Karen S. Crawford

What was filed

156
investments
6
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Wallace Chapter, Amencan Inn of Court
Welsh Chapter, American lan of Court
Council of Visitors, California Western School of Law
Trust No. 2
Custodial Accounts, Nos. 1,2
Association of Business Trial Lawyers ("ABTL")

As filed

Trust Acct. No. (Vanguard)

Ca. Municipal Money Market Fund — Distribution

Trust Acct. No. 2 (Vanguard)

Ca. Municipal Money Market Fund — Interest — Closed

Trust Acct. No. 4(Y)

Capital World Growth and Income Fund-529A — Interest

Growth Fund of America-529A — Interest

Income Fund of America-S29A — Interest

Investment Co. of America-S29A — Interest

New Perspective Fund-529A — Interest

New World Fund-529A — Interest

SMALLCAP World Fund-529A — Interest

Washington Mutual Investors Fund- 529A — Interest

Custodial Acct. No. 2 (American Funds)

New Perspective Fund-529A — Interest

Capital World Growth and Income-529A — Interest

Ca. Tax Exempt Money Market — Interest

Retirement Acct. IRA No. {TIAA/CREF)

TIAA/CREF Traditional — Interest

CREF/CREF Global Equities — Interest

Retirement Acct. IRA No. 2 (Schwab)

TIAA CREF Lifecycle 2020 Institution — Interest

Retirement Acct. IRA No. 3 (Schwab)

DFA US Large Cap Value — Interest

Schwab Institutional Large Cap Value — Interest

William Blair Large Cap Growth — Interest

DFA Small Cap — Interest

Schwab Institutional Large Cap Value — Interest

Ivy Mid Cap Growth — Interest

Royce Opportunity Instl — Interest

Dodge & Cox Balanced — Interest

BlackRock Low Duration Bond Inst! — Interest

Metro. West Total Return Bond — Interest

Retirement Acct. IRA No. 4 (UBS)

Checking Acct. (UBS) — Interest

Mass. Mutual Life Exec Group Life. Strategic Group Universal Life Ins, — Interest

Chase Cash Checking Acct — None

Brokerage Account #2 (H)

Brokerage Account #4 (H)

Brokerage Account #5 (H)

Brokerage Account #7 (H)

MO ALTRIA GROUP INC — Int/Div

GOOG ALPHABET INC — None — Buy (add'l)

GOOG ALPHABET INC — Buy (add'l)

AAPL Apple Inc — Int/Div

BAC BANK OF AMERICA — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BAM BROOKFIELD ASSET MGMT — Int/Div — Sold (part)

COF CAPITAL ONE FINL CORP — Int/Div

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De C.V. Sponsored — None — Sold (part)

CHK CHESAPEAKE ENERGY — None

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Int/Div

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS (X) — Int/Div

EOG EOG RESOURCES — Int/Div

XOM Exxon Mobil Corporation Com — Int/Div — Sold (part)

FB Facebook — None

FRFHF FAIRFAX FNL HLDGS — Int/Div

FCEA FOREST CITY ENTERPRISES) — Int/Div — Sold

GE GENERAL ELECTRIC CO — Int/Div — Sold (part)

GE GENERAL ELECTRIC CO — Sold

IVV Ishares Core S&P 500 — Int/Div — Buy (add'l)

IVV Ishares Core S&P 500 — Buy (add'l)

IVV Ishares Core S&P 500 — Sold (part)

CKHUY CK Hutchinson Holdings — Int/Div

L LOEWS CORPORATION — Int/Div

LPG DORIANLPG LTD — None

MKL MARKELCPCOM — None

MSFT Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL ORACLE CORP — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Company — Int/Div

SMHI SEACOR MARINE HLDGS INC — None

SPEM SPDR PORTFOLIO EMG MK ETF — None — Buy

SPEM SPDR PORTFOLIO EMG MK ETF — Buy (add'l)

SPDW SPDR PORTFOLIO DEVLPD ETF — Int/Div — Buy

SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Int/Div — Buy

SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)

SU Suncor Energy Inc. Com — Int/Div

Treasury Bonds T-Bill — Interest — Buy

Treasury Bonds T-Bill — Matured

Treasury Bonds T-Bill — Buy

Treasury Bonds T-Bill — Matured

Treasury Bonds T-Bill — Buy

Treasury Bonds T-Bill — Buy (add'l)

Treasury Bonds T-Bill — Sold (part)

Treasury Bonds T-Bill — Buy (add'l)

