Joel Fredrick Dubina

LL JOEL F. DUBINA

Insignia Fini Group Inc — Int/Div

Torchmark Corp — Int/Div

Apartment Investment Management Co — Int/Div — Seciton VII

U.S. Shelter Corp. Del — Int/Div

Money Market Funds Stufel, Nicolaus & Company — Interest

12.5% interest Investments Unlimited, an LLC — Rent — Section VII

12.5% interest in house, Ada, AL — None — Section VIII

Alibaba Group Holding LTD Spons ADS — None — Sold (part)

Alibaba Group Holding LTD Spons ADS — Sold

Mosaic — Int/Div

VF Comp. — Int/Div

Bershire Hathaway Inc — None

Chicago Bridge & Iron Company NV now McDermott Intl, Inc. — None — with line 40)

Invesco Lid — Int/Div

Columbia Tax Exempt — Int/Div — Sold

Columbia LS. Gov't Mortgage — Int/Div — Sold

Franklin Growth — Int/Div

Franklin AL Tax Free Income CLA #3547231884 — Int/Div

ThomBurg LTD Term Mun — Int/Div — Sold

Alabama PUB HSG Authj Cap 4.450% 01/0104 2 01039WAZS — Interest — Sold (part)

Glaxosmithkline LC Cusip — Int/Div

Huntsville AL Hithcare Auth Rev Ser A 96.929 526% 44T06PAWY — Interest

Huntsville AL WTR SYS REV 4.000% 11/01/31 447168KLR — Interest

Mobile AL WTR & SWR Comimrs Rev 98.500 4.118% — Interest

Pepsico INC — Int/Div

Sylacauga AL Wx B/E 4.00% due 02/01/34 — Interest

Trov AL Elec Wir & Swr 97.614 4.82% — Interest

University of AL at Birmingham 3.000% 1HVO1/30 — Interest

Wal Mart Stores Ing — Int/Div

Yum Brands Inc — Int/Div

Yum China holdings Inc — Int/Div

Bristol Myers Squibb — Int/Div

Intrexon Corp — None

Pay Pal — None — Sold (part)

Therapeuticsmd Inc — None — Buy

3D Systems — None

Ambarella Inc — None — Sold

Construction Partners Inc — None — Buy

McDermott Intl. Co. — None — with line 14

BENEFICIARY IRA

Money Market Funds Stifel, Nicholas & Company — Interest

Exxon Mobil Corp. — Int/Div

Nokia Comp — Int/Div

11. TRUSTS ASSETS #1

Money Market Funds 19/19 Investment Counsel & Trust — Interest

General Electric — Int/Div — Sold

Torchmark Corp. — Int/Div — Sold (part)

River Bank and Trust — Int/Div

Federated Intermediate Mun. TrShBenlnt — Int/Div — Sold (part)

US. Treasury Bond 5/375% — Interest

Altria Group Inc — Int/Div

John Hancock Flexible Prem. Life Ins. — None

Adobe Systems — None

Microsoft Corp. — Int/Div

Priceline Com. now Booking Holdings Inc — None

Alphabet Inc. Cap STK CLA (Formerly Google, nc.) — None

Apple Computer, Inc — Int/Div

Amazon.Com, Inc — None — Sold (part)

Amazon.Com, Inc — Sold (part)

Emerson Electric Co — Int/Div

IShares DJ Sel — Int/Div — Sold

Alphabet Inc Cap STK CLC (Formerly Google Inc. CL A) — None

Bank of America Corp — Int/Div

Suntrust Banks — Int/Div

Chevron Copr — Int/Div

Fidelity Invst MM FD Govt, #57 — Interest — Buy (add'l)

Fidelity Invst MM FD Govt, #57 — Sold (part)

Starbucks Corp. — Int/Div — Sold

INVESCO LTD SHS — Int/Div — Sold

AT&T INC. Com — Int/Div

DuPont E 1 DE Nemours & Co. Com — Int/Div

Exxon Mobil Corp. Com — Int/Div

Johnson & Johnson Com — Int/Div

Oracle Corp SRBD 3.4% DTD 7/8/2014 Due 7/8/2024 — Interest

Pepsico Inc. SR NT 2.25% DTD 7/30/2013 Due 1/72019 — Interest

Phizer Inc. Com — Int/Div

Sempra Energy Com — Int/Div — Buy (add'l)

