Diane Davis

EWL — Int/Div

KO — Int/Div

XOM(Y)

INTC — Int/Div

JIN) — Int/Div

WFC — Int/Div

PG — Int/Div

MCD — Int/Div

WMT — Int/Div

MSFT — Int/Div

MRK (X) — Int/Div

JVMIX — Sold

EWY (YY)

SPY — Int/Div

VOK — Int/Div

VPL — Int/Div

EWS(Y)

EEM — Int/Div

MDY — Int/Div

IWD — Inv

JAWF — Int/Div

RSP — Int/Div

99 — Int/Div

MUXA — Int/Div

JPM — Int/Div

WMT — hy

MSFT — hy

VZ — Int/Div

T(Y)

CAT — Int/Div

CSCO — Int/Div

Brokerage Account #1 — Closed

Fidelity Advisors Small Cap Fund Class A — Int/Div — Closed — exchg to In 174

Henderson Global Investors Intl Opport Fund A — Int/Div — Closed — exchg to In 176

Mainstay Large Cap Growth Fund Class A — Int/Div — Closed — exchg to In 17%

MFS Value Fund Class A — Int/Div — Closed — exchg to In 180

FT Templeton Global Bond A — Int/Div — Closed — exchg to In 18%

PIMCO Total Return Fund Class A — Int/Div — Closed — exchg to In 186

USB Bank USA Dep Acct — Int/Div — Closed — exchg to In 287

USB PACE Large Company Growth Equity Investment Fund Class — Int/Div — Closed — exchg to In 266

UBS PACE Int] Emerging Mkts Equity Investment Fund Class P — Int/Div — Closed — exchg to In 262

UBS PACE Large Company Value Equity Investment Fund Class P — Int/Div — Closed — exchg to In 268

UBS PACE International Equity Investment Fund Class P — Int/Div — Closed — exchg to In 264

UBS PACE Small/Medium Co Value Equity Investment Fund — Int/Div — Closed — exchg to In Mm

UBS Govemment Sec Fixed Income Investment Fund — Int/Div — Closed — exchg to In 274

UBS Strategic Fixed Income Investment Fund Long — Int — Closed — excgh to In 282

UBS High Yield Investments Class P — Int/Div — Closed — exchg to In 27

CSRSX — Int/Div — Closed — exchg to In 170

GTEYX — Int/Div — Closed — exchg to In 190

FMI Large Cap Fund — Int/Div — Sold

UBS PACE Small/Medium Co Growth Equity Inv Class P — Int/Div — Closed — exchy to In 270

UBS PACE International Fixed Investment Class P — Int/Div — Closed — exchg to In 286

UBS PACE Alternative Strategies Investments Class P — Int/Div — Closed — exchg to In 284

UBS PACE Alternative Strategies Investments Class P — hy — Closed — exchg to In 207

JVMIX — Int/Div — Closed — exchy to In 22

AQMNX — Int — Sold

JHAIX — Int/Div — Closed — exchg to In 246

UBS PACE Interim Fixed Income — Int/Div — Closed — exchg to In 278

BGCIX — Int/Div — Closed — exchg to In 242

RLSIX — Int/Div — Closed — exchg to In 248

NMPAX — Int/Div — Closed — exchg to In 172

BMDIX — Int/Div — Closed — exchg to In 218

CWSIX — Int/Div — Closed — exchg to In 220

VCRSX — Int./hv — Sold

BGLSX — Int/Div — Closed — exchg to In 244

SBHYIX — Int/Div — Closed — exchy to In 182

Delaware Diversified Income — Int/Div — Closed — exchy to In 184

Delaware Diversified Income — Int/Div — Closed — exchg to In 198

Delaware Diversified Income — Int/Div — Buy (add'l)

Delaware Diversified Income — Closed — exchy to In 226

LFMIX — hy — Closed — exchg to In 192

PCGTX — Int/Div — Closed — exchy to In 280

PCGTX — Int/Div — Closed — exchy to In 194

PCGTX — Int — Closed — exchy to In 196

IEFA — Int/Div — Buy (add'l)

IEFA — Closed — exchy to In 201

IEMG — Int/Div — Closed — exchy to In 204

IEMG — Int/Div — Closed — exchy to In 211

IEMG — Int/Div — Closed — exchg to In 213

IEMG — Int/Div — Buy (add'l)

IEMG — Closed — exchy to In 228

CRED — Int/Div — Closed — exchy to In 231

GOVT — Int — Sold (part)

GOVT — Closed — exchg to In 233

MINT — Int/Div — Sold

MINT — Int/Div — Closed — exchy to In 238

EMKIX — Int/Div — Closed — exchg to In 240

EMLC — Int/Div — Sold (part)

