Scott H. Gan

JPMorgan Chase Bank (cash) (X) — Interest

BBVA Compass Bank (cash) (X) — None

TRLST#I(H)

FIDELITY GOVERNMENT CASH RESERVES (CASH) — Int/Div

JAMES BALANCED: GOLDEN RAINBOW 1IGLRIX) — None — Sold

THORNBURG GLOBAL OPPT FD INSTL CL (THOIX) — Int/Div

THORNBURG INV INCOME BUILDER CLI(TIBIX) — Int/Div — Sold

NUVEEN HIGH YIELD MUNICIPAL CLASS HINHMRX) — Int/Div — Sold

AXIS CAPITAL HOLDINGS LTD COM (AXS) — Int/Div — Sold

FRESH DEL MONTE PRODUCE INC COM STK (FDP) — None — Sold

AES COI(AES) — None — Sold

AT&T INCCOM USDI(T) — Int/Div — Buy

AETNA INC NEW COM (AET) — Int/Div — with line 19)

ALPHABET INC CAPSTK CL A (GOOGL) — None

AMAZON.COM INC (AMZN) — None

AMERICAN INTL GROUP INC COM NEW (AIG) — Int/Div

APPLE INC (AAPL) — Int/Div

BERKSHIRE HATHAWAY INC DEL CL B NEW (BRKB) — None — Buy

CVS HEALTH CORP COM (CVSYIX) — None

CSXCORP(CSX) — Int/Div — Sold

CHEVRON CORP NEW COM (CVX) — Int/Div — Buy (add'l)

CISCOSYS INC COM (CSCO) — Int/Div

CONOCOPHILLIPS (COP) — Int/Div

EXXON MOBIL CORP (XOM) — Int/Div — Buy (add'l)

GENERAL MTRS CO COM (GM) — Int/Div — Sold

JOHNSON &. JOHNSON (IND) — Int/Div

LILLY ELI & CO COM NPV (LLY) — Int/Div

MERCK & CO INC NEW COM (MRK) — Int/Div — Buy

MICROSOFT CORP (MSF 1) — Int/Div — Buy

NIPPON TELEGRAPH & TELEPHONE ADSINTT) — None — Sold

ORACLE CORP COM (ORCL) — Int/Div

PANASONIC CORP ADR (PCRFY) — None — Sold

PFIZER INC (PFE) — Int/Div

PHILLP MORRIS INTL INC COM (PM) — Int/Div

PROCTER AND GAMBLE CO COM (PG — Int/Div — Buy (add'l)

PROCTER AND GAMBLE CO COM (PG — Buy (add'l)

ROYAL DUTCH SHELL PLC SPON ADR B(RDSB) — Int/Div — Sold

SANOFI SPONSORED ADR (SNY) — None — Sold

TYSON FOODS INC CL A (TSN) — None — Sold

VERIZON COMMUNICATION (VZ) — Int/Div — Buy (add'l)

WH GROUP LIMITED SPON ADR (WHGLY) — None — Sold

CHANDLER ARIZ GO BDS SER 2017 (158843XBY) — Interest — Sold

CHANDLER ARIZ GO BDS SER 2017 (158843XD9) — Interest

SCOTTSDALE ARIZ MUN PPTY CORP EXCISE TAX (RIOM89RG 1) — Interest — Buy

GILBERT ARIZ WTR RES MUN PPTY CORP UTIL (37S0AAES) — None — Buy

SCOTTSDALE ARIZ GO BDS PROJECTS OF 2015 (R10454AX6) — Interest

ARIZONA ST TRANSN BRD EXCISE TAX REV (040649MR 3) — None — Buy

ARIZONA ST TRANSN BRD EXCISE TAX REV (040649MS 1) — None — Buy

ARIZONA ST TRANSN BRD EXCISE TAX REV (040649MT9) — None — Buy

IRA 21 (H)

FIDELITY GOVERNMENT CASH RESERVES (CASH) — Interest

ALPS ETF TR ALERIAN MLP ETF (AMLP) — Int/Div — Sold

AT&T INCCOM USDI(T) — Int/Div — Buy (add'l)

ALPHABET INC CAPSTK CL A 1GOOGL)Y — None — Buy

APPLE INC (AAPL) — Int/Div

BERKSHIRE HATHAWAY INC DEL CL BNEW (BRKB) — None — Buy

CHEVRON CORP NEW COM(CVX) — Int/Div

CONOCOPHILLIPS (COP) — Int/Div

FORD MTR CO DEL COM (FKY)

JOHNSON &. JOHNSON (IND) — Int/Div

OCCIDENTAL PETROLEUM CORP (OXY) — Int/Div

PFIZER INC (PFE) — Int/Div

PHILLP MORRIS INTL INC COM (PM) — Int/Div

ROYAL DUTCH SHELL PLC SPON ADR B(RDSB) — Int/Div — Sold

ALLSTATE CORP DEP SH .PFD {ALLPRE) — Int/Div

CITIGROUP INC 5.80% SERIES C(C.C) — Int/Div — Redeemed

JPMORGAN CHASE & CO DEP PFD P UPMPRA) — Int/Div

REGIONS FINL CORP NEW DEP SHS REPSTG (RFPRA)Y — Int/Div

ZIONS BANCORPORATION DEP SHS REPSTG (ZBPRG) — Int/Div

OTHER HOLDINGS (H)

Golf Link Green Building LLC — Distribution — Redeemed

Fremont Street LLC — istmbution

IP Building LLC — Distribution

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.