

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Int/Div

John Hancock Income Fund CL R6 (JSNWX) — Int/Div — Sold

Harris Assoc lnvt TR (OANIX) — None — Sold

IShares Inc Japan ETF (EWJ) — None — Sold

1 P Morgan Exchange Traded FD TR BetaBuilders CDA (BBCA) — Int/Div — Buy

J P Morgan Exchange Traded FD TR BetaBuilders Jupan (BBIP) — Int/Div — Buy

JPMorgan TR Large Cap Value Fd CL R6 JLVMX) — Int/Div — Buy

JPMorgan TR Tax Aware Equity Fund UPDEX) — Int/Div — Buy

JPMorgan TR US Equity FD CL R6 (JUEMX) — None — Sold

JPMorgan Trust Il Short-Inter Mun BD FD Inst (OSTAX) — None — Sold

Looms Sayles FDS Il Growth Fund Class N (LGRNX) — Int/Div — Buy

Massachusetts lnvs TR (MITTX) — None — Sold

Oppenheimer Intl Growth FD CL (OIGIX) — Int/Div — Buy

Pimco Low Duration Fund (PTLAX) — None — Sold

Pimco Total Return Fund (PTTRX) — Int/Div — Sold

Six Circles TR Intl Unconstrained Equity (CIUEX) — Int/Div — Buy

Six Circles TR US Unconstrained Equity (CLUSUX) — Int/Div — Buy

T Rowe Price Summit Municipal Intermediate Fund — Int/Div — Sold

SPDR S&P 500 ETF Trust — None — Sold

Vanguard Short Term Inflation Protected — None — Sold

Vanguard Index TR Vanguard 500 Index Fd Adm. (VFIAX) — Int/Div — Buy

Vanguard Index TR Vanguard Intl Equity Index Fd. FTSE Europe ETF (VGK) — Int/Div

Aberdeen Fds Ultr Shrt Mun Incm Fd Inst] CHATOIX) — Int/Div — Buy

Blackrock Mun BD FD Inc National Muni {(BNMLX) — Int/Div — Buy

Dodge & Cox Income Fund (DODIX) — Int/Div — Buy (add'l)

Dodge & Cox Income Fund (DODIX) — Sold (part)

Fidelity Intermediate Municipal Income (FLTMX) — Int/Div — Buy

Hancock John FDS II Strategic Inc R6 JIPRX) — Int/Div — Buy

Hancock John FDS II Strategic Inc R6 JIPRX) — Sold (part)

IShares Tips Bond ETF (TIP) — Int/Div — Buy

IShares Trust [Shares 1 3 Year Treasury (SHY) — Int/Div — Buy

JPMorgan TR Intermediate Tax Free B NTZX) — Int/Div — Buy

JPMorgan TR Il Core Plus BD FD Ultra Cl UCcrUx) — Int/Div — Buy

Mainstay Funds, MacKay High Yield Corp Bd Fd R6 (MHSYS) — Int/Div

MFS Ser TR X Emerging Markets Debt Fd R6 (MEDHX) — Int/Div — Sold (part)

Pimco Income FD Inst] CL (PIMIX) — Int/Div — Buy

Pimco Short Term Fund Instl C1 (PTSHX) — Int/Div — Sold (part)

Six Circles TR Tax Aware Ultra Short (CUTAX) — Int/Div — Buy

Tax Exempt BD FD Amer CL F3 (AFTEX) — Int/Div — Buy

Wells Fargo FDS TR Short Term Municip (WSBIX) — Int/Div — Buy

Co-Trustee, Trust #1

Agreement — 1996 — Participation in Baker Hostetler 401k plan

Liability — Through University of Notre Dame (Stafford and Perkins loans)

Liability — Through Bowdoin College (Stafford and Perkins loans)

Reimbursement — M&A Advisor — March 20-22, 2018 — Palm Beach, FL — Summit — Transportation, meals, lodging

Reimbursement — HVBBA — September 3-14, 2018 — Hyde Park, NY — Consumer Bankrupicy Program — Transportation, meals, lodging

Spouse's income — 2018 — Group Hospatahization and Medical Services, Inc. (salary)

Trust #1 and Trust #2 are estate planning vehicles and do not contain reportable assets.

Part VII, line 6: Corporate exchanges only; see 2017, line §, There is not a reportable transaction associated with this change,

Part VIL, line 12: Whole life policy (Adjustable Complife): no underlying investments.

Part VIL, line 13: Non-term policy with cash value (65 Life); no underlying investments,

Part VII, lines 14-31: All investments are specific to the NY State 529 Plan.

Part VII, lines 33-41, 46,47, 49, 51, 52, 55-57, 59, 62, 71, 72, and 74 became reportable in this cycle without corresponding reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.