John A. Kazen

BROKERAGE #1 (H)

BBVA Compass (cash) — Interest

USAA Federal Savings Bank (cash) — Interest

Mineral Interest, Shackelford County, Texas — Rovalty

Kazen, Meurer & Perez LLP (buyout note) — Interest — Sold (part)

Kazen, Meurer & Perez LLP (buyout note) — Sold (part)

Kazen, Meurer & Perez LLP (buyout note) — Sold (part)

Kazen, Meurer & Perez LLP (buyout note) — Sold (part)

Kazen, Meurer & Perez LLP (buyout note) — Sold (part)

Kazen, Meurer & Perez LLP (buyout note) — Sold (part)

IRA #1 (H)

Fidelity Govt Cash Reserves (FDRXX) {cash equiv) — Int/Div

Fidelity Canada (FICDX) — Int/Div

Fidelity 500 Index Fund Instl (formerly Premium (FUSVX ND (FXAIX) — Int/Div

Fidelity Select Health Care (FSPHX) — Int/Div

Fidelity Select Defense & Aerospace (FSDAX) — Int/Div

AMG Yacktman Fund 1 {YACKX) — Int/Div

leon Energy CIS (ICENX) — Int/Div

Janus Henderson Gl Life Sciences T UAGLX) — None — Sold

Third Ave Real Estate Val Inst] (TAREX) — Int/Div

Looms Sayles Bond Retail Shares (LSBRX — Int/Div

IRA #2 (H)

Fidelity Independence (FDFFX) — Int/Div

IRA #3 (H)

Hennessy Gas Utility Investor C1 (GASFX) — Int/Div

Fidelity Govt Money Mkt (SPAXX) {cash equiv) — Int/Div

Driehaus Emerging Mkts (DREGX) — None — Sold

First Eagle Gold Class A (SGGDX) — None — Sold

Hennessy Gas Utility Inv C1 (GASFX) — Int/Div

Pimco Income Fund Cl A (PONAX) — Int/Div — Sold

Fidelity Municipal Money Market (FTEXX) (cash equiv) — Int/Div

Apple Inc (AAPL) — Int/Div

Board of Directors

Board of Directors

Agreement — 2018 — Three year buyout of my partnership mterest mm my former law firm, Kazen, Meurer & Perez LLP

Liability — Texas Community Bank — Line of credit for former law firm

Liability — BBVA Compass — Commercial Mortgage for former law firm

Part 1, line 1: Terminated upon taking the bench.

Part VII, line 3: Assessed in 2018 at $1005.00,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 15 and 26 of the prior report are not reportable in this cycle. There are no corresponding reportable transactions,