EMLC — Closed — exchg to In 250

PREOX(Y) — Closed — exchy < $1000

PREOX(Y) — Int/Div — Closed — exchg to In 215

IUSG — Int/Div — Closed — exchg to In 208

OIGYX — Int/Div — Closed — exchg to In 252

PBDPX — Int/Div — Closed — exchg to In 254

QSPIX — Int/Div — Buy (add'l)

QSPIX — Closed — exchg to In 258

QFVIX — Int/Div — Closed — exchg to In 256

ABYIX — Int/Div — Buy

ABYIX — Closed — exchg to In 238

CEFF (Y) — Closed — exchy to In 224

BXMIX(Y) — Closed — exchg to In 260

Brokerage Account #2

NYS Retirement Plan - no control — None

Trustco — Interest

Kevbank — Int

SEFCL — Interest

Citizens — Interest

Brokerage Account #3

Morgan Stanley Bank N.A — Interest

JWR — Int/Div

UH — Int/Div

UR — Int/Div

IWM — Int/Div

FNX — Int/Div

FYX — Int/Div

EW) — Int/Div

DIA — Int/Div

FEZ — Int/Div

XOM — Int/Div

JIN) — Int/Div

WFC — Int/Div

PG — Int/Div

AXP — Int/Div

AAPL — Int

BK — Int/Div

BA — Int/Div

EMN — Int/Div

HD — Int

IBM — Int/Div

PEP — Int/Div

UTX — Int/Div

DIS — Int/Div

FE(X) — Int/Div

MRK (X) — Int/Div

Citizens Philadelphia PA CD — Interest — Buy

Citizens Philadelphia PA CD — Matured

Goldman Sachs Bk NY CD — Interest — Buy

Goldman Sachs Bk NY CD — Matured

Bank of China NYC Branck CD — Interest — Buy

Bank of China NYC Branck CD — Matured

Capital One Bk USA CD — Interest — Buy

Bank New York Mellon CD — Interest — Buy

Trust 24 — Closed

Morgan Stanley cash (Y)

residential property Delray Beach, FL. Palm Beach County (Y)

Brokerage Account 44

JPM — Int/Div

T(Y)

CAT — Int/Div

CSCO — Int/Div

MRK (X) — Int/Div — Buy

MRK (X) — Int/Div — Buy

MRK (X) — Int/Div — Buy

MRK (X) — Int/Div — Buy

MRK (X) — Buy (add'l)

BNDX — Int/Div — Buy

BNDX — Int/Div — Buy

BNDX — Int/Div — Buy

BNDX — Int — Buy

BNDX — Buy (add'l)

BNDX — hy — Buy

BNDX — Int/Div — Buy

BNDX — Buy (add'l)

BNDX — Int/Div — Buy

BNDX — Buy (add'l)

BNDX — Int/Div — Buy

BNDX — Int/Div — Buy

BNDX — Int/Div — Buy

JIWP — Int/Div — Buy

JSOSX — Int/Div — Buy

CSRSX — Int/Div — Open — exchg frm In17

CSRSX — Sold

NMPA — Int/Div — Open — exchy frm In 30

NMPA — Sold

FSCIX — Int/Div — Open — exchy frm n2

FSCIX — Sold

HFOIX — Int/Div — Open — exchyg frm nl

HFOIX — Sold

MLAIX — Int/Div — Open — exchg frm Ind

MLAIX — Sold

MENX — Int/Div — Open — exchy frm Ins

MENX — Sold

BHYIX — Int/Div — Open — exchg frm In 35

BHYIX — Sold

Delaware Diversified Income — Int/Div — Open — exchy frm In 36

Delaware Diversified Income — Sold

PrirX — Int/Div — Open — exchy frm In?

PrirX — Sold

TGBAX — Int/Div — Open — exchg frm n6

TGBAX — Sold

GTEYX — Ine — Open — exchy frm nis

GTEYX — Sold

LFMIX — Int/Div — Open — exchg frm In 40

LFMIX — Sold

LFMIX — Ine — Open — exchy frm In42

LFMIX — Sold

LFMIX — Int/Div — Open — exchy frm In 43

LFMIX — Sold

LFMIX — Int/Div — Open — exchy frm In?

LFMIX — Buy (add'l)

LFMIX — Sold (part)

LFMIX — Int/Div — Open — exchy trim In 45

LFMIX — Buy (add'l)

LFMIX — Buy (add'l)

IEMG — Int/Div — Open — exchg frm In 46

IUSG — Int/Div — Open — exchg frm n6l

IUSG — Sold

IUSG — Int/Div — Open — exchg frm n23

IUSG — Buy (add'l)

IUSG — Sold (part)

