Steven I. Locke

Citibank Cash Accounts — Interest

Hommel. Inc Common Stock — Int/Div

Brokerage Account #1 (H)

JPM US Treasury Plus Money Market Fund — Int/Div

Apple Inc Common Stock — Int/Div

Walt Disney Co Common Stock — Int/Div

First Horizon Natl Corp Common Stock — Int/Div

Intemational Business Machines Common Stock — Int/Div

Macquirie Infrastructure Corp - Was Macquirie Infrastructure LLC — Int/Div

Motorola Solutions Inc. Common Stock — Int/Div

Microchip Technology Inc Common Stock — Distribution

Pfizer Inc Common Stock — Int/Div

Terra Inventions Corp Common Stock — None

Teradyne Inc Common Stock — Int/Div

Brokerage Account #2(H)

Columbia Acom Fund A — Int/Div

Brokerage Account #3 (H)

Apple, Inc — Int/Div

Coming, Inc — Int/Div

Walt Disney Co — Int/Div

Intemational Business Machines Corp — Int/Div

Pepsico — Int/Div

Cash - JPMorgan Securities — None

Brokerage Account #4 (H)

Apple. Inc — Int/Div — Buy

Walt Disney Co — Int/Div

Pepsico — Int/Div

Cash - JPMorgan Securities — None

Retirement Account £1 (H)

Dreyfus Ins Deposit Program — Interest

AB Global Bod Fund Advisor C1 P Shares — Int/Div — Buy

American Century Short Duration Inflation Protection Bad Fd Inv C1 — Int/Div — Sold (part)

Baron Emerging Markets Fund Institutional Class — Int/Div — Buy

Blackrock Floating Rate Income Portfolio Fund Institutional Class — Int/Div — Buy

Blackrock Strategic Income Oppt Portfolio Fd lnsh C1 — Int/Div — Buy

Dodge & Cox Income Fund — None — Sold

Carillon Eagle Small Cap Growth Fund C11 — Int/Div — Sold (part)

Cohen & Steers Real Estate Securities Fund Class — Int/Div — Buy

Eaton Vance Floating Rate High Income Instit Class — Int/Div — Sold

Federated Kaufmann Large Cap Fund Class Is — Int/Div — Buy

Fidelity Advisor Intemational Small Cap Fund Class 1 — Int/Div — Sold (part)

Fidelity Advisor Mid Cap 11 Fd Class — None — Sold

Fidelity Advisor New Insights Fd Class — None — Sold

Fundamental Investors Class F-2 — None — Sold

Hartford Core Equity Fund Class — Int/Div — Buy

The Oakmark Inemational Fund Inv C1 — Int/Div — Sold (part)

Silverpepper Commodity Strategy Global Macro Fund Inst Class — None — Sold

John Hancock Bond Fund Class — Int/Div — Buy

John Hancock Disciplined Value Mid Cap Fund Class — Int/Div — Sold (part)

John Hancock Internation! Growth fund Class — Int/Div — Buy

MFS Intemational Value Fund Class — None — Sold

MFS Value Fund Class — Int/Div — Sold (part)

New World Fund Class F-2 — Int/Div — Buy

Northerm Small Cap Value Fund — Int/Div — Sold (part)

Oppenheimer Develooping Markets Fund Class Y — None — Sold

Principal Midcap Fund Institutional Class — Int/Div — Buy

Pimco Income Fund Class 1-2 Class Change from Class P — Int/Div — Sold (part)

T Rowe Price Emerging Markets Stock — None — Sold

Russell Global Real Estate Sec Fd Class S — None — Sold

Templeton Globa Bond Fund Advisor Class — Int/Div — Sold

Ishares Tr Core S&P S00 ETF — Int/Div — Buy

Ishares Tr Core S&P Mid-Cap ETF — Int/Div — Buy

Ishares Tr Core S&P Small-Cap ETF — Int/Div — Buy

Oppenheimer Rev Weighted ETF Tr Mid Cap ETF — Int/Div — Buy

Oppenheimer Rev Weighted ETF Tr Mid Cap ETF — Sold

Oppenheimer Rev Weighted ETF Tr Small Cap Rev ETF — Int/Div — Buy

Oppenheimer Rev Weighted ETF Tr Small Cap Rev ETF — Sold

Vanguard Developed Markets Index Fund Admiral Class — Int/Div — Buy

Vanguard Intl Equity Index Fds Total World Stk Index Fd ETF — Int/Div — Buy

Vanguard REIT Index Fund Admiral Shares — Int/Div — Buy

Retirement Account 22 (H)

Dreyfus Ins Deposit Program — None

Alliance Bernstein Global Real Estate Investment FA CL A — Int/Div

Europacific Growth Fund Class A — Int/Div

The Growth Fund of America Class A — Int/Div

MFS Value Fund Class A — Int/Div

Oppenheimer Global Strategic Income Fund Class A — Int/Div

Pimnco Total Return Class A — Int/Div

Small-Cap World Fund Class A — Int/Div

Victory Integrity Small-Cap Value Fund — Int/Div

Washington Mutual Investors Fund Class A — Int/Div

College Fund #1 (H)

The Bond Fund of America -529A — Int/Div

The Growth Fund of America - S29A — Int/Div

The Income Fund of America - 529A — Int/Div

New Perspective Fund - 529A — Int/Div

Washington Mutual Investors Fund - 529A — Int/Div

College Fund #2 (H)

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — None — Buy — Note 1, Part VII

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

College Fund #3 (H)

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — None — Buy — Note 1, Part VII

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

NYS 529 College Svgs Plan Moderate Age- Based Opt Conservative Growth — Buy

Rental Property #1, Brooklyn, NY See Note 2 Pat VIII — Rent

Liability — Quicken Loans — Mortgage on combined personal residence/rental property #1, Brooklyn, NY, Pt VII, line 99

Income — 2018 — St Johns University, Teaching — SE.000.00

Spouse's income — 2018 — The City of New York, Salary

Spouse's income — 2018 — State of New York, Salary

Notes to Part VII.

Note |. College Funds which do not report income as an item separate from change in value.

Note 2. Property was purchased in 2002 for $1,335,000.