Treasury Bonds T-Bill — Sold (part)

TRRSF Trisura Group LTD — None — Sold

UTX UNITED TECH CORP — Int/Div

V VISA INC — Int/Div

YUM YUM BRANDS — Int/Div

YUMC Yum China Holdings Inc — Int/Div

Brokerage Account #9 (H)

GOOG Alphabet Inc Class C — None

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CHK Chesapeake Energy Corp Com — None — Sold (part)

CKH Seacor Holdings Inc Com — None

KO COCA COLA CO — Int/Div — Sold (part)

LPG DORIAN LPG LTD — None — from line £2)

XOM Exxon Mobil Corporation Com — Int/Div

GE GENERAL ELECTRIC CO — Int/Div — Sold

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div

JEF JEFFERIES FINANCIAL GROUP (formerly LUK LEUCADIA NATL CORP) — Int/Div

L LOEWS CORPORATION — Int/Div

MKL Markel Corp Com — None

ORCL Oracle Corp Com — Int/Div — Sold (part)

PM PHILIP MORRIS INTL COM — Int/Div

SMHI Seacor Marme Holdings Inc — None — Sold

SPEM SPDR PORTFOLIO EMG MK ETF — None — Buy

SPEM SPDR PORTFOLIO EMG MK ETF — Buy (add'l)

SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Int/Div — Buy

SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)

Treasy Bonds - T-Bills — Interest — Buy

Treasy Bonds - T-Bills — Matured

Treasy Bonds - T-Bills — Buy

Treasy Bonds - T-Bills — Matured

Treasy Bonds - T-Bills — Buy

Treasy Bonds - T-Bills — Buy (add'l)

Treasy Bonds - T-Bills — Sold (part)

Treasury Bonds - TIPS — Interest

Brokerage account #10 (H)

Member, Executive Board, Wallace Chapter, Amencan Inn of Court

Member, Immediate Past President, Executive Board, Welsh Chapter, American lan of Court

Member, Council of Visitors, California Western School of Law

Trustee, Trust No. 2

Custodian, Custodial Accounts, Nos. 1,2

Board of Governors, Association of Business Trial Lawyers ("ABTL")

17. Part VIL, lines 19, 20 and 24, these assets were distributed on 2/24/2014, 1/1/2015, and 1/1/15, respectively. The same is true for lines 38-40, which were

distributed on 8/12/15. This information was inadvertently not inclued in earlier Financial Disclosure reprots. The 01/01/2216 dates were included in the current

submission as the system would not permit recordation of the earlier correct dates.

18. In the 12/19/2017 letter from Judge Trenga, reference is made in the third paragraph on page one to a request for additional information for Part VII, line 332,

1 believe that a correction was instead requested for line 32, as there is in line 332 in the report. Accordingly, | have incorporated a correction to Line 32 into this

amended report.

19. Part VII, line 62, assets from this Mainstay Marketfield | were moved, S0/50% on 4/8/2016 to Janus | (line 53) and William Blair Large Cap Growth 1 (line $4),

20. Part VIL, assets listed in lines 20, 24, were distributed on 7/1/15, and for lines 38 and 39 were distributed on £/12/15 to make college tuition payments,

21. Brokerage Account #3 was merged with Brokerage Account #2 on 4/3/17. This is recorded as "sold" mn Account #3's holding, u cash balance, and "bought"

on line 24 in Account #2. An examiner instructed us to handle merged accounts in this manner during a phone conversation the week of 5/28/2018, and again on

6/11/2018. No capital gain is recorded, as no capital gain was realized.

22. Brokerage Account #8 was merged with Brokerage Account #2 on 11/3/2017. This is reflected in the "buy” transactions in Account #7 and “sell” transactions

mm Account #8. The "sell" transactions have no captial gains because they were transferred to a like-titled account, not sold in taxable transactions. This method of

recording the merged accounts was recommended by an examiner telephonically during the week of 5/28/2018 and confirmed on &/1 1/18.

23. Brokerage Account #12 was also merged with Brokerage Account #7 on 11/3/17. This is reflected in the "buy" transactions in Account #7 and "sell"

transactions in Account #8. The sell transactions have no capital gains because they were transferred to a like-titled account, not sold in taxable transactions, This

meethod of recording the merged accounts was perscribed telephonically by an examiner during the week of 5/28/2018, and confirmed on 6/11/2018.

sure admissions, as they have are no longer minors and the accounts have been transferred into their names.