William Joseph Kayatta jr

Brokerage Account #1 (H)

iShares Russell 1000 Gr, Index (IWF) — Int/Div

iShares Russell 1000 Value Index (1IWD) — Int/Div — Sold (part)

iShares Russell 2000 Gr. Index (WO) — Int/Div — Sold (part)

iShares Russell 2000 Index (IWM) — Int/Div

Vanguard Energy ETF (VDE) — Int/Div

Vanguard Inform. Tech. ETF (VGT) — Int/Div

iShares NASDAQ Biotech. Index (1BB) — Int/Div — Sold (part)

Consumer Discretionary SPDR (XLY) — Int/Div

Fidelity Advisors New Insights Fund (FNICX) — Int/Div

Health Care Select SPDR (XLV) — Int/Div

Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div

Ivy Asset Strategy Fund (WASCX) — Int/Div

iShares Barclays MBS Bon Fund (MBB) — Int/Div

iShares IBOXX $ Invt Gr. Corp. Bd. Fund (LOD) — Int/Div

iShares MSCI EAFE Index Fund (EFA) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Sector SPDR Consumers STPL (XL) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industrial (XL — Int/Div

Sector SPDR Unhites ((XLU) — Int/Div

SPDR Barclays High Yield Bond ETF (INK) — Int/Div

Vanguard Financial ETF (VFH) — Int/Div

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard Short Term Bond (BSV) — Int/Div

Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div

Elements-Rogers Tr — Interest — Sold

Merrill Lynch Bank Deposit Program — Interest

Eaton Vance Tax Managed 1511 — Int/Div

Blackstone GSO Strategic (BGB) — Int/Div

401K) Account £1(H)

Blackrock Ener.& Res Tr (BGR) — Int/Div

Vanguard Bond Index Fund (BND) — Int/Div

SPDR BarCap Short-term Corp. Bond (SCPB)Y — Int/Div

iShares Barclays 7-10 Treasury Bond Fund IEF) — Int/Div

iShares Asa-A Rated Corp. Bond (QLTA) — Int/Div — Sold

Powershares QQQ Trust, Series 1 (QQQ) — Int/Div

EGA: Emerging Markets Consumer ETF (ECON) — Int/Div

Powershares DB Commodity Index Tracking Fund (DBC) — None

IShares Gold Trust ETF (IAL) — Int/Div

Vanguard MSCI EAFE ETF (VEA) — Int/Div

iShares Barclays Tips Bond Fund (TIP) — Int/Div — Buy (add'l)

Wisdon Tree Asia Local Debt (ALD) — Int/Div — Sold (part)

Vanguard REIT Index (VNQ) — Int/Div — Sold

Schwab Sweep Account — Interest

iShares MSCI United K. (EWU) — Int/Div — Sold

SPDR S&P 500 (SPY) — Int/Div — Buy

Vanguard Int. Equity ETF (VNQI) — Int/Div

Wisdom Tree Japan (DXJ) — Int/Div — Sold

BlackstoneGSO Strategic Credit (BGB) — Int/Div — Buy (add'l)

BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)

BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)

BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)

Schwabb Value Advantage (SNAXX) — Interest — Buy (add'l)

Schwabb Value Advantage (SNAXX) — Sold (part)

Schwabb Value Advantage (SNAXX) — Sold

Apollo Senior Floating Rate (AFT) — Int/Div — Buy

Apollo Senior Floating Rate (AFT) — Buy (add'l)

Blackstone GSO (BGX) — Int/Div — Buy

Brokerage Account #2 (H)

Morgan Stanley Bank N.A — Interest

iShares N. America Tech ETF (IGM) — Int/Div — Sold (part)

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Sold (part)

iShares US Consumer Goods ETF (1YK) — Int/Div — Sold

iShares S&P US PFD (PFF) — Int/Div — Sold (part)

iShares LS Aerospace (ITA) — Int/Div

iShares US Med Devices (IH) — Int/Div

iShares US Pharma ETF (IHE) — Int/Div — Sold (part)

iShares US Tech ETF (1IYW) — Int/Div — Sold (part)

iShares LS Telecomm ETF (1YZ) — Int/Div — Sold (part)

