Tony N. Leung

Brokerage Account CSI (H)

IATAX (formerly WR UNACX Adv Accumulative A) — Int/Div

IVINX (formerly WR UNCGX Adv Intl Growth) — Int/Div

WLGAX (formerly WR UNVGX Ady Vanguard A) — Int/Div

Cash and Schwab Money Market — Interest

Brokerage Account CS2 (H)

Schwab Inflation SWRSX — Int/Div — Sold

Matthews China FD INV MCHFX — Int/Div — Buy

Cash and Schwab Money Market — Interest

Brokerage Account CS3 (H)

JACTX — Int/Div

SWSSX Small Cap — Int/Div

Cash & Schwab Money Market — Interest

Brokerage Account F1 Ind (H)

Fidelity cash account — Interest

Fidelity Equity Income FEQIX — Int/Div

Brokerage Account F2 RIS (H)

Fidelity Government FDRXX — Interest

Fidelity Blue Chip Growth FBGRX — Int/Div

Fidelity China Region FHKCX — Int/Div — Buy

Fidelity MXC Info FTEC — Int/Div — Buy

Fidel 500 FXAIX {formerly FUSVX — Int/Div

Fidelity NASDAQ Comp ONEQ — Int/Div — Buy

Wells Fargo Spec Tech Invt C1 WFTZX — Int/Div — Sold

Brokerage Account F3 R77 (H)

Fidelity Government FDRXX — Interest

Wells Fargo Spec Tech Invt C1 WFTZX — Int/Div — Sold

Fudelity Blue Chip Growth FBGRX — Int/Div — Buy

Fidelity MSCI Info FTEC — Int/Div — Buy

Brokerage Account F4 KRTL R49 (H)

Fidelity Government FDRXX — Interest

Fidehty Select Tech FSPTX — Int/Div

Wells Fargo Spec Tech lnvt C1 WHIZX — Int/Div — Sold

Fudelity MSCI FTEC — Int/Div — Buy

Fidelity NASDAQ Comp ONEQ — Int/Div — Buy

Brokerage Account FS IBDA 24 (H)

Fidelity Government FDRXX — Interest

Fidelity Equity Inc FEQIX — Int/Div — Sold

Fidelity Equity Inc FEQIX — Distribution — Sold

Janus Henderson Forty JACTX — Int/Div — Buy

Brokerage Account F6 165 (H)

Fidelity Magellan FMAGX — Int/Div

Fidelity Government FDRXX — Interest — Sold

Fudelity Select Tech FSPTX — Int/Div — Buy

Fidelity 500 Index Fund FXAIX (formerly FUSVX) — Int/Div

Brokerage Account WRI IBene 94 (H)

lvy Large Cap Growth A WLGAX {formerly WR Advisor Vanguard A) — Int/Div

lvy Large Cap Growth A WLGAX (formerly WR Advisor Vanguard A) — Distribution

Wells Fargo Bank Account 28 — Interest

Wells Fargo Bank Account 2 85 — Interest

Bangkok Bank Account — Interest

MN State Judges Retirement Plan (NO CONTROL, pension plan) — None

MN State Deferred Comp Plan TNL with MSRS (Hy

Dodge & Cox — Int/Div — Sold

Vanguard Balanced Index Inst — Int/Div — Sold

Vanguard Dividend Growth Fund — Int/Div — Sold

Vanguard Inst Index Plus — Int/Div

Vanguard Mid Cap Index Inst — Int/Div

T Rowe Price Inst] Small Cap Stock — Int/Div

Fidelity Diversified Intl — Int/Div

MN State Health Care Savings Plan with MSRS (Hy

Bond Fund — Int/Div — Sold

Balanced Fund — Int/Div — Sold

US Stock Index Fund — Int/Div

US Stock Actively Managed Fund — Int/Div

Broad International Stock Fund — Int/Div

MN Teachers Retirement Assoc (NO CONTROL, pension plan) — None

Mpls Teachers Deferred Comp VALIC (H)

Mfs Research R6 — Int/Div — Sold

Vangrd Windsor Il Admiral — Int/Div — Sold

Vanguard Inst Idx — Int/Div

Vanguard Midcap Index Ins — Int/Div

Vanguard Small Cap Indx — Int/Div

Amencan Europacific Growth R6 — Int/Div

Special School Dist Plan with Great Western Retirement Ser (H)

Great-W' TR Price Eqlne — Int/Div — Sold

Great West Money Market — Interest — Sold

Great-West S&P Small Cap — Int/Div

Alger Mid Cap Growth Portfolio 1-2 — Int/Div — Sold

Great-West Ariel Midcap Value Fund — Int/Div — Sold

Great-West T Rowe Price MidCap Growth Fund 1 — Int/Div

Fidelity VIP Growth Portfolio — Int/Div

Oppenheimer Global Fund — Int/Div — Buy

MN State Deferred Comp Plan KRT with MSRS (Hh)

T Rowe Price Small Cap Stock — Int/Div

Vanguard Total Intl Stock Index — Int/Div

Vanguard Inst] Index Plus — Int/Div

Vanguard Balanced Index Inst — Int/Div — Sold

Vanguard Midcap Index Inst] Pl — Int/Div — Buy

Chengteh Chinaware (Thailand) Co — Int/Div

Zurich Medical Corp, note convertible to common stock. receivable — Interest

Summit Brewing Company — None

Board Directors, Twin Cities RISE!

Advisory Board Member, Wishes & More

Chairperson, Yale Alumm Schools Committee of Minneapolis

Advisory Board Member, Northem Star Council, BSA

Associate Board Directors, Lakewood Cemetery Assocation

President Elect, Minnesota Chapter of Federal Bar Association

Fellow, Amencan Bar Foundation

Advisory Board Member, Minnesota National Asian Pacific Amencan Bar Assocution

Agreement — 2018 — Minnesota State Judges Retirement Plan (NO CONTROL, pension plan), managed by Minnesota State Retirement System ("MSRS")

Agreement — 2018 — Minnesota Deferred Compensation Plan TNLwith Minnesota State Retirement System

Agreement — 208 — Health Care Savings Plan with Minnesota State Retirement System

Spouse's income — 2018 — Special School District No, 1, Minneapolis, MN, salary