Rebecca Buehler Connelly

Cornerstone Bank bank accounts (various accounts) — Interest

Comerstone Bank stock — Int/Div

SunTrust Bank (various accounts) — Interest

AIM Invesco Equity & Inc Fund ACETX — Int/Div — Sold

Columbia Large Cap Growth CL A LEGAX — Int/Div — with line 6)

Ameriprise Brokerage #1 - Col Lg Cap Growth LEGAX - converted to CCGRX — Int/Div — Sold

Fidelity Advisor Emerging Markets CL A FIMKX — Int/Div — with line 8)

Fidelity Advisor Emerging Markets CL Z FZAEX — Int/Div — Sold

GWPAX American funds Growth Portfolio CA — Int/Div — Buy

SDGIX Dreyfus/Stundish Global Fixed Inc Fund 1 — Int/Div — Buy (add'l)

JHME John Hancock Multifactor Energy FTF — Int/Div — Buy

XMLYV Invesco S&P Mid-Cap Low Vol FFT — Int/Div — Buy

XSLV Invesco S&P Small Cap Low Vol EFT — Int/Div — Buy

MTUM iShares Edge MSCI USA Momentum Factor ETF — Int/Div — Buy

EMPL First Trust North Amer Energy Infrastructure Fund — Int/Div — Buy

DGS Wisdom Tree Emerging Markets Small Cap — Int/Div — Buy

CSHIX Credit Suiss Floating Rate High Inc Fund — Int/Div — Buy

AHMFX Amer High Inc Municipal Bond Fund — Int/Div — Buy

SDY SPDR SER TR S&P Dividend EFT — Int/Div — Buy

RPSIX T Rowe Price Spectrum Income Fund — Int/Div — Buy

FXN First Trust Energy Alpha DEX Fund — Int/Div — Sold

FDT First Trust Developed Markts ex-US Alpha DEX fund — Int/Div — Sold (part)

FYT First Trust Small Cap Value Alpha DEX Fund — Int/Div — Sold

EMLP First Trust North Amer Energy Infrastructure Fund — Int/Div

SCZ iShares MSCI EAFE small cap ETF — Int/Div — Sold (part)

SCZ iShares MSCI EAFE small cap ETF — Int/Div — Sold (part)

HLGFX JPMorgan Limited Duration Bond Fund Class 1 — Int/Div — Sold

VNQ Vanguard REIT Index Fund — Int/Div — Sold

VNQI Vanguard Global Ex - US Real Estate Index Fund — Int/Div — Buy

VNQI Vanguard Gloval Ex- US Real Estate Index Fund — Int/Div — Buy (add'l)

HIMFX American High Inc Mun Bond Fund Cls F3 — Int/Div — Sold

MANLX BlackRock Nat Mun Fund Inst Shares — Int/Div — Sold (part)

JKI iShares Momingstar Mid Value Idx ETF — Int/Div — Sold

VUG Vanguard Growth Fund ETF — Int/Div — Sold

TRP Mid Cap Growth fund — Int/Div — Sold (part)

TRP Spectrum Income fund — Int/Div — Sold (part)

Vanguard Wellesley Inc Fund mutual fund — Int/Div — Sold (part)

JPMorgan Income Builder UGTMA — Int/Div

Prudential Jennison Equity Income UGTMA — Int/Div

Janney Montgomery Sweep Acct UGTMA (xX) — Interest

Janney Montgomery Sweep Acct — Interest

ASPZX Alger Spectra — Int/Div — Sold (part)

Eaton Vance Floating CL CUSIP EIBLX — Int/Div — Sold

Fidelity Advisor Real Estate CL Z CUSIP FRIRX — Int/Div — Sold

Lord Abbett Floating Rate CL F CUSIP LFRFX — Int/Div — Sold

MINIX MFS Intemational Value CL — Int/Div

Mamstay High Yield Corp Bond CL B CUSIP MKHCX — Int/Div — with line 48)