Clearbridge Aggressive Growth (SAGYX) — Int/Div

shares US Fin ETF (IYF) — Int/Div

shares US Industrial ETF (IY) — Int/Div

Ishares Russell 2000 ETF (IWM) — Int/Div — Sold

ME EDL LN AUTH Stud LN REV — Int/Div — Redeemed

ME HLTH & High EDL FACS AUTH REV SER.C — Int/Div

ME State HSNG Auth MTG Ser. B-1 — Int/Div

ME State HSNG Auth MTG SER-C (Matures 11/1523 — Int/Div

ME State HSNG Auth MTG SER-C (Matures 11/1527 — Int/Div

York TownME Gen OBLIG — Int/Div

Lewiston ME PUB IMPT-A — Int/Div

Fu NASDAQ Cyber (CIBR) — Int/Div

Maine State HSG AUTH MTG PUR REV A — Int/Div — Buy

Maine State HSG AUTH MTG PUR REV A — Buy (add'l)

Maine State HSG AUTH MTG PUR — Int/Div — Buy

Maine Health Higher EDL FACS AUTH REV — Int/Div — Buy

MSTF Ultra-short Income (MULSX) — Int/Div — Buy

MSTF Ultra-short Income (MULSX) — Buy (add'l)

MSTF Ultra-short Income (MULSX) — Buy (add'l)

MSTF Ultra-short Income (MULSX) — Buy (add'l)

Pierce Atwood Capital Contribution Notes — Interest — Sold (part)

Kev Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Inherited IRA (H)

iShares N AMER. TECH ETF IGM) — Int/Div — Sold (part)

iShares US HealthCARE ETF ((IYH) — Int/Div

iShares US ENERGY ETF (IYE) — Int/Div

iShares LS FINANCIALS ETF (IYF) — Int/Div

iShares LS INDUS ETF (IY) — Int/Div

iShares US MED DEVICES (IH) — Int/Div

iShares US TECH ETF ((IYW) — Int/Div — Sold (part)

POWERSHARES WATER RES PTF (PHO) — Int/Div

CLEARBRIDGE Age Gr (SAGYX) — Int/Div

US Aerospace & Def ETF (ITA) — Int/Div

iShares Russell 2000 ETF (IWM) — Int/Div

Ft NASDAQ CYBER (CIBR) — Int/Div

S&P Index S000 (IW) — Int/Div

SPDR PORTF Short Term (SPSB) — Int/Div — Buy (add'l)

SPDR PORTF Short Term (SPSB) — Sold (part)

Maine State HSG AUTH MTG PUR REV: A — Int/Div — Buy

Maine State HSG AUTH MTG PUR REV D — Int/Div — Buy

Maine State HSg AUTH MTG PUR REV: ed — Int/Div — Buy

Amgen Inc. Bond (2020-05-11) — Int/Div — Buy

Rollover IRA (HK X)

iShares TIPS Bonds — Int/Div — Sold

Invesco QQQ (QQ) — Int/Div — Buy

SPDR S&P S00 ETF (SPY) — Int/Div — Buy

Charles Schwab Bank Cash Account — Interest

Brokerage Account #3 (H)

Charles Schwabb Bank Cash Account — Interest

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Reimbursement — Detense Rescurch Institute — 04/122018 — Boston, MA — Open CLE presentation — Transportation and meal

Reimbursement — University of Chicago Law School — M26/2018 — Chicago, IL — Judge Moot Court Finals — Transportation and hotel

Income — 2018 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — SK7.633.00

Re: Positions: | ended my tenure on the University of Maine Law School Board of Visitors in December of 2017.

Re:Investments: and Trusts: Brokerage Account #3 was funded with cash moved from Brokerage Account #1 and subsequent earned income

Dashes have been added to lines 53, 80, and 81 to make clear that those assets are held in the pertinent aggregate account.