Louise A. Lamothe

LPL FINANCIAL mmm (LAL)

Allianzgi Short Duration High Income CL P(ASHPX) — Int/Div

Angel Oak Multi Strategy Income INSTL CL (ANGIX) — Int/Div

WELLS FARGO mmm (LAL)

Eaton Vance National Mun Income CL {EIHMX) — Int/Div — Sold

Federated Strategic Value Dividend INSTL CL (SVAIX) — Int/Div

Harbor Cap Apprec INSTL CL (HACAX) — Int/Div

JP Morgan Mortgage Backed Securities CL HOMBIX) — Int/Div

Maingate MLP (IMLPX) — Int/Div

Main Stay Epoch Global Equity YIELD CL 1(EPSYX) — Int/Div

Michigan ST HSG DEV AUTH Single FMLY MTG REV F — Int/Div — Sold

MFS Value (MEIX) — Int/Div

Pimco Investment Grade Corp Bond CL P (PBDPX) — Int/Div

Royce Dividend Value Investment CL (RDVIX) — Int/Div

Vanguard Intermediate Term Treasury Admiral CL (VFIUX) — Int/Div — Sold

Wells Fargo Diversified Income Bldr Admin CL (EKSDX) — Int/Div

WELLS FARGO mmm (LAL)

Allianz Life INS CO ANN (Annuity) — Distribution

WELLS FARGO mmm (LAL)

Abbott Laboratories (ABT) — Int/Div

Abbvie Inc (ABBV) — Int/Div

American Intemational Group Inc (AIGWS) — Sold

Automatic Data Processing (ADP) — Int/Div

CDK Global Holdings LLC (CDK) — Int/Div

Colgate Palmolive Co (CL) — Int/Div

Exxon Mobil Corp (XOM) — Int/Div

Fidelity Investments Money Market FD INSTL CL — Int/Div — Buy

Fidelity Investments Money Market FD INSTL CL — Int/Div — Sold (part)

General Mills Inc (GIS) — Int/Div

Intel Corp (INTC) — Int/Div

Kohls Comp (KSS) — Int/Div

McDonald's Corp (MCD) — Int/Div

Medtrome PLC (MDT) — Int/Div

Microsoft Corp (MSFT) — Int/Div

Phizer Inc (PFE) — Int/Div

Schlumberger Ltd (SLB) — Int/Div

Walgreens Boots Alliance Inc (WBA) — Int/Div

Wal-Mart Stores Inc (WMT) — Int/Div

Wells Fargo & Co New (WFC) — Int/Div

WELLS FARGO pm (LAL)

Ambndge Boro PA MUN AUTH SWR — Interest — Sold

Antelope VLY CA UN HIGH SCH DIST — Interest — Sold

Banning CA UTIL AUTH WTR Enterprise REV RFDG — Interest — Sold

Bellwood IL RFDG SER B G/O UNLTD — Interest — Sold

Burbank CA REDEV AGY SUCCESSOR AGY TAX ALLOCA — Interest — Sold

Columbus OH G/O RFDG B/E SER 2 — Interest — Sold

Dodge City KS TEMP NTS — Interest — Sold

Eastern Mun Wir Dis CA — Interest

Eugene OR Elec Util Rev RFDG B/E — Interest — Sold

Fort Bend TX MUN LTIL DIST NO 137 — Interest — Sold

Golden West SCHS Fing CA REF Beverly Hills UNI — Interest

Hawthorne CA CTF PARTN Refmancing Proj — Interest — Sold

Henry & Whiteside CNTYS IL CMNTY UNIT SCHL DIST — Interest — Sold

Highland CA REDEV AGY — Interest — Sold

Los Angeles CA Dpt Arpts SUb LA Intl Arpt — Interest — Sold

Mainstay FDS TR (MSCAX) — Interest — Buy

Montclair CA Pub FING Auth LSE — Interest

New York State MTG AGY HMOWNR MTG — Interest — Sold

Rialto CA REDEV Agy Successor AGY Tax — Interest

Temnessee HSG DEV AGY — Interest — Sold

Umversity CA REVS LTD Proj SER E — Interest

Val Verde CA SCH DIST — Interest

Ventura CNTY CA Cmnty College Dist — Interest

Washington CA UNI SCH DIST Fresno CNTY — Interest

Watsonville CA REDEV AGY Successor AGY — Interest — Sold

Western Placer CA UNI SCH DIST ELECTION 2016 — Interest — Sold

Whittier CA REDEV SUCCESSOR AGY TAX ALLOC — Interest — Sold

Growth Fund Amenca CL A — Int/Div — Sold

LPL FINANCIAL gam (LAL)

Capital Income Builder CL F2 (CAIFX) — Int/Div — Sold

New World CL F2 — Int/Div — Sold

LPL FINANCIAL gum (LAL)

FS Investment Corp 111 — Int/Div

CHARLES SCHWAB mmm (LAL)

Alphabet Inc (GOOG) — None

Alphabet, Inc (GOOGL) — None

Amazon.com Inc (AMZN) — None

Costco Wholesale Co (COST) — Int/Div

Ford Motor Company (F) — Int/Div

Matthews Pacific Tiber (MAPTX) — Int/Div

Pamassus Core EOTY FD (PRBLY) — Int/Div

Qualcomm Inc (QCOM) — None

Salesforce Com (SRM) — None

Tesla Motors Inc {TSLA) — None

TIAA

TIAA Annuity Contracts (TIAA Traditional) — istnbution

ITROWE PRICE (LAL)

