Michael B. Kaplan

IRA#I1 — Int/Div

Amenpnse Insured money market — Int/Div

SPDR S&P Bank ETF — Int/Div

Venzon Commumcations common — Int/Div — Sold

Weyerhaeuser Company common — Int/Div

Cohen Steers Infrastructure Fund common — Int/Div — Sold (part)

First Trust Dow Jones Internet ETF — None

Invesco Powershares DWA Basis Materials Momentum ETF — Int/Div

Raytheon Company common — Int/Div

Rovyal Caribbean Cruises LTD common — Int/Div

SPDR Series Trust S&P Homebuilders ETF — Int

SPDR S&P Aerospace & Defense ETF — Int/Div

Waste Management common — Int/Div

VISA Inc common — Int/Div

Altria Group Inc — Buy

Altria Group Inc — Sold

Anthem Inc — Buy

Biotelemetry Inc — Buy

Blackberry LTD — Buy

Blackberry LTD — Sold

CBOELTD — Buy

CBOELTD — Sold

Caterpillar Inc — Buy

Caterpillar Inc — Sold (part)

Caterpillar Inc — Buy

Caterpillar Inc — Sold (part)

Caterpillar Inc — Buy (add'l)

Dollar General Corp — Buy

Dollar General Corp — Sold

Groupon Ine — Buy

Groupon Ine — Sold

shares Iboxx Invest Grade Corp Bond ETF — Buy

LG Homes lnc — Buy

LG Homes lnc — Sold

Nvidia Cord — Buy

Square Inc — Buy

Square Inc — Sold

Texas Instruments Inc — Buy

Texas Instruments Inc — Sold

Thor Industries Inc — Buy

Thor Industries Inc — Sold

US Commodity Index Fund — Buy

US Foods Holding Corp — Buy

United Rentals Inc — Buy

Aetna Inc — Buy

Aetna Inc — Buy (add'l)

Aetna Inc — Redeemed

CVS Health Corp — with linc 45)

Burlington Stores Inc — Buy

S10. — Buy (add'l)

S10. — Sold (part)

Cinzens Financial Group Inc — Buy

Cinzens Financial Group Inc — Buy (add'l)

Cinzens Financial Group Inc — Sold (part)

Cummins Inc — Buy

Cummins Inc — Buy (add'l)

Cummins Inc — Sold (part)

Freeport McMoran Inc — Buy

Freeport McMoran Inc — Buy (add'l)

Freeport McMoran Inc — Sold (part)

Home Depot — Buy

Home Depot — Buy (add'l)

Home Depot — Sold (part)

Ishares S&P GSCI Commodity Index Trust — Buy

Ishares S&P GSCI Commodity Index Trust — Buy (add'l)

Ishares MSC Eurozone ETF — Buy

Ishares MSC Eurozone ETF — Buy (add'l)

Ishares MSC Eurozone ETF — Sold (part)

Ishares Floating Rate Bond E11 — Buy

Ishares Floating Rate Bond E11 — Buy (add'l)

Ishares MSCI Japan ETF — Buy

Ishares MSCI Japan ETF — Buy (add'l)

Invesco Powershares DB Multi Sector Commodity Trust Base Metal Fund — Buy

Invesco Powershares DB Multi Sector Commodity Trust Base Metal Fund — Buy (add'l)

Invesco Powershares Senior Loan Port ETF — Buy

Invesco Powershares Senior Loan Port ETF — Buy (add'l)

Stamps.com Inc — Buy

Stamps.com Inc — Buy (add'l)

Stamps.com Inc — Sold (part)

US Treasury Note wd — Interest

US Treasury Note v23 — Interest

US Treasury Note k74 — Interest

US Treasury Note un8 — Interest

US Treasury Note v80 — Interest

US Treasury Note u24 — Interest

US Treasury Note m80 — Interest

US Treasury Note v98 — Interest

US Treasury Note us? — Interest

US Treasury Note w71 — Interest

US Treasury Note n30 — Interest

US Treasury Note mS6 — Interest

IRA #2 — Int/Div

Ameriprise Insured money market — Int/Div

Venzon Commumcations common — Int/Div — Sold

Amazon common — None

Alcoa Upstream common — Buy

Alcoa Upstream common — Sold

Ishares Intermediate Credit Bond ETF — Int/Div — Buy

McDonalds common — Buy

McDonalds common — Sold

Invesco Semor Loan Port ETF — Int/Div — Buy

CME Group commen — Int/Div

Eagle Materials common — Int/Div — Sold

3M Company common — Int/Div

US Treasury Note xb1 — Interest

US Treasury Note 127 — Interest

US Treasury Note x70 — Interest

Ameriprise Insured Money Market — Int/Div

NJ Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Align Technology Inc common — None

Best of Amenca IV Variable Rate Annuity

NW NVIT Many Mkt 1 — Inv

NW NVIT Muti Mgr Mdeap GR 1 — Int/Div

NW NVIT Mult Mgr Intl GR 111 — Int/Div

NW NVIT Real Est — Int/Div

TIAA 401a

TIAA Traditional — Int/Div

CREF Equity Index R3 — hy

CREF Bond Market R3 — hy

CREF Stock R3 — Int/Div

CREF Stable Value — Int/Div

TD Bank — Interest

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Rueters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Reimbursement — ABI — 2/18 10921718 — Washington, DC — Educational — hotel, travel

Reimbursement — NCBI — 1027/18 10 1R21118 — San Antonio, TX — Educational — hotel, travel

Reimbursement — ABI — 2/9/18 — Washmgton, DC — Educational — hotel, travel

Income — 2018 — West Services-Rovalty — $2,500.00

Income — 2008 — National Conference of Bankruptcy — $6,000.00

Spouse's income — 2018 — Federation Day Care Services « Salary

Spouse's income — 2018 — Ohev Shalom of Bucks County - Salary

Part VII, line 45-48: CVS purchased Aetna