Michael Lawrence Brown

2018Annual

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What was filed

  • 40

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Self-employed (attomey)

As filed

SUNTRLUST (cash) — Interest

EXXONMOBIL COMMON STOCK — Int/Div

529 PLAN NY SAVES MODERATE AGED BASED OPTION — None

529 PLAN NY SAVES CONSERVATIVE AGE BASED OPTION — None

IRA Account £1 (H)

FIDELITY ADVISOR FINANCIAL SVCS CL (FFSIX) — Int/Div — Buy

FIDELITY ADVISOR MATERIALS CL (FMFEX) — Int/Div — Buy

CULLEN EMERGING MRKT HIGH DIVIDEND CL HHICEMFX) — Int/Div — Buy

JPMORGAN LARGE CAP GROWTH CLASS {formerly Class C)(SEEGX) — Int/Div

PUTNAM EQUITY INCOME FUND CL Y (PEIYX) — Int/Div

Brokerage Account #1 (H)

FIDELITY ADVISOR EQUITY INCOME CL 1 (EQPIXXX) — Int/Div

FIDELITY ADVISOR UTILITIES FUND CL L(FUGIX) — Int/Div

FIDELITY ADVISOR FINANCIAL SVCS CL 1(FFSIX) — Int/Div — Buy

FIDELITY ADVISOR HEALTH CARE CL HFHCIX) — Int/Div

FIDELITY ADVISOR MATERIALS CL (FMFEX) — Int/Div — Buy

KOPERNIK INTERNATIONAL HHIKGHX) — Int/Div — Buy

AMERICAN CAPITAL INCOME BUILDER F3 (formerly F2 ) (CFIHX) — Int/Div

CULLEN EMERGING MRKT HIGH DIVIDEND CL 1HCEMFX) — Int/Div — Buy

FEDERATED STRATEGIC VALUE DIVIDEND IS (SVAIX) — Int/Div

FEDERATED CAPITAL INCOME FUND CL IS(CAPSX) — Int/Div

POLEN GROWTH FUND INSTL SHARES (POLIX) — Int/Div — Buy

THE GROWTH FUND OF AMERICA F3 {GAFFX) (XX) — Int/Div

HARTFORD GROWTH OPPT FUND CL Y (formerly Cy (HGOY X) — Int/Div

JPMORGAN INCOME BUILDER FUND CLASS (JNBSX) — Int/Div

MFS GROWTH FUND CLASS (MFEIX) — Int/Div

MAINSTAY MACKAY INTL OPPORTUNITIES FUND 1 IMYTIX) — Int/Div — Buy

PUTNAM EQUITY INCOME FUND CL Y (formerly CY(PEIYX) — Int/Div

VICTORY RS SMALL CAP GROWTH CL Y (RSYEX) — Int/Div

FIDELITY ADVISOR STRATEGIC INC CL 1 (FSRIX) — Int/Div

BLACKROCK MULTI - ASSET INCOME INSTL(BICX) — Int/Div

JPMORGAN CORE BOND CLASS (WOBDX) — Int/Div

SPDR S&P MIDCAP 400 ETF TR UTSER IMDY) — Int/Div — Buy

VANGUARD INTL EQUITY INDEX FUND INC FTSE (VWO) — Int/Div — Buy

IRA #2 (H)

FIDELITY ADVISOR FINANCIAL SVCS CL (FFSIX) — Int/Div — Buy

FIDELITY ADVISOR MATERIALS CL (FMFEX) — Int/Div — Buy

CULLEN EMERGING MRKT HIGH DIVIDEND CL 1HCEMFX) — Int/Div — Buy

JIPMORGAN LARGE CAP GROWTH CLASS (formerly CY (SEEGX) — Int/Div

PUTNAM EQUITY INCOME FUND CL Y (formerly OV(PEIYX) — Int/Div

Agreement — 2017 — A&B Enhanced Parmer Cash Benefit Pension Plan (closed in 2018)

Income — 2018 — Self-employed (attomey) — $24,479.50

Spouse's income — 2018 — Self-employed (attomey)

Part VII, lines 5-7: Policy values were inadvertently omitted from the prior report. Individual policies have been identified separately im this filing.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VIL, lines 1, 2, 3, 4, and 16 of the nomination report have been consolidated in this report.

Part VII, lines 6 and 18 of the nomination report are not reportable in this cycle; there are no corresponding reportable transactions,

Part VII: In this reporting cycle, assets have been restructured in accordance with brokerage reporting. As a result, lines 14/45 and 34/46 of the 2018 report

correspond with lines 17 and 15 of the prior report, respectively.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Michael Lawrence Brown | Frix