IUSG — Int/Div — Buy

IUSG — Int/Div — Open — exchg frm n47

IUSG — Sold

IUSG — Int/Div — Open — exchg frm In 48

IUSG — Sold

IUSG — Int/Div — Open — exchg frm In 60

IUSG — Sold

IUSG — Int/Div — Buy

BMDIX — Int/Div — Open — exchg frm nl

BMDIX — Sold

CWSIX — Int/Div — Open — exchg frm In 32

CWSIX — Sold

JVMIX — Int./y — Open — exchy frm n24

JVMIX — Int/Div — Open — exchy frm In 69

JVMIX — Sold

JVMIX — Int/Div — Open — exchy frm Inv

JVMIX — Sold

JVMIX — Int/Div — Open — exchg frm In SO

JVMIX — Sold

JVMIX — Int/Div — Buy

CRED — Int/Div — Open — exchg frm In Si

CRED — Sold

GOVT — Int — Open — exchyg frm In S3

GOVT — Sold

ABYIX — Int/Div — Open — exchg frm In 68

ABYIX — Sold

MINT — Int/Div — Buy

JUNK — Int/Div — Open — exchy frm In 55

JUNK — Sold

EMKIX — Int/Div — Open — exchy frm In 56

EMKIX — Sold

BGCIX — Int/Div — Open — exchg frm In 2s

BGCIX — Sold

BGLSX — hy — Open — exchy frm nd

BGLSX — Sold

JHAIX — Int/Div — Open — exchy frm In 26

JHAIX — Sold

RLSIX — Int/Div — Open — exchy frm m2»

RLSIX — Sold

EMLC — Int/Div — Open — exchg frm In 58

EMLC — Sold

LOIGYX — Int/Div — Open — exchy frm In 62

LOIGYX — Sold

PBDPX — Int./y — Open — exchg frm n63

PBDPX — Sold

QFVIX — Int/Div — Open — exchg frm In 66

QFVIX — Sold

QSPIX — Int/Div — Open — exchg frm In 65

QSPIX — Sold

BXMIX — Int/Div — Open — exchg frm In 70

BXMIX — Sold

PCEMX — Int/Div — Open — exchg frm In 10

PCEMX — Sold

PCIEX — Int/Div — Open — exchg frm ni2

PCIEX — Sold

PCLCX — Int/Div — Open — exchg frm nv

PCLCX — Sold

PCLVX — Int/Div — Open — exchg frm nil

PCLVX — Sold

PCSGX — Int/Div — Open — exchg frm In 20

bail — Sold

PCSVX — Int/Div — Open — exchg frm ni3

PCSVX — Sold

PCGLX — Ine — Open — exchy frm nid

PCGLX — Sold

PHYPX — Int/Div — Open — exchg frm Inl6

PHYPX — Sold

PCIFX — Ine — Open — exchy frm mn?

PCIFX — Sold

PCGTX — Int/Div — Open — exchg frm In41

PCGTX — Sold

PCSIX — Int/Div — Open — exchy frm nis

PCSIX — Sold

PASPX — Int/Div — Open — exchg frm n22

PASPX — Sold

Morgan Stanley Bank — Interest — Open — exchy frm m2

Morgan Stanley Bank — Open — exchy frm ns

Co-Trustee, Trust #4

Reimbursement — Er. 0 +2 Association — seminar funded by the BAR association

Reimbursement — Second Circuit Judicial Conference — 6 13/2018-06/1572011 — Saratoga, NY — annual meeting — lodging

Reimbursement — Federal Judicial Conference — O071172018-07/13.2011 — Denver, CO — 2018 FIC National Workshop — program fee, awtare, lodging, meals

Reimbursement — Administrativelmanagerial meetings

Reimbursement — Nanonal Conference of } Bankruptcy Judges — 1072820018 100317201 — San Antonio, TX — 2018 NCBJ Annual Conference — program fee, airfare, lodging, meals

Reimbursement — Administrative/managerial meetings — NEE a i,

Spouse's income — 2018 — Troy Web Consulting LLC - salary

Spouse's income — 2018 — NYS Department of Taxation and Finance - salary

PART I:

I serve as Co-trustee on Trust #4

+ My position as co-trustee occured upon [III passing in July 2015 when the trust became

irrevocable, The assets of the trust will be monitored and disposed of by the trustees and the bakunce will be distributed equally to JR, including

myself. JEN 1 have waived Jil night to receive Ji lawful commission from the trust. The trust terminated during 2018.

PART VII:

The assets in Brokerage Account #1 (lines 1-70) were transfered in-kind to Brokerage Account #4 (lines 170-287). Notations hive been made in column §

indicating where the corresponding nontaxable transaction/transfers can be found.

Lime 132 indicates the aggregate total for Trust #4. All of the information listed in lines 132 through 134 are the holdings for this trust. The sale of the asset listed

in line 134 was closed 10/27/17 and the distribution of the proceeds was reported on the 2017 report on lines 311-314, The account listed in line 133 remained

open to pay any final expenses and the final distributions were made in July 2018 ar the time the trust was closed,