Sandra J. Feuerstein

Stoneridge US Master (VRPIX) — Int/Div

Charles Schwab (F. BD) (H)

Cash — Interest

IShares Tips (TIP) — Int/Div — Buy

IShares Tips (TIP) — Int/Div — Buy (add'l)

IShares Tips (TIP) — Int/Div — Buy (add'l)

Lord Abbott HY Fund (LAHY X) — Int/Div — Buy

Lord Abbott HY Fund (LAHY X) — Int/Div — Buy (add'l)

Lord Abbott HY Fund (LAHY X) — Int/Div — Buy (add'l)

Blackrock Strategy Income Oppt'y (BSIIX) — Int/Div — Buy

Blackrock Strategy Income Oppt'y (BSILX) — Int/Div — Buy (add'l)

Blackrock Strategy Income Oppt'y (BSIIX) — Int/Div — Buy (add'l)

Blackrock Total Return Fund (MAHOX) — Int/Div — Buy

Blackrock Total Return Fund (MAHQX) — Int/Div — Buy (add'l)

Blackrock Total Return Fund (MAHOQX) — Int/Div — Buy (add'l)

Fidelity Adv. Ltd. Term Bond Fund (EFIPX) — Int/Div — Buy

Fidelity Adv. Ltd. Term Bond Fund (EFIPX) — Int/Div — Buy (add'l)

Fidelity Adv. Ltd. Term Bond Fund (EFIPFX) — Int/Div — Buy (add'l)

Western Asset Core Plus Bond Fund (WACPX) — Int/Div — Buy

Western Asset Core Plus Fund (WACPX) — Int/Div — Buy (add'l)

Congress Mid-Cap Growth Inst. (IMIDX) — Int/Div — Buy

Congress Mid-Cap Growth Inst. (IMIDX) — Int/Div — Buy (add'l)

Congress Mid-Cap Growth Inst. (IMIDX) — Int/Div — Buy (add'l)

T Rowe Price Blue Chip Growth Fund (TBCIX) — Int/Div — Buy

T Rowe Price Blue Chip Growth Fund (TBCIX) — Int/Div — Buy (add'l)

T Rowe Price Blue Chip Growth Fund (TBCIX) — Int/Div — Buy (add'l)

Vanguard Equity Income Fund (VEIRX) — Int/Div — Buy

Vanguard Equity Income Fund (VEIRX) — Int/Div — Buy (add'l)

Citibank (M) (checking, interest bearing) — Int/Div

Fidelity (F. BD) (H)

Fidelity Newbury MM Fund (FZFXX) — Int/Div — Buy

Elements Int'l Port (ELINX) — Int/Div — Buy

Wisdomtree US Quality Div Growth Fund (DGRW) — Int/Div

IShares Russell 1000 Growth ETF (IWF) — Int/Div

AQR Long-Short Equity Fund (QLEIX) — Int/Div — Buy

Doubletree Total Return Bond Fund (DBLTX) — Int/Div

Prudential S/T Corporate Bond (PIFZX) — Int/Div

Stone Ridge Re-Ins Risk Premium Fund (SRRIX) — Int/Div

Stone Ridge Re-Ins Risk Premium Fund ISRRIX) — Int/Div — Buy (add'l)

Pax World Global Green Fund-Inst'] (PGINX) — Int/Div

TCG BDC Inc. (common stock) (CGBD) — None — Buy

Carlyle GMS Finance (restricted stock) (14399C 103) — Int/Div — Buy

Carlyle GMS Finance (restricted stock) (14399C 103) — Int/Div — Buy (add'l)

NYS Drom Auth St PERS (5.25%) (64990F CAD) — Interest

NYS Local Gov't (5.000%) (649876134) — Interest

NYC Muni Water Fin. Auth (5.00%) (64972FJ98) — Interest

Tri-Boro Brdg & Tunl Auth (5.00%) (89602NWS9) — Interest

Tri-Boro Brdg & Tunl Auth (4.00%) (S9602NZ2G2) — Interest — Buy

NY Gen'l Obl (4.00%) (64966594) — Interest

NYS T'way Auth St PERS (5.00%) (6S0028TCT) — Interest

NYC TFA (5.00%) (6497 10AQ6) — Interest

NYS Gen'l Obl (3.00%) (649791FY 1) — Interest

Suffolk Cty NY Wir Auth Werw (3.00%) (S647R4DJ9) — Interest

Port Auth NY&NJ Consl. (5.00%) (TI358WIMT) — Interest

NYS Gen'l Obl. (4.000) (649791ATT) — Interest

NYS Envir'l FACS (4.007%) (64986AV32) — Interest

NYS Envir'l FACS (5.000) (64986A3E9) — Interest

NYS Dorm Auth St PERS (5.00%) (64990F FBR) — None — Buy

NYS Envir'l FACS (5.00) (64986AYDT) — Interest

Sales Tax Asset receivable Corp (5.00%) (794665FP9) — Interest

Utility Debt Securitization Auth (5.00%) (91802RAGY) — Interest

NYS Urban Dev Corp Rev (5.00%) (650035N38) — Interest

NYC TFA (5.00%) (649710XL2) — Interest

Vanguard (B. M) (cash) — Interest

Bank of America (M) — Interest — Closed

Bethpage Federal Credit Union (M) — Interest — Closed

Capital One (M) — Interest — Closed

T.D. Ameritrade (B, M) (cash) — Interest — Closed

CPSH — None — Distributed

Board Member, Adelphi University Breast Cancer Hotline

Income — 2017 — NYS Vested Pension Plan; Monthly Payments Vary — SKU. 179.68

Income — 2017 — Judicial Retirees & Survivors; Monthly Payments — $204 933.26

Further Explanation Regarding Section VII of Sandra J. Feuerstein's Amended FDR 2017:

1. Frransferred most of the assets in the Vanguard account to the Fidelity brokerge account (previously established) and to the Charles Schwab brokerage account

(newly established). A portion wis retained in cash.

2. The accounts held at Bank of America, Bethpage Federal Credit Union, CapitalOne, and T.D. Ameritrade were closed and the assets held therein were

transferred into the Fidelity brokerage account (previously established) and the Charles Schwab brokerage account (newly established).

3, The "C.P.S.H." asset is a holding partership in which [IN held an interest. Upon [Ji death

interest in the

partmership was transferred into JJfj probate estate for eventual distribution JENN - | have no interest in or responsibility [NE interest in

C.PSH.

This asset is most accurately described as "Pending Distribution”, but that is not an option in the drop-down menu for Column D{1). 1 have, therefore, chosen

"Distribution". Also, to avoid generating an “error™ in the Audit Report Software, in Column D2) I have indicated that the "Distribution” occurred on December

29, 2017; however, the asset is still part of [Jl probate estate and awaiting distribution.

4. The Appraisal Date for Carlyle GMS Finance (restricted stock) (14399C103) (Part VIL lines 42 & 43) 1s June 14, 2017.