Andre Birotte jr

Wells Fargo (cash) (X) — Interest

Invesco Developing Markets Fund A 1GTDDXO (XX) — Int/Div

Janus Henderson Global Select Fund D UJANRX) — Int/Div — 15

MassMutual Whole Life Policy (X) — None

Rental Property, Newark, NJ (1/2 interest) — Rent — 24

IRA #1 (H)

Flexshares Qual Div ETF (QDF) (X) — Int/Div — Sold

Goldman Sachs Actvbeta US Lrg ETF {GSLOY (IX) — Int/Div

Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF (PDBC) — None — Buy

Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF (PDBC) — Sold

iShares Edge MSCI Min Vol GIbl ETF (ACWV) — Int/Div — Buy

iShares Edge MSCI Min Vol GIbl ETF (ACWV) — Buy (add'l)

Schwab US Large Cap ETF (SCHX) (X) — Int/Div

SPDR Mid Cap ETF (SPMD) — Int/Div — Buy

SPDR MSCI ACW! Ex-US ETF (CWH (X) — Int/Div — Buy (add'l)

SPDR MSCI ACW! Ex-US ETF (CWH (X) — Sold (part)

Vanguard Short Term Cor Bd ETF (VCSH) — Int/Div — Buy

Vanguard Total World Stock ETF (VT) (X) — Int/Div

Angel Oak Multi Strategy Incm Fd A (ANGLX)(X) — Int/Div

Doubleline Total Return Bd Fd CI N (DLTNXM(X) — Int/Div — Buy (add'l)

Doubleline Total Return Bd Fd CI N (DLTNXM(X) — Sold (part)

Eaton Vance Global Macro Abs Ret A (EAGMX) (XX) — Int/Div

JPMorgan Short Duration Bond A (OGG1Z) xX) — Int/Div

Palmer Square Incm Plus Fd {PSYPX) (X) — Int/Div

AQR Lg Cap Defensive Style N (AUENX) xX) — Int/Div — Sold (part)

AQR Lg Cap Defensive Style N (AUENX) xX) — Sold (part)

AQR Lg Cap Momentum Style N (AMONXI IX) — Int/Div

ASG Mgd Futures Strategy Fd C1 A (AMFAX) (X) — Int/Div — Sold (part)

ASG Mgd Futures Strategy Fd C1 A (AMFAX) (X) — Sold

Baron Emrg Mkts Fd Retail (BEXFX) (X) — Int/Div

DFA US Small Cap Val Port 1 (DFSVX) (X) — Int/Div

Gateway Fund Cl A (GATEX) (X) — None — Sold

Invesco Balanced Risk Alloc Fd C1 A (ABRZX)(X) — None

Van Eck Cm Commodity Indx Fd A (CMCAX) — Int/Div — Buy

IRA £2 (H)

iShares MSC1 EAFE ETF (EFA) — Int/Div — 62

Vanguard Index Fds Total Stock Mkt ETF VThH xX) — Int/Div

Brokerage Account #1 (H)

iShares MSC EAFE ETF (EFA) — Int/Div — Buy (add'l) — 21

iShares Russell 1000 Value Index Fund {IW — Int/Div — 10

iShares Russell 2000 Value Index Fund {TWN — Int/Div — 11

iShares S&P Mid Cap 400 Growth ETF (UK) — Int/Div — 12

iShares S&P Small Cap Growth ETF (UT) — Int/Div — 13

SPDR S&P S00 ETF Fund (SPY) — Int/Div — 17

Vanguard Growth Index Fund (VUG) — Int/Div — 19

Vanguard Total International Index Fund (VWO) — Int/Div — 20

Trust Account £1 (H)

Fidelity Government Money Market (SPAXX) (cash equivalent) (X) — Int/Div

Goldman Sachs BK NY CD 1.20000% (3RI4TIAT) — None — Redeemed — 27

Goldman Sachs BK CD FOA GE Capital 22000000 (36161TYQ2) — Interest — 2%

Discover BK CD 1. 5550000 (254672ZX9) — Interest — 2

California St GO BDS 02.00000% 02/01/18 {1 63IBP0) — Interest — Redeemed — 46

California St GO BDS Ser. A O5.00000%604/01 72018 (1 3063A049) (X) — Interest — Redeemed

California St GