Daniel A. Guy jr
2018Annual
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What was filed
181
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
As filed
Ameritrade Joint Brokerage Acct. (H)
Amentrade Money Market Account — Interest
Amazon (Common) — None — Buy
Apache (Common) — Int/Div — Sold
AMC (Common) — Int/Div — Buy
AMC (Common) — Sold
Alibaba (Common) — None — Buy
Alibaba (Common) — Sold
Berkshire Hathaway (B<Common) — None — Buy (add'l)
Boeing (Common) — Int/Div — Sold (part)
Dammler AG (Common) — Int/Div — Buy
Donan LPG (Common) — None — Buy
Donan LPG (Common) — Sold
Eaton (Common) — Int/Div — Buy (add'l)
Eaton (Common) — Sold
Emerson Elec (Common) — Int/Div — Buy
Emerson Elec (Common) — Sold
Etsy (Common) — None — Buy
Glencore (Common) — Int/Div — Buy
Glencore (Common) — Buy (add'l)
Intuitive Surg (Common) — None — Buy
shares Biotech (ETF) — Int/Div
Kinder Morgan (Common) — Int/Div
Lincoln National (Common) — Int/Div — Buy
Micron Technology (Common) — None — Sold
Mohawk Indus (Common) — None — Buy
Monmouth Real Estate (REIT) — Distribution
Monmouth Real Estate (REIT) — Sold (part)
Monmouth Real Estate (REIT) — Buy (add'l)
Owens linots (common) — Int/Div — Buy
Regeneron (Common) — None — Sold
Revion (Common) — None — Buy
Revion (Common) — Sold
Sentage (Common) — Int/Div — Sold
Southwest Airlme (Common) — Int/Div — Sold
S&P Energy--XLE (ETF) — Int/Div
S&P Health--XLV (ETF) — Int/Div
S&P Regional Banks--KRE (ETF) — Int/Div — Sold
SPDR Gold--GLD (ETF) — None — Buy
Third Point Remsurance (Common) — None — Buy
Valero (Common) — Int/Div — Buy
Valero (Common) — Sold
Vodaphone (Common) — Int/Div — Buy
Walmart (Common) — Int/Div — Buy
Wevyerhouser (Common) — Int/Div — Buy
Wevyerhouser (Common) — Buy (add'l)
Wisdom Tree Japan (ETF) — Int/Div — Sold
Burlington Northern (Corp Bond) — Interest
General Electric (Corp Bond) — Interest
Goldman Sachs (Corp Bond) — Interest
Hingham (Cert of Deposit) — Interest — Buy
IP Morgan (Corp Bond) — Interest
JP Morgan (Cert of Deposit) — Interest — Buy
Marsh & McClellan (Corp Bond) — Interest
Sysco (Corp Bond) — Interest
Wells Fargo (Corp Bond) — Interest
Ally Bank Accounts (H)
Ally Bank Jomt Money Market Account — Interest
Ally Bank Joint 2-Year CD — Interest
Ally Joint Savings Account — Interest
Schwab Inherited IRA Account: (H)
Money market account — Interest — Sold (part)
ETF--20 Year Treasury (TMV) — Interest — Sold
ETF-<Gold (SGOL) — Int/Div — Buy (add'l)
ETF-<Gold (SGOL) — Sold
ETF--Emerging Market (IEMG) — Int/Div — Sold
ETF--Emerging Market (DVYE) — Int/Div — Buy (add'l)
ETF--Emerging Market (DVYE) — Sold
ETF--Emerging Market (EEM) — Int/Div — Sold (part)
ETF--Emerging Market (EEM) — Sold
Err--lndia (INDA) — Int/Div — Sold
ETF-<Treasunies (LTPZ) — Interest — Sold
ETF--Emerging Markets (SCHE) — Int/Div — Buy (add'l)
ETF-Common Stocks (SCHB) — Int/Div — Buy (add'l)
ETF-LCommon Stocks (SCHD) — Int/Div — Sold
ETF--Small Caps (SCHA) — Int/Div — Sold
ETF: Bonds (SCHZ) — Interest — Buy
ETF: Large Caps (SCHV) — Int/Div — Buy
ETF: Large Caps (SCHX) — Int/Div — Buy
ETF--Financials (KBE) — Int/Div — Buy (add'l)
ETF--Financials (KBE) — Sold
ETF--Natural Resources (GNR) — Int/Div — Sold
Err--Emerging Market Bonds (HY EM) — Interest — Sold
ETF--Bonds (EDV) — Interest
ETF--Bonds (VCLT) — Interest — Sold
ETF--Imternational/Euro { ELSC) — Int/Div — Sold
ETF-<International/Euro (HED) — Int/Div — Sold
ETF--Japan (DXJS) — Int/Div — Sold
ETF: Gadsen (GDG) — Int/Div — Buy
ETF: Gadsen (GDMA) — Int/Div — Buy
ETF: Treasury Bonds (TLT) — Interest — Buy
ETF: US Stocks (QUAL) — Int/Div — Buy
ETF: Consumer Stocks (XLP) — Int/Div — Buy
ETF: (Health Care (VHT) — Int/Div — Buy
ETF: Utlities (VPL) — Int/Div — Buy
ETF: VTIP — Int/Div — Buy
ETF: VTIP — Buy (add'l)
ETF: VTIP — Buy (add'l)
ETF: VTIP — Buy (add'l)
Charles Schwab Trust Account (H)
Charles Schwab Money Market/Cash — Interest — Sold (part)
Bank United CD due 1/29/18 — Interest — Matured
Aflac Inc. (Bond due 2/15/22) — Interest
Bank of America (Bond due 1/22/24) — Interest
EMC Corp (Bond due 6/1/20) — Interest
Florida Power (Bond due 8/15/21) — Interest
Ford Motor Co (Bond due 8/01/18) — Interest — Matured