Mainstay MacKay High Yield Corp Bond CL MHYIX — Int/Div — Sold

OGIYX Oppenheimer Global Opportunities CC — Int/Div

Principal Preferred Securities CL P CUSIP PPSIX — Int/Div — Sold

Prudential Global Real Estate CLZ CUSIP PURZX — Int/Div — Sold

Sterling Capital Equity Income CL C CUSIP BEGIX — Int/Div — Sold

Touchstone Mid Cap CL Y CUSIP TMCPX — Int/Div — Sold

Yacktman Service CL X CUSIP YACKX — Int/Div — Sold

Van Kampen Invest Grade Mun Trust CUSIP 92116Y 160 — Int/Div

Royal Bank Canada - 3Z8 formerly of Montreal Russell Index Note — Interest

BNP PARIBAS US Note CUSIP OSST9TVY9 — Interest

Barclays Bank PLC Note CUSIP 06744CSET — Interest

Roval Bank of Canada Note - KMS — Interest

Canadian Imperial Bank Note CUSIP 13605WCIR — Interest — Redeemed

Canadian Imperial Bank Note CUSIP 13605 WONO — Interest — Redeemed

JP Morgan Chase Note CUSIP 48129HCA3 — Interest

JP Morgan Chase Finl Co Cont Note 48120MAPI — Interest — Buy

GS Finance Corp Cont CPN ndx 400550QD82 — Interest — Buy

Canadian Imperial Bank of Commerce Note CUSPI 13605WGVT — Interest — Redeemed

Government Bonds — Int/Div

Government Bond — Int/Div

Gov Series EE Bonds — Int/Div — Redeemed

Govenment Series EE Bonds — Int/Div — Redeemed

Govemment Series EE Bonds — Int/Div — Redeemed

Goverment Series EE Bonds — Int/Div — Redeemed

TIAA CREF Retirement Account (H)

TI AA Traditional fixed annunity — Interest

CREF Stock R2 — Int/Div

LREF Growth R2 — Int/Div

MamStay Lrg Cap Growth — Int/Div

Adpunct Professor, Washington and Lee University School of Law

Reimbursement — VACLE — D218 — Charlottesville — speaking at CLE conference — hotel

Reimbursement — Tidewater Virginia } Bankruptcy Bar Assoc — 22018 — Norfolk — speaking at TBBA conference — hotel and mileage

Reimbursement — ABI — 7/2018 — Alexandra — speaking at bye on Bankruptcy — hotel and mileage

Reimbursement — ABI — 10/2018 — Alexandna — speaking at Eye on Bankruptcy — hotel and mileage

Income — 2018 — Washington and Lee Univenty School of Law salary — S10.000.00

Spouse's income — 2018 — Washington and Lee University Salary

Personal Information:

Line Sh: This is a self-initiated amendment to correct the reimbursements reported in Part IV.

Part IV:

Line | and 2 revised the description from "hotel and lodging” to specifiy simply hotel and the mileage reimbursement. Lines 3 and 4 added the ABI

reimbursement for my participation in the “Eye on Bankruptcy" streaming show which was filmed in July and in October 2018.

Part VIL:

Line § shares of Columbia Large Cap Growth CL A (LEGAX) converted shares to shares of Columbia Large Cap Growth Fund Adv (CCGRX) on March § 2018

(value between $50,000 - $100,000).

Line 7 shares of Fidelty Advisor Evergin Mkts CL 1 (FIMKX) converted to shares of Fideltiy Advisor Emerging Mkts CL Z (FZAEX) on March 5, 2018 (value

between $15,000 - $50,000).

Line 38 Janney Montgomery Sweep account UGTMA account was previously combined with line 39 Janney Montgomery Sweep Account.

Line 45 Mainstay Mackay High Yield Corportate Bond Class B MKHCX share class exhange for Mainstuy MacKay High Yield Corp Bond Class 1 MHYIX

occurred on 9-26-18 (value less than $15,000),

Lines 4, 21,22, 23, 25, 26, 27, 28, 31, 32, 33, 34, 44, 45, 48 and 50 were sold at a loss. In cach of the sales, the purchase cost exceeded the sale proceeds.

Lines 72, 73, 74, 75 and 76 are assets held in retirement sccount of spouse. | have no ownership interest in or control over these retirement assets.