Daniel A. Guy jr

2018Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 181

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

Ameritrade Joint Brokerage Acct. (H)

Amentrade Money Market Account — Interest

Amazon (Common) — None — Buy

Apache (Common) — Int/Div — Sold

AMC (Common) — Int/Div — Buy

AMC (Common) — Sold

Alibaba (Common) — None — Buy

Alibaba (Common) — Sold

Berkshire Hathaway (B<Common) — None — Buy (add'l)

Boeing (Common) — Int/Div — Sold (part)

Dammler AG (Common) — Int/Div — Buy

Donan LPG (Common) — None — Buy

Donan LPG (Common) — Sold

Eaton (Common) — Int/Div — Buy (add'l)

Eaton (Common) — Sold

Emerson Elec (Common) — Int/Div — Buy

Emerson Elec (Common) — Sold

Etsy (Common) — None — Buy

Glencore (Common) — Int/Div — Buy

Glencore (Common) — Buy (add'l)

Intuitive Surg (Common) — None — Buy

shares Biotech (ETF) — Int/Div

Kinder Morgan (Common) — Int/Div

Lincoln National (Common) — Int/Div — Buy

Micron Technology (Common) — None — Sold

Mohawk Indus (Common) — None — Buy

Monmouth Real Estate (REIT) — Distribution

Monmouth Real Estate (REIT) — Sold (part)

Monmouth Real Estate (REIT) — Buy (add'l)

Owens linots (common) — Int/Div — Buy

Regeneron (Common) — None — Sold

Revion (Common) — None — Buy

Revion (Common) — Sold

Sentage (Common) — Int/Div — Sold

Southwest Airlme (Common) — Int/Div — Sold

S&P Energy--XLE (ETF) — Int/Div

S&P Health--XLV (ETF) — Int/Div

S&P Regional Banks--KRE (ETF) — Int/Div — Sold

SPDR Gold--GLD (ETF) — None — Buy

Third Point Remsurance (Common) — None — Buy

Valero (Common) — Int/Div — Buy

Valero (Common) — Sold

Vodaphone (Common) — Int/Div — Buy

Walmart (Common) — Int/Div — Buy

Wevyerhouser (Common) — Int/Div — Buy

Wevyerhouser (Common) — Buy (add'l)

Wisdom Tree Japan (ETF) — Int/Div — Sold

Burlington Northern (Corp Bond) — Interest

General Electric (Corp Bond) — Interest

Goldman Sachs (Corp Bond) — Interest

Hingham (Cert of Deposit) — Interest — Buy

IP Morgan (Corp Bond) — Interest

JP Morgan (Cert of Deposit) — Interest — Buy

Marsh & McClellan (Corp Bond) — Interest

Sysco (Corp Bond) — Interest

Wells Fargo (Corp Bond) — Interest

Ally Bank Accounts (H)

Ally Bank Jomt Money Market Account — Interest

Ally Bank Joint 2-Year CD — Interest

Ally Joint Savings Account — Interest

Schwab Inherited IRA Account: (H)

Money market account — Interest — Sold (part)

ETF--20 Year Treasury (TMV) — Interest — Sold

ETF-<Gold (SGOL) — Int/Div — Buy (add'l)

ETF-<Gold (SGOL) — Sold

ETF--Emerging Market (IEMG) — Int/Div — Sold

ETF--Emerging Market (DVYE) — Int/Div — Buy (add'l)

ETF--Emerging Market (DVYE) — Sold

ETF--Emerging Market (EEM) — Int/Div — Sold (part)

ETF--Emerging Market (EEM) — Sold

Err--lndia (INDA) — Int/Div — Sold

ETF-<Treasunies (LTPZ) — Interest — Sold

ETF--Emerging Markets (SCHE) — Int/Div — Buy (add'l)

ETF-Common Stocks (SCHB) — Int/Div — Buy (add'l)

ETF-LCommon Stocks (SCHD) — Int/Div — Sold

ETF--Small Caps (SCHA) — Int/Div — Sold

ETF: Bonds (SCHZ) — Interest — Buy

ETF: Large Caps (SCHV) — Int/Div — Buy

ETF: Large Caps (SCHX) — Int/Div — Buy

ETF--Financials (KBE) — Int/Div — Buy (add'l)

ETF--Financials (KBE) — Sold

ETF--Natural Resources (GNR) — Int/Div — Sold

Err--Emerging Market Bonds (HY EM) — Interest — Sold

ETF--Bonds (EDV) — Interest

ETF--Bonds (VCLT) — Interest — Sold

ETF--Imternational/Euro { ELSC) — Int/Div — Sold

ETF-<International/Euro (HED) — Int/Div — Sold

ETF--Japan (DXJS) — Int/Div — Sold

ETF: Gadsen (GDG) — Int/Div — Buy

ETF: Gadsen (GDMA) — Int/Div — Buy

ETF: Treasury Bonds (TLT) — Interest — Buy

ETF: US Stocks (QUAL) — Int/Div — Buy

ETF: Consumer Stocks (XLP) — Int/Div — Buy

ETF: (Health Care (VHT) — Int/Div — Buy

ETF: Utlities (VPL) — Int/Div — Buy

ETF: VTIP — Int/Div — Buy

ETF: VTIP — Buy (add'l)

ETF: VTIP — Buy (add'l)

ETF: VTIP — Buy (add'l)

Charles Schwab Trust Account (H)

Charles Schwab Money Market/Cash — Interest — Sold (part)

