J. Richard Creatura

T Rowe Price Growth Stock (PRGFX) — Int/Div

Columbia Bank Accounts (cash) — Interest

IRA Z(H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

IShares Tips Bond ETF (TIP) — Int/Div

Vanguard Sm Cap Growth ETF (VBK) — Int/Div

Vanguard Sm Cap ETF (VB) — Int/Div

American Europacific Growth A. Mutual fund (AEPFX) — Int/Div

American Growth Fd of America Mutual Fund (GFFFX) — Int/Div

Blackrock Equity Dividend A Common (MADVX) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div

Franklin Income Adv (FRIAX) — Int/Div — Buy (add'l)

JP Morgan Mid Cap Value A Common (IMVSX) — Int/Div

Pimeo Total Return A Mutual Fund (PTTPX) — Int/Div

Templeton Global Bd FD A Mutual Fund (TGBAX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Int/Div

IRA £2 (H)

Vanguard Sm Cap Growth ETF (VBK) — Int/Div

American Europacific Growth A. Mutual fund (AEPFX) — Int/Div

Blackrock Equity Dividend A Common (IMADVX) — Int/Div

Delaware Small Cap Value A Mutual Fund (DEVIX) — Int/Div

DWS Real Est Secs (RRREX} (Formerly Deutsche Real Est Secs S) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div

JP Morgan Mid Cap Value A Common (IMVSX) — Int/Div

T Rowe Price Growth Stock (PRGFX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div

IRA 43 (H)

Vanguard Sm Cap Growth ETF (VBK) — Int/Div

American Europacific Growth A, Mutual fund (AEPFX) — Int/Div

Blackrock Equity Dividend A Common (MADVX) — Int/Div

Delaware Small Cap Value A Mutual Fund (DEVIX) — Int/Div

DWS Real Est Secs (RRREX) (Formerly Deutsche Real Est Secs S) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div

JP Morgan Mid Cap Value A Common (IMVSX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div

IRA #4 (H)

Shares Tips Bond ETF (TIP) — Int/Div

Vanguard Sm Cap ETF (VB) — Int/Div

American Europacific Growth A. Mutual fund (AEPFX) — Int/Div

American Growth Fd of America Mutual Fund (GFFFX) — Int/Div

Blackrock High Eq Inc (BMCSX) — Int/Div

Diamond Hill Large Cap (DHLRX) — Int/Div

PGIM SHORT TRM CORP BD A (PIFZX) (Formerly Prudential) — Int/Div

Pimeo Total Return A Mutual Fund (PTTPX) — Int/Div

Templeton Global Bd FD A (TGBAX) — Int/Div

Thomburg Intl Value (TGVIX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div

Voya Global Real Estate A (IGLAX) — Int/Div

BROKERAGE #1 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

American Europacific Growth A. Mutual fund (AEPGX) — Int/Div — Sold (part)

Amencan Smallcap World A (SMCWX) — Int/Div — Sold (part)

American Washington Mutual A Common (AWSHX) — Int/Div — Sold (part)

Putnam Equity Income A (PEYAX) — Int/Div — Sold (part)

BROKERAGE 22 (H)

American Europacific Growth A. Mutual Fund (AEPGX) — Int/Div

American Smallcap World A (SMCWX) — Int/Div

American Washington Mutual A Common (AWSHX) — Int/Div

Putnam Equity Income A (PEYAX) — Int/Div

BROKERAGE 23 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

Amencan AmCAP A Common (AMCPX) — Int/Div

Invesco Equal Wehtd S&P 500 Mutual Fund I(VADAX) — Int/Div

Invesco Equity and Income A (ACEIX) — Int/Div

Invesco Global Healthcare A Mutual Fund (GGHCX) — Int/Div

Invesco VK Technology A Mutual Fund ITYAX) — Int/Div

MS Multi Cap Growth TR A (CPOAX) — Int/Div

MSIF Growth A (MSEGX) — Int/Div — Sold (part)

BROKERAGE #4 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

Shares Tips Bond ETF (TIP) — Int/Div

Vanguard Real Estate ETF (VNQ) — None — Buy

Vanguard Sm Cap Growth ETF (VBK) — Int/Div

Vanguard Sm Cap Value ETF (VB) — Int/Div

Vanguard Value ETF Index (VTV) — None — Buy

American Balanced F2 (AMBFX) — None — Buy

American Europacific Growth A. Mutual fund (AEPFX) — Int/Div

American Growth Fd of America Mutual Fund (GFFFX) — Int/Div

Blackrock Equity Dividend A Common IMADVX) — Int/Div — Sold

DWS Real Est Secs (RRREX) (Formerly Deutsche Real Est Secs S) — Int/Div — Sold

Dreyfus Standish GLB Fix Inc. (SDGIX) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div

JP Morgan Mid Cap Value A Common (UMVSX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — Sold

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Int/Div

BROKERAGE #5 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

Capitol One Bank, NA. (cash) — Interest

BROKERAGE #26 (H)

ISHARES CORE AGGRESSIVE ALLO (AOA) — Int/Div — Sold (part)

Invesco Equal Wehtd S&P 500 Mutual Fund (VADAX) — Int/Div

NC & LMC. LLP (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest

IShares Tips Bond ETF (TIP) — Int/Div

Vanguard FTSE Developed Mis I: 1 f (VEA) — None — Buy

Vanguard Sm Cap E17 (VB) — Int/Div

Vanguard Value ETF Index (VTV) — None — Buy

American Balanced F2 (AMBFX) — None — Buy

American Europacific Growth A. Mutual fund (AEPFX) — Int/Div

Diamond Hill Large Cap (DHLRX) — Int/Div — Sold

Dreyfus Standish GLB Fix Inc. (SDGIX) — Int/Div

Fidelity Adv New Insights (FINSX) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div — Sold

Gabelli Eq Inc. AAA Mutual Fund (GCIEX) — Int/Div — Sold

Lord Abbett Sht Duration Inc F (LDLFX) — Int/Div

Metropolitan West TOT RET BD (MWTIX) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div

Manager (Family corporation), NC & LMC, LLC

Agreement — 2010 — Gordon Thomas Honeywell Malanca Peterson and Daheim, LLP retirement payments

Part VII, Column A: Minor name or symbol changes are the result of corporate action and do not represent changes m holdings due to reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.