TROWE PRICE IRA (Global Tech ) [ ] — Int/Div

LPL FINANCIAL 0160 (DK)

AB MUN INCOME

Allianzgi Short Duration High Income CL P(ASHPX) — Int/Div — Sold

American Beacon SIM High Yield OPPTYS CL Y (SHOYX) — Int/Div — Buy

American Beacon SIM High Yield OPPTYS CL Y (SHOYX) — Int/Div — Sold

Angel Oak Muiti Strategy Income INSTL CL (ANGIX) — Int/Div — Sold

Eaton Vance National Mun Income CL — Int/Div — Sold

Federated Strategic Value Dividend INSTL CL (SVAIX) — Int/Div — Sold

Harbor Cap Apprec Instl CL (HACAX) — Int/Div — Sold

JPMorgan Mortgage Backed Securities CL HHOMBIX) — Int/Div — Sold

Maingate MLP CL 1 (IMLPX) — Int/Div — Sold

Mainstay Epoch Global Equity Yield CL 1 (EPSYX) — Int/Div — Sold

MFS Value CL (MENIX) — Int/Div — Sold

Nuveen Preferred SECS & Income CL INPSRX) — Int/Div — Buy

Nuveen Preferred SECS & Income CL INPSRX) — Int/Div — Sold

Oppenheimer Steelpath MLP Select 40 CL Y (MLPTX) — Int/Div — Sold

Pimco Investment Grde Corp Bond CL P (PBDPX) — Int/Div — Sold

Royce Dividend Value Investement CL (RDVIX) — Int/Div — Sold

Tesla Inc (TSLA) — Int/Div — Sold

Thomburg Investment Income Builder CL 1HTIBIX) — Int/Div — Buy

Thormburg Investment Income Builder CL HTIBIX) — Int/Div — Sold

Vanguard Intermediate Term Treasury Admiral CL (VFIUX) — Int/Div — Sold

Virtus SEIX Floating Rate High Income CL HISAMBX) — Int/Div — Buy

Virtus SEIX Floating Rate High Income CL HISAMBX) — Int/Div — Sold

Wells Fargo Diversified Income Builder INSTL CL (EKSYX) — Int/Div

Wells Farbo Diversified Income Builder INSTL CL (EKSYX) (Partial) — Int/Div — Sold (part)

Cash p—m

LPL FINANCIAL gam (DK)

AFIS Asset Allocation (Pacific Life Annuity) — istnbution

LPL FINANCIAL 6013 (DK)

Costco Wholesale Corp (COST) — Int/Div

LPL FINANCIAL pom

American College 2021 CL 529 ( (CTOCX) — Int/Div — Open

LPL FINANCIAL mom

American College 2021 CL 529 C (CTOCX) — Int/Div — Open

LPL FINANCIAL pam (DK)

Aflac Inc (AFL) — Int/Div

Alphabet Inc CL A (GOOGL) — Int/Div

AT&T Inc (T) — Int/Div

Berkshire Hathaway Inc DE CL B NEW (BRK/B) — Int/Div

Cisco Systems Inc (CSCO) — Int/Div

Dollar General Corp New (DG) — Int/Div

Eli Lilli & Company (LLY) — Int/Div

Goldman Sachs Group Inc Medium Term Note (3814ET90) — Interest

Ishares China Large Cap ETF (FXI) — Int/Div

Kimberly Clark Corp (KMB) — Int/Div

Microsoft Corp (MSF) — Int/Div

Nestle S A SPNSD ADR REPSTING REG SHS INSRGY) — Int/Div

Sysco Corporation (SYY) — Int/Div

Sysco Corporation (SYY) (Partial) — Int/Div — Sold (part)

United Parcel Service Inc CL B (UPS) — Int/Div

Charles Schwab Bank Checking Account [ — Interest

Citibank Checking Account (LAL) — Interest

City National Bank Checking Account LaMothe Family Trust — Interest

City National Bank Checking Account Kaplan Family Trust — Interest

Wells Fargo Crown Classic Checking Account J (DK) — Interest

Wells Fargo Crown Classic Checking Account — Interest

John Hancock Whole Life (DK) — Int/Div

Northwestern Mutual Life Ins Policy (Whole life) pm (LAL) — Int/Div

Income — 2018 — Louse A. LuMothe - A Professional Corporation: Salary — S111.913.00

Spouse's income — 2018 — Cahforma State Teachers' Retirement System

Line 10: Michigan ST HSG DEV AUTH Single FMLY MTG REV F: Purchased in 2017, not previously reported.

Line 18: Allianz Life INS CO ANN (Annuity): Purchased in 2017, not previously reported.

Line 73: Growth Fund America CL A: Not previously reported

Line 118: Tesla Inc (TSLA): Purchased in 2012, not previously reported.

Line 126: Cash (9999777): Previously money market shares, no cash. Instructions p.30 indicate to report in "Sections 102(a)(1)(B) and 102(a)3)." Filer does not

locate said section on report.

Line 129: AFIS Assit Allocatoin (Pacific Life Annuity): Purchased 6/30/16, not previously reported.