Southern Co. Com — Int/Div

Toyoto Motor Cred FR 1.55% DTD T13/2018 Due 7/13/2018 — Interest — Matured

United Parcel Service In. CLD — Int/Div — Buy (add'l)

US. Bankcorp MTN Sub NTS FR 2.95% DTD 7723/20 Dues 7/15/22 — Interest

United Health Group Inc. SR. NT 2.875% DTD 12/8/2014 due 12/15/2021 — Interest

UnitedHealth Group Inc. Com — Int/Div

Walmart Stores Inc. Com — Int/Div

Air Prods & Chems Inc. Com — Int/Div — Sold

CBS Comp. New CLB — Int/Div — Sold

Cisco Sys Inc. OM — Int/Div

Cintas Corp. Com — Int/Div

Comcast Corp. New NT 3.125% DTD 07/02/17 Due 7/15/22 — Int/Div

Costco Whsl Corp. New com — Int/Div

Crown Castle Intl Corp. New Com — Int/Div

Deere & Co. SR GLBC — Int/Div

General Electric Co. NT 2.70 DTD 1009/12 Due 1009/12 Due 1009/22 — Int/Div

Merck & co. Inc. New com — Int/Div — Buy (add'l)

Oracle Corp. Com. 9/29/17 ww. 48.27 — Int/Div

U.S. Treasury Note 1.625% 2/15/16 due 21526 — Interest

T-Rowe Price Tax Free High Yield Fund ws9 — Int/Div

Beckton Dickinson & Co. Com — Int/Div — Buy

Borgwamer Inc. com — Int/Div — Buy

Facebook Inc. CLA — None — Buy

Merck & Co. Inc. New Com — None — Buy

Noble Energy Inc.. Com — Int/Div — Buy

Teleflex — Int/Div — Buy

United Technologies Corp. Com — Int/Div — Buy

PERSONAL HOLDINGS:

Money Market Funds Sifel, Nicolaus & Co — Interest

Torchmark Corp — Int/Div

6 TMK. United Inc — Int/Div

12.5% interest Investments Unlimited, as LL — Rent — Section VIII

12.5% interest in house, Ada, AL — None — Section VII

Hancey Mill Road Farm, L.L.C — None — Section VII

Huntsville AL RFDG & Cap Improvements WTS Ser A — Interest

Novartis AG RMT Sponsored ADR — Int/Div

River Bank & Trust RMT — None

Madison Cnty Brd Ed Cap OID 96.801 4.7% CPN 4.500% cusip S56751GG4 — Interest

Madison Cnty AL Brd EDP Cap Outlay Cpn S.000% Due 9/1/36 $5675 1GBS — Interest

Shelby Cnty AL Brd EEDP RFDG 10 MIlIB/ECPN S5.0% due 2/1 — Interest

Amgen Inc — Int/Div

Homewood AL Edl Bldg Rev Samford Univ. 4.500" — Interest

Huntsville AL RFDG WTS OID @97.541 3.39% CUSIP 447025NY9 — Interest

University of AL at B'ham Genl Rev A2 OID @98,653 3.1T — Interest

ALIBABA Group Holding LTD Spons Ads — None — Sold

Enterprise AL WTS Ser A B/E OID @96.949 4.85% — Interest

Escambia CNTY AL Brd Ed. Tax Antic WTS REV B/E — Interest — Donated

Foley AL WTS BE OID @98.446 4.1% CPN 4.000% due 6/1/39 — Interest

SERVISFIRST Bancshares) — Int/Div

VF Corp — Int/Div

AL State Pub HC Auth Pub HLTH FAc OID 96.120 4% — Interest

Berkshire Hathaway Inc — None

Chicago Bridge &lron Company NV now McDermott Intl Ine. — None — with line 140)

Mobile AL Wir & Swr Commrs, Rev B/E OID 98.500 (@4.118% — Interest

Sylacauga AL W & S B/E CPN 4% Due 22131 — Interest

Honzon Pharma PLC — None — Sold

INVESCOLTD — Int/Div — Sold

Brewton AL WTS SER A BAM 3% due 12/0228 — Int/Div

Jasper AL WTS BAMBLE CPN 3.250% — Interest

HENA Ix — None

AIPS AIERIAN MLP ETF — None — Buy (add'l)

Bristol Myers Squibb — Int/Div

Intrexon Corp — None

Paypal Holdings Inc — None — Sold (part)

