Mark Falk

IRA 43 (H)

Trust #1 (H)

Fidelity Ginnie Mae Fund — Int/Div

Fidelity NJ. Muni Money Market Fund — Int/Div

Fidelity Floating Rute — Int/Div

Fidelity Cash Reserves — Int/Div

IRA #1 (H)

MS U.S. Govt Securities Trust B — Int/Div

IRA #2(H)

Rydex lnvers. Govt Long Bond — Interest

Vanguard Short Term Investors — Int/Div

Vanguard Fixed Income High Yield — Int/Div

Vanguard Div. App. Index — Int/Div

Vanguard Value Index — Int/Div

Ishares Russell Midcap Value Index — Int/Div

Ishares Russell 1000 Value Index — Int/Div

Fiudelity Convertible Securities Fund — Int/Div

Nasdaq 100 Trust Unit Stock — Int/Div

Fidelity Overseas Mutual Fund — Int/Div

Fudelity Puritan Mutual Fund — Int/Div

Fidelity Blue Chip Growth Mutual Fund — Int/Div

Fidelity Cash Reserves — Interest

Fidelity US Bond Index — Int/Div

Fidelity Ext. MKT Index Premium Class — Int/Div

Fudelity Intl. Index Premium Class — Int/Div

Fidelity Intl. Treasury Bond Index — Int/Div

Fidelity 500 Index Premium Class — Int/Div

Vanguard Inflaction Protected SECs — Int/Div

Vanguard Small Cap Value Index — Int/Div

Fidelity Magellan Mutual Fund — Int/Div

Fidelity Ginnie Mae Fund — Int/Div

Fidelity Growth & Income Mutual Fund — Int/Div

Fidelity Intermediate Bond Mutual Fund — Int/Div

Fidelity Govt. Money Market* — Interest

Fidelity Short Term Bond — Int/Div

Vanguard Wellesley Inc — Int/Div

Doubleline Bond Fund — Int/Div

Ishares Silver — Interest

Ishares China ETF — Int/Div

Pro Shares Short Dow — Int/Div

Pro Shares Ultrashort SC600 — Int/Div

Pro Shares Ultra Short Cap — Int/Div

Pro Shares SHort S&P S00 — Int/Div

Pro Shares Short QQC) — Int/Div

Fidelity Floating Rate High Income — Int/Div

Vanguard Total Stock Market Index Mutual Fund — Int/Div — Sold (part)

Vanguard Total Stock Market Index Mutual Fund — Sold (part)

Vanguard Total Stock Market Index Mutual Fund — Sold (part)

Vanguard Total Stock Market Index Mutual Fund — Buy

Alcoa Common Stock — Int/Div

Coca Cola Common Stock — Int/Div

Brokerage Account #1 (H)

Morgan Stanley Tax Free Daily Income Trust — Interest

Morgan Stanley Bank — Interest

PIMCO Short Term P — Int/Div — Buy

Western Ast Int Term Muni — Int/Div — Buy

Western Ast Int Term Muni — Sold (part)

Wells Fargo St Muni Bd INS — Int/Div

SPDR Nuveen Barclays Mun ETF — Int/Div — Buy

SPDR Nuveen Barclays Short ETF — Int/Div

ISHARES Russell 1000 GRW ETF — Int/Div

Deutsche X-Trackers MSC1 EAF — Int/Div

EV Income Fund of Boston — Int/Div

Cambiar INTL Equity INV — Int/Div — Sold (part)

Cambiar INTL Equity INV — Sold (part)

ISHARES Russell 1000 Value ETF — Int/Div — Buy

PIMCO Foreign BD US $ Hedged P — Int/Div — Sold (part)

Wells Fargo Emerg Mrk EQ Inc — Int/Div

Delaware Value INSTL — Int/Div

ISHARES RUSSELL 2000 Growth ETF — Int/Div

Wells Fargo Special MDCP VL AD — Int/Div

Hartford Midcap 1 — Int/Div — Sold (part)

ISHARES RUSSELL Midcap V ETF — Int/Div

ISHARES RUSSELL Midcap G ETF — Int/Div

Delware Inv Sm Cap Val INST — Int/Div — Sold (part)

Edgewood Growth Inst] — Int/Div — Sold (part)