Bank United CD due 1/29/18 — Interest — Matured

Aflac Inc. (Bond due 2/15/22) — Interest

Bank of America (Bond due 1/22/24) — Interest

EMC Corp (Bond due 6/1/20) — Interest

Florida Power (Bond due 8/15/21) — Interest

Ford Motor Co (Bond due 8/01/18) — Interest — Matured

HCP Inc (Bond due 11/1523) — Interest

IBM Inc (Bond due 2/8/18) — Interest — Matured

Ryder System Inc {Bond due 2/26/19) — Interest

Wells Fargo (Cert of Deposit) — Interest — Buy

Berkshire Hathaway (Common-B) — None

Johnson & Johnson (Common) — Int/Div

Merck (Common) — Int/Div — Sold

Phizer (Commom) — Int/Div — Sold

Amazon (Common) — None — Buy

ETF: QUQ — Int/Div — Buy

ETF: IVV — Int/Div

ETF: GDX — None

ETF: XLE — Int/Div

ETF: XILM — Int/Div

ETF: XLK — Int/Div

ETF: GLD — None

ETF: VWO — Int/Div

ETF: VGK — Int/Div

ETF: VO — Int/Div

ETF: ¥YNQ — Int/Div

ETF: VNQI — Int/Div

ETF: VTIP — Int/Div

ETF: VB — Int/Div

ETF: VXLUS — Int/Div

ETF: VT1 — Int/Div

ETF: BSC) — Interest

ETF: XBI — Int/Div

Charles Schwab Joint Brokerage Acct: Almanac (H)

PIMCOETF:LTPZ — Interest — Sold

Select Sector ETF: GNR — Int/Div — Sold

ETF: HEEM — Int/Div — Buy

ETF: HEEM — Sold

Ishares ETF: EEM — Int/Div

Vaneck ETF: HYEM — Interest — Sold

WisdomTree E1v: EUSC — Int/Div — Sold

Wisdomtree ETF: HED) — Int/Div — Sold

Direxon ETF: TMV — Interest — Sold

Schwab ETF: SCHE — Int/Div

Schwab ETF: SCHB — Int/Div — Sold

Schwab ETF: SCHA — Int/Div — Sold

Schwab ETF: SCHX — Int/Div — Buy

Schwab ETF: SCHZ — Int/Div — Buy

Schwab ETF: SCHZ — Sold (part)

Deutche ETF: DBAW — Int/Div — Sold

Wisdomtree ETF: DXJS — Int/Div — Sold

S&P ETF: KBE — Int/Div — Sold

Fidelity ETF: FENY — Int/Div — Sold

Vanguard ETF: EDV — Int/Div — Buy (add'l)

Vanguard ETF: VCLT — Int/Div — Sold

ETFS ETF: SGOL — Int/Div — Sold

iShares ETF: IEMG — Int/Div — Sold

iShares ETF: PICK — Int/Div — Sold

iShares ETF: INDA — Int/Div — Sold

ETF: GDG — Int/Div — Buy

ETF: GDMA — Int/Div — Buy

ETF: GBIL — Interest — Buy

ETF: SHV — Interest — Buy

ETF: TLT — Interest — Buy

ETF: XLP — Int/Div — Buy

ETF: XLP — Sold

ETF: VHT — Int/Div — Buy

ETF: VHT — Sold

ETF: VPU — Int/Div — Buy

ETF: VPU — Sold

Navy Federal Credit Union Money Market Acct, — Interest

Amentrade IRA (H)

Amazon (Common) — None

Apend (Common) — None — Sold

Bames & Noble (Common) — Int/Div — Sold

Amentratde Money Market — Interest

ING Variable Annuity (Growth Fund of America) — Int/Div

Mass Mutual Universal Life Policy — Int/Div

Mass Mutual Universal Life Policy — Int/Div

MFS Growth Fund (Inherited IRA) — Distribution — Sold (part)

The following is a response to the Committee on Fmancial Disclosure letter dated December 7, 2018:

The second paragraph of the letter states that "In Part VII, lines 73, 116-120, 122-124, 127, 129 and 130, you listed various assets which were not in your prior

(2016 amended) report.” Tn fact, | reported these same assets on lines 63-64, lines 122-123, 125, and lines 127-137 of my 2016 amended report. The difference

is that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of

Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g, "ETF: IVV". ETF: IVV, reported on line 116 of my 2017 original report was

formerly reported on line 122 of my 2016 amended report as "iShares S&P Index".

As suggested in the third paragraph of the letter, 1 have reported "None™ in Column B{2) for the income associated with the each of the assets in question.

The fourth paragraph of the letter states that "In Part VII, lines 40-44, 46, 47, 49, 50, 53-57, 59, 122, 123, 125, 127-137, and 186-188, in your prior (2016

amended) report you listed various assets, but you did not list these assets in your current (2017) report.”

A. Lines 39-60, and [86-188 of my 2016 amended report identify assets owned by

in a brokerage account and college savings plans,

respectively. Because the

in 2017, as reported in the headers on lines 37 and 184-185 of my original 2017 report, 1 deleted those

assets from the report. 1 now understand that | was expected to have reported the assets with a (Y) in Column A. As | no longer [NN this

specific issue will not reoccur in the future.

B. As for lines 122, 123, 125, and 127-137 reported in my 2016 amended report, these same assets are reported on lines 116-130 of my original 2017 report. The

difference is (as explained above) that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF)

in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g. "ETF: IVV".

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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