HCP Inc (Bond due 11/1523) — Interest
IBM Inc (Bond due 2/8/18) — Interest — Matured
Ryder System Inc {Bond due 2/26/19) — Interest
Wells Fargo (Cert of Deposit) — Interest — Buy
Berkshire Hathaway (Common-B) — None
Johnson & Johnson (Common) — Int/Div
Merck (Common) — Int/Div — Sold
Phizer (Commom) — Int/Div — Sold
Amazon (Common) — None — Buy
ETF: QUQ — Int/Div — Buy
ETF: IVV — Int/Div
ETF: GDX — None
ETF: XLE — Int/Div
ETF: XILM — Int/Div
ETF: XLK — Int/Div
ETF: GLD — None
ETF: VWO — Int/Div
ETF: VGK — Int/Div
ETF: VO — Int/Div
ETF: ¥YNQ — Int/Div
ETF: VNQI — Int/Div
ETF: VTIP — Int/Div
ETF: VB — Int/Div
ETF: VXLUS — Int/Div
ETF: VT1 — Int/Div
ETF: BSC) — Interest
ETF: XBI — Int/Div
Charles Schwab Joint Brokerage Acct: Almanac (H)
PIMCOETF:LTPZ — Interest — Sold
Select Sector ETF: GNR — Int/Div — Sold
ETF: HEEM — Int/Div — Buy
ETF: HEEM — Sold
Ishares ETF: EEM — Int/Div
Vaneck ETF: HYEM — Interest — Sold
WisdomTree E1v: EUSC — Int/Div — Sold
Wisdomtree ETF: HED) — Int/Div — Sold
Direxon ETF: TMV — Interest — Sold
Schwab ETF: SCHE — Int/Div
Schwab ETF: SCHB — Int/Div — Sold
Schwab ETF: SCHA — Int/Div — Sold
Schwab ETF: SCHX — Int/Div — Buy
Schwab ETF: SCHZ — Int/Div — Buy
Schwab ETF: SCHZ — Sold (part)
Deutche ETF: DBAW — Int/Div — Sold
Wisdomtree ETF: DXJS — Int/Div — Sold
S&P ETF: KBE — Int/Div — Sold
Fidelity ETF: FENY — Int/Div — Sold
Vanguard ETF: EDV — Int/Div — Buy (add'l)
Vanguard ETF: VCLT — Int/Div — Sold
ETFS ETF: SGOL — Int/Div — Sold
iShares ETF: IEMG — Int/Div — Sold
iShares ETF: PICK — Int/Div — Sold
iShares ETF: INDA — Int/Div — Sold
ETF: GDG — Int/Div — Buy
ETF: GDMA — Int/Div — Buy
ETF: GBIL — Interest — Buy
ETF: SHV — Interest — Buy
ETF: TLT — Interest — Buy
ETF: XLP — Int/Div — Buy
ETF: XLP — Sold
ETF: VHT — Int/Div — Buy
ETF: VHT — Sold
ETF: VPU — Int/Div — Buy
ETF: VPU — Sold
Navy Federal Credit Union Money Market Acct, — Interest
Amentrade IRA (H)
Amazon (Common) — None
Apend (Common) — None — Sold
Bames & Noble (Common) — Int/Div — Sold
Amentratde Money Market — Interest
ING Variable Annuity (Growth Fund of America) — Int/Div
Mass Mutual Universal Life Policy — Int/Div
Mass Mutual Universal Life Policy — Int/Div
MFS Growth Fund (Inherited IRA) — Distribution — Sold (part)
The following is a response to the Committee on Fmancial Disclosure letter dated December 7, 2018:
The second paragraph of the letter states that "In Part VII, lines 73, 116-120, 122-124, 127, 129 and 130, you listed various assets which were not in your prior
(2016 amended) report.” Tn fact, | reported these same assets on lines 63-64, lines 122-123, 125, and lines 127-137 of my 2016 amended report. The difference
is that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of
Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g, "ETF: IVV". ETF: IVV, reported on line 116 of my 2017 original report was
formerly reported on line 122 of my 2016 amended report as "iShares S&P Index".
As suggested in the third paragraph of the letter, 1 have reported "None™ in Column B{2) for the income associated with the each of the assets in question.
The fourth paragraph of the letter states that "In Part VII, lines 40-44, 46, 47, 49, 50, 53-57, 59, 122, 123, 125, 127-137, and 186-188, in your prior (2016
amended) report you listed various assets, but you did not list these assets in your current (2017) report.”
A. Lines 39-60, and [86-188 of my 2016 amended report identify assets owned by
in a brokerage account and college savings plans,
respectively. Because the
in 2017, as reported in the headers on lines 37 and 184-185 of my original 2017 report, 1 deleted those
assets from the report. 1 now understand that | was expected to have reported the assets with a (Y) in Column A. As | no longer [NN this
specific issue will not reoccur in the future.
B. As for lines 122, 123, 125, and 127-137 reported in my 2016 amended report, these same assets are reported on lines 116-130 of my original 2017 report. The
difference is (as explained above) that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF)
in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g. "ETF: IVV".
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.