Harding Loevner Intl EQTY INSTL — Int/Div — Sold (part)

T. Rowe Price QM US — Int/Div — Sold (part)

T. Rowe Price QM US — Buy

Wisdom Tree Jap — Int/Div — Sold (part)

ISHARES MSC Japan ( ) — Int/Div

Goldman Sachs Emeg — Int/Div — Sold (part)

Loomis Growth Y — Int/Div

Oakmark International — Int/Div — Sold (part)

Oakmark International — Sold (part)

Oakmark International — Buy

Matthews Asian Japan — Int/Div

Blackrock Nat Mun (H) — Int/Div — Buy

IRA #4-Nassau Re* — Int/Div

Virtus Capital Growth — Int/Div

Virtus Strat Alloc — Int./y

Virtus International — Int/Div

Wanger USA — Int/Div

Wagner International — Int/Div

Federated Prime Money Market — Int/Div

SEP Account (H)

Vanguard Total Stock Market Index Mutual Fund — Int/Div — Sold (part)

Vanguard Prime Money Market Fund — Interest — Buy

Vanguard Prime Money Market Fund — Buy

Wells Fargo Cash Account — Interest

Wells Fargo Cash Account 2 — Interest

Wells Fargo Cash Account 3 — Interest

Bank of America Cash Account — Interest

Amboy Bank Cash Account — Interest

Investment Account £2 (H)

Fidelity NJ Muni Money Market — Int/Div

Fidelity Floating Rate — Int/Div

Fidelity GNMA Fund — Int/Div

Fidelity Cash Reserve — Int/Div

Fiudelity Convertible Securities — Int/Div

IShares Core S&PETF — Buy

IShares Core S&PETF — Sold

Bank of America Cash Account 2 — Interest

Bank of America Cash Account 3 — Interest

Bank of America Cash Account 4 — Interest

Santander Cash Account — Interest

Investment Acount £3 (H)

Vanguard Growth & Income — Int/Div

Vanguard Healthcare — Int/Div

Vanguard Inter-Tax Exempt — Int/Div

Vanguard Prime Mkt Fund — Int/Div

Vanguard Total Stk Mk — Int/Div

Vanguard 500 Index — Int/Div

Investment Account 24 (H)

Charles Schwab Money Market — Interest

Fidelity NY Muni Income — Int/Div

Charles Schwab US Ri — Int/Div

Powershares S&P — Int/Div

Schwab International — Int/Div

Investment Account £5 (H)

Charles Schwab Money Market — Interest

Osterweis Strategic — Int/Div

Eastman Chemical — Int/Div

USAA Tax Exempt — Int/Div

Trust 24 (H)

Morgan Stanley — Interest

America Fund C — Int/Div — Buy

American Fundamental Inve — Int/Div — Buy

American Cap Inc Builder C — Int/Div — Buy

American AmCap C — Int/Div — Buy

Blackrock Strat Inc Opp C — Int/Div — Buy

Chase Checking (X) — Interest

Estate #1 (H)

Chase Checking (X) — Interest

Trust £5 (H)

Chase Checking — Interest

Chase Savings — Interest

Relative Power of Attorney (H)

Chase Checking — Closed

ISHARES RUSSELL 2000 Value ETF — Int/Div — Open

Investors Bank — Interest — Open

M&T Cash Acc — Interest — Open

Co-Trustee, GST Trust 24

Co-Trustee, GST Trust #5

Vice President, Federal Magistrate Judges Association

President-Elect, Federal Magistrate Judges Association

Adjunct Professor, Rugters School of Law

Adjunct Professor, Fordham Law School

Reimbursement — Federal Magistrate Judges Association — 0924/18 - 26/18 — Washington, DX — Executive Board Mectings — Transportation, Lodging

Reimbursement — Federal Magistrate Judges Association — 03/1918 - 0321/18 — Washington, DX — Executive Board Meetings — Transportation, Lodging

Income — 2018 — Fordham Law School-teaching — $2,500.00

Income — 2018 — Rutgers Law School-teaching — S1L.710.00

Spouse's income — 2018 — Self-emploved (court stenography)

*This was reported as Phoenix last year. Though no changes, it was reported as "Nassau Re" apparently a name change, with no change by investor.