Janet C. Hall

Templeton Dragon Fund — Int/Div

Franklin Mutual Quest Fund — Int/Div

Strips Tint-US Treasury Mat. 11/15/20 — Interest

Vanguard Windsor Il Fund — Int/Div — Sold (part)

Vanguard Windsor Il Fund — Sold (part)

Mutual Discovery Fund CL2 — Int/Div

BEE PC. (Note) — None

Partmership Interest in Whitney-Humphrey Asse. (Note) — None

U.S Savings Bonds — Interest

AXA Equitable Life Ins. Co. (Flexible Premium Universal Life Policy) — Interest

Schwab US Treas Money Fund — Interest — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Sound Shore Fund — Int/Div — Buy (add'l)

Hennessey Comerstone Mid — Int/Div — Sold (part)

Citizens Bank — Interest

Artisan Int'l Small Cap Investor — Int/Div

Third Ave. Real Est. Value Fund — Int/Div

Third Ave. Intemational Value Fund — Int/Div

T. Rowe Price Cap. Appreciation Fund — Int/Div — Sold (part)

T. Rowe Price Cap. Appreciation Fund — Buy (add'l)

T. Rowe Price Cap. Appreciation Fund — Sold (part)

T. Rowe Price Cap. Appreciation Fund — Sold (part)

iShare MSC Canada Index Fund — Int/Div

Fidelity Cash Acct — Interest

Schwab Bank — Interest

Artisan Mid-Cap Value FD — Int/Div — Sold (part)

Artisan Mid-Cap Value FD — Sold (part)

Artisan Mid-Cap Value FD — Sold (part)

Dodge & Cox Int'l, Stock — Int/Div — Buy (add'l)

Dodge & Cox Int'l, Stock — Sold (part)

Storage Inn Led — Int/Div

Arcadia Wind Farms Energies Ltd — None

T. Rowe Price Group A — Int/Div

Marsico Focus Fund — None — Sold (part)

Marsico Focus Fund — Sold

Farrholme Fund — None — Sold

Intrepid Endurance — Int/Div

Schwab S&P S00 Index Fund — Int/Div — Buy (add'l)

Schwab S&P S00 Index Fund — Sold (part)

Schwab S&P S00 Index Fund — Sold (part)

iShares Russell 3000 — Int/Div — Buy (add'l)

iShares Russell 3000 — Sold (part)

iShares Russell 3000 — Sold (part)

Schwab Total Stock Market — Int/Div — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

Nicholas Il Fund — Int/Div

Nicholas Ltd Edition Fund — Int/Div

Vanguard Scottsdale FDS Vanguard I(VTWV)Y — Int/Div

Vanguard Scottsdale FDS Vanguard Russell I(VTWG)H — Int/Div

Vanguard Index FDS Vanguard REIT (VNQ) — Int/Div

Vanguard Russell 3000 Index Fund (VTHR) — Int/Div

Vanguard FTSE Emerging Markets — Int/Div — Sold

CMG Focus Fund — None — Sold

CMG Realty Fund — Int/Div — Sold (part)

CMG Realty Fund — Sold

Schwab Adv. Cash Reserve Prem — Int/Div — Sold (part)

Schwab Adv. Cash Reserve Prem — Sold (part)

Schwab Adv. Cash Reserve Prem — Sold (part)

Schwab Adv. Cash Reserve Prem — Sold (part)

Schwab Adv. Cash Reserve Prem — Sold (part)

Rovee Value Fund — Int/Div — Sold (part)

Rovee Value Fund — Sold (part)

Rovee Value Fund — Sold (part)

TR Price Growth Fund — Int/Div — Sold (part)

TR Price Growth Fund — Sold (part)

TR Price Growth Fund — Sold (part)

TR Price Growth Fund — Sold (part)

Vanguard Small Cap Fund — Int/Div

Thomberg Int'l Value Fund — None — Sold (part)

Thomberg Int'l Value Fund — Sold

Oakmark Fund — Int/Div — Sold (part)

Oakmark Fund — Sold (part)

Oakmark Fund — Sold (part)

Oakmark Fund — Sold (part)

iShares (IWF) Russell 1000 Growth Index Fund — Int/Div

Schwab US MC (SCHM) — Int/Div — Sold (part)

Vanguard Total Stock Market — Int/Div

Harbor Cap Appreciation — Int/Div

Alphabet Inc — None

Vanguard Mid Cap (VMVIX) — Int/Div — Buy (add'l)

Vanguard Mid Cap (VMVIX) — Buy (add'l)

Vanguard Mid Cap (VMVIX) — Sold (part)

Vanguard Mid Cap (VMVIX) — Sold (part)

AIG Focused Div, Strategy (Note) — Int/Div

Glenmed. Small Cap. Equity — Int/Div

Vanguard Admiral S&P 500 Value (Voor) — Int/Div

Vanguard Value Index (VIVAX) — Int/Div

Amazon — None — Buy (add'l)

Amazon — Buy (add'l)

Amazon — Sold (part)

Amazon — Sold (part)

Apple — Int/Div — Buy

Apple — Sold (part)

Apple — Sold (part)

Director, Connecticut Bar Foundation

Reimbursement — 2122018-2/1612018 — St. Kitts, Nevis — Federal Bar Council Bench- Bar Conference — Transportation, Meals and Lodging

Reimbursement — NYU Public Interest Law } Center — 2/232018-2/252018 — Long Island, New York — Int'l Human Rights and Humanitarian Law Semmar — Meals and Lodging

Reimbursement — Federal Bar Council — S§/22018 — New York, New York — Federal Bar Council Annual Law Day Dinner — Meal

Reimbursement — New York Intellectual Property Law Association — 3232018 — New York, New York — Dinner mm Honor of Federal Judiciary — Meal

Reimbursement — Federal Bar Council — 117212018 — New York, New York — Thanksgiving Luncheon in Honor of Judiciary — Meal

Spouse's income — 2018 — Self-employed attorney

Part VII:

Line 7: Passive income from sub-chapter § corporation

Line 8: The value was based on a 2012 appraisal, but 1s higher than the appraised value.

Line 67 (2017 CY Report) This asset was sold in its entirety in November 2016 but was not reflected as a total sale on my 2017 report (it was reflected as a partial

sale). 1 confused this asset with another holding (Harbor Cap Appreciation/Line 60) on my 2017 report. The values reported for the sale of Harbor Intemational

Investment on my 2017 report are accurate but was inadvertently reported as a partial sale. It was a total sale.

Line 91: Name change from Sun America AIG Focused Div. Strategy to AIG Focused Div, Strategy,