Therapeuticsmd Inc — None — Buy (add'l)

1.D Systems Corp. Del New — None

Tuscaloosa AL Pub, EdI § Bldg Stdut HSG Rev 3.00% due 7/1/31 — Interest

Ambarella Inc — None — Sold

Construction Partners Inc — None — Buy

Construction Partners Inc — Buy (add'l)

McDermott Intl. Inc — None — with line 131

PRINCETON MANAGED ACCT

Money Market Funds Stiffel, Nicolaus & Co. — Interest

AT&T — Int/Div

American Tower Corp New — Int/Div

Apple Inc — Int/Div

Boeing Company — Int/Div — Sold (part)

Bristol Myers Squibb Company — Int/Div

Canadian Pacific Railway Limited — Int/Div

Cisco systems Inc — Int/Div

Corning Inc — Int/Div

Crown Castle Intl Corp New — Int/Div

Alphabet Inc. (Formerly Google Inc. CL A) — None

Intel Corp. — Int/Div

Martin Manetta Materials Inc — Int/Div

Microsoft Corp — Int/Div

QualComm Inc — Int/Div

Union Pacific Corp — Int/Div

Umiversal Electrs Inc — None

Verizon Communications Inc — Int/Div

NOVO Nordisk AS ADR — Int/Div

Facebook Inc CL A — None — Buy (add'l)

Pfizer Inc — Int/Div

Visa Inc. Class A — Int/Div

Abbvie Inc — Int/Div — Buy (add'l)

Amazon Com Inc — None

Comcast corp. CL Anew — Int/Div

Walt Disney co. — Int/Div

United Parcel Service — Int/Div — Buy (add'l)

United Parcel Service — Sold (part)

CHARITABLE ACCOUNT

Money Market Funds Stifel, Nicolaus & Co. — Interest

Alexander City AL RFDG WTS Ser A OID 98.889 3.16% CPN 3.000 Due 5/1/19 — Interest

Elmore Cnty AL Pub E Coop Dist Pub Ed OID @98.506 3.45% — Interest

Foley AL Pub Facs Co Dist Rev CPN 4.0000 Due 9/1/19 — Interest

Opelika AL School Warrants SER A CPN 3.500% Due 1071720 — Interest

Shelby Cnty AL Brd E Unref 10 mill CPN 4.000% due 2/1/18 — Interest — Redeemed

AL. WTR Pollution Auth. RFDG RVLVNG 3.00% Due 8/15/21 — Interest

Phenix City AL Pub. Bldg Auth Rev Mun A DB 3.00% Due 4/1721 — Interest

Troy AL RFDG WTS AGM OID @ 99.108 2.17% 2% due 8/1/23 3 — Interest

mmm HORIZON ACCOUNT @ Stifel, Nicolaus & Co.

Tax-exempt Accrued Interest Account — Interest — Section VII

First Trust Dorsey Wright Focus — Sold — in 2017

First Trust VI Dorey Wright Intl Focus SETF — Sold — mn 2017

Shares 3-7 yr. Treasury Bond ETF — Int/Div — Sold

Vanguard Fed. Money Market Investment Money Market. Investor CL — Int/Div — Buy (add'l)

Vanguard Fed. Money Market Investment Money Market. Investor CL — Sold

Pacific Life Ins. Co. Pac Index Fundin § indexed annuity — None — Buy

Partner, Investments Unlimited, a limited hiability corp. ("LLC™)

Part VIL.

Investments & Trusts.

No.4,7,8,. Property located in Montgomery County, AL; (*Walton County, FL), Lowndes County, AL

110, 111 *In 2014, Investments Unlimited sold the beach house in Walton County, Florida for $2.8 million. A family member and 1 received 12.5% cach of the

proceeds.

No. 112, Effective December 31, 2007, 1 gifted my interest in land in Montgomery County, equally to family members. | formed an L.L.C. named "Hancey Mill

Road Farm, LLC" My 50% interest in the land was deeded into Hancey Mill Road Farm, L.L.C. and then gifted to family members in equal shares. The total

value of this property at the time it gifted was $790,000 to be equally shared by the 4. 1 filed a gift tax return showing this transfer on 4/15/08.

No. 190. On 12/28/18 the money market fund was rolled over into the Tax-Exempt Accrued Interest Account.