Bruce A. Harwood

Common AMLP - ALERIAN MLP ETF — Int/Div — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Sold (part)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

AHLYX- AMER BEACON AHL MNGD FUT FUND — None — Buy

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — None — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Sold (part)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Sold (part)

BGCIX - BLACKROCK GLOBAL L/S CREDIT 1 FUND — Int/Div — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT 1 FUND — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT 1 FUND — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT 1 FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Int/Div — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)

Common CVX « CHEVRON CORP — Int/Div

FT NORTH AMER ENERGY ETF — None — Buy

FT NORTH AMER ENERGY ETF — Buy (add'l)

GIRTX GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND — istmbution — Buy

GIRTX GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND — Buy (add'l)

PDBC INVESCO OPTIMUM YIELD DIVERSIFIED FUND — Int/Div — Buy

PDBC INVESCO OPTIMUM YIELD DIVERSIFIED FUND — Buy (add'l)

1Q HEDGE MUTLI-SSTRAT TRACKER ETF — None — Buy

IQHX - 10 ALPHA HEDGE STRAT INST FUND — None — Sold (part)

IQHX - 10 ALPHA HEDGE STRAT INST FUND — Sold (part)

IQHX - 10 ALPHA HEDGE STRAT INST FUND — Sold

ICF ISHARES COHEN & STEERS REIT ETF — None — Buy

AOC ISHARES CORE CONSERVATIVE ETF — None — Buy

AGG ISHARES CORE US AGGREGATE ETF — Int/Div — Buy

AGG ISHARES CORE US AGGREGATE ETF — Sold

Common TIP - ISHARES BARCLAYS TIPS BD ETF — Int/Div — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ETF — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ETF — Buy (add'l)

EEM - ISHARES MSCI EMERGING MARKETS ETF — Int/Div

Common SCZ - ISHARES TR MSC SMALL CAP — Int/Div

Common MERFX «- MERGER FUND — Int/Div — Buy (add'l)

41 — istnbution

Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Int/Div — Buy (add'l)

Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Int/Div — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Sold (part)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Sold (part)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)

Common TFI - SPDR NUVEEN BBG BARCLAYS MUNBETF - — Int/Div — Buy (add'l)

Common TFI - SPDR NUVEEN BBG BARCLAYS MUNBETF - — Buy (add'l)

Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Int/Div — Buy (add'l)

Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div

Common VUG - VANGUARD GROWTH ETF — Int/Div — Sold (part)

Common VNQ « VANGUARD REIT ETF — Int/Div — Buy (add'l)

Common VNQ « VANGUARD REIT ETF — Buy (add'l)

Common BSV - VANGUARD SHORT TERM BND — Int/Div — Buy (add'l)

Common BSV - VANGUARD SHORT TERM BND — Buy (add'l)

Common VBK - VANGUARD SM CAP GROWTHETF — Int/Div

Common VBR «- VANGUARD SM VALUE ETF — Int/Div

Common BND - VANGUARD TOTAL BOND MARKET — Int/Div — Buy (add'l)

Common BND - VANGUARD TOTAL BOND MARKET — Buy (add'l)

Common BND - VANGUARD TOTAL BOND MARKET — Buy (add'l)

Common VTV « VANGUARD VALUE ETF INDEX — Int/Div — Sold (part)

Morgan Stanley Bank NA. Money Market Account (Bank Deposit Program) — Interest

CITIZENS BANK - deposit accounts — Interest

Common BENGUET CORP — None

Common ENERGIZER HOLDINGS INC (Custodian) — None

Common BOEING COMPANY (Custodian) — None

Trust #1 (H)

CITIZENS BANK - bank accunt — Interest

Trust #3 (H)

CITIZENS BANK - bank account — Interest

NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust #4 (H)

NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust 45 (MH)

NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust#6(H)

NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Common PRINCIPAL FINANCIAL GROUP INC — Int/Div

Director and Officer, American Bankruptcy Institute

Trustee, Trust £1 (family member sole beneficiary)

Trustee, Trust #2 (family member sole beneficiary)

Trustee, Trust #3 (family member sole beneficiary)

Trustee, Trust #4 (family member sole beneficiary)

Trustee, Trust #5 (family member sole beneficiary)

Trustee, Trust #6 (family member sole beneficiary)

Reimbursement — American Bankruptcy Institute — April 18-22, 2018 — Washington, DC — bBducational seminar and board of directors meeting — Transportation, Lodging, Meals

Reimbursement — National Conference of } Bankruptcy Judges — October 27-31, 2018 — San Antonio, TX — Educational seminar and annual meeting — Lodging

Reimbursement — American Bankruptcy g Institute — December 6-9, 2018 — Scottsdale, AZ — Educational seminar and board of directors meeting — Transportation, Lodging, Meals

Part VII, Lme 12: The ticker symbol for EEM - ISHARES MSCI EMERGING MARKETS ETF was listed incorrectly on Part VII, Line 20 of my 2017 report as

"E

rather than "ETF." It is the sume fund, und the correct ticker symbol is used in Part VII of this report,