Joseph L Falvey jr

IRA Z(H)

iShares S&P MIDCAP 400 Index (UH) — Int/Div — Sold

iShares S&P SMALLCAP 600 Index (JR) — Int/Div — Sold

Schwab US Aggregate BD ETF (SCHZ) — Int/Div — Buy (add'l)

Schwab US Aggregate BD ETF (SCHZ) — Sold

Vanguard FTSE Developed MKTS (VEA) — Int/Div — Sold

Vanguard FTSE Emerging MKTS ETF (VW) — Int/Div — Buy (add'l)

Vanguard FTSE Emerging MKTS ETF (VW) — Sold

Vanguard Growth ETF (VUG) — Int/Div — Sold

Vanguard High Div Yield ETF (VYM) — Int/Div — Sold

Vanguard Short-Term Corporate (VCSH) — Int — Buy (add'l)

Vanguard Short-Term Corporate (VCSH) — Sold

AB High Income Adv (AGDYX) — Int/Div — Sold

First Eagle Global (SGIIX) — Int./y — Sold

First Eagle Global (SGIIX) — Sold (part)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy

Vanguard Total Bond Market ETF (BND) — Sold

iShares MSCI EAFE SMALLCAP ETF (SCZ) — Int/Div — Buy

iShares MSCI EAFE SMALLCAP ETF (SCZ) — Buy (add'l)

iShares MSCI EAFE SMALLCAP ETF (SCZ) — Sold

DFA Emerging Markets Core Equity (DFCEX) — Int/Div — Buy

DFA Enhanced US Large Ci (DFELX) ompany — Int/Div — Buy

DFA Five Year Global Fixed (DFGBX) — Int/Div — Buy

DFA International Core Equity (DFIEX) — Int/Div — Buy

DFA US Large Cap Value (DFLVX) — Int/Div — Buy

DFA US Small Cap Value (DFSTX) — Int/Div — Buy

Fuller & Thale Behavioral Sm-Cp Eq Inst (FTHSX) — Int/Div — Buy

Matthews Asia Dividend (MIPIX) — Int/Div — Buy

Osterweis Strategic Income Fund (OSTIX) — Int/Div — Buy

Prudential Absolute (PADZX) — Int/Div — Buy

Prudential Total Returns (PDBZX) — Int/Div — Buy

Touchstone Sands Capital Emerging Markets Growth (TSEMX) — None — Buy

Vanguard Short-Term Investment-Grade Admiral Shares — Int/Div — Buy

IRA #2(H)

iShares S&P MIDCAP 400 Index (UH) — Int/Div — Sold

iShares S&P SMALLCAP 600 Index (JR) — Int/Div — Sold

Schwab US Aggregate BD ETF (SCHZ) — Int/Div — Buy (add'l)

Schwab US Aggregate BD ETF (SCHZ) — Sold

Vanguard FTSE Developed MKTS (VEA) — Int/Div — Sold

Vanguard FTSE Emerging MKTS ETF (VWO) — hy — Buy (add'l)

Vanguard FTSE Emerging MKTS ETF (VWO) — Sold

Vanguard Growth ETF (VUG) — Int — Sold

Vanguard High Div Yield ETF (VYM) — Int/Div — Sold

Vanguard Short-Term Corporate (VCSH) — Int/Div — Buy (add'l)

Vanguard Short-Term Corporate (VCSH) — Sold

AB High Income Adv (AGDYX) — Int/Div — Sold

First Eagle Global (SGIIX) — Int/Div — Sold (part)

First Eagle Global (SGIIX) — Sold

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy

S10. — Sold

iShares MSCl EAFE SMALLCAP ETF (SCZ) — Int/Div — Buy

iShares MSCl EAFE SMALLCAP ETF (SCZ) — Buy (add'l)

iShares MSCl EAFE SMALLCAP ETF (SCZ) — Sold

DFA Emerging Markets Core Equity (DFCEX) — Int/Div — Buy

DFA Enhanced US Large Company (DFELX) — Int/Div — Buy

DFA Five Year Global Fixed (DFGBX) — Int/Div — Buy

DFA International Core Equity (DFIEX) — hy — Buy

DFA US Large Cap Value (DFLVX) — Int/Div — Buy

DFA US Small Cap Value (DFSTX) — Int/Div — Buy

Fuller & Thale Behavioral Sm-Cp Eq Inst (FTHSX) — Int — Buy

Matthews Asia Dividend (MIPIX) — Int/Div — Buy

Osterweis Strategic Income Fund (OSTIX) — Int/Div — Buy

Prudential Absolute (PADZX) — Int/Div — Buy

Prudential Total Returns (PDBZX) — Int/Div — Buy

Touchstone Sands Capital Emerging Markets Growth (TSEMX) — None — Buy

Vanguard Short-Term Investment-Grade Admiral Shares — Int/Div — Buy

Universal Life Insurance (H)

USAA Flexible Premium Adjustable Life Insurance Policy #1 — Interest

USAA Flexible Premium Adjustable Life Insurance Policy #2 — Interest

S29 #21 (H)

Michigan Education Savings Program Investment Age-Based Option — None — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold

52922 (H)

Michigan Education Savings Program Investment Age-Based Option — None — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold (part)

S29 #3 (H)

Michigan Education Savings Program Investment Age-Based Option — None — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold (part)

Michigan Education Savings Program Investment Age-Based Option — Sold (part)

S29 #4 (H)

Michigan Education Savings Program Investment Age-Bused Option — None — Buy (add'l)

Michigan Education Savings Program Investment Age-Bused Option — Buy (add'l)

S29 45(H)

Michigan Education Savings Program Investment Age-Based Option — None — Buy (add'l)

Bank Accounts (H)

USAA FSB Cash Accounts — Interest

Citizens Bank Cash Account — Interest

Family Trust #1 (H)

First Eagle Global (SGIIX) — Int — Sold

Morgan Stanley Bank Cash Account — Interest

Trustee, Famuly Trust #1

Part 1.

As noted, I am the Trustee for Family Trust #1

My spouse is one of several beneficiaries of this trust. She, and the other beneficiaries, received distributions in

equal amounts from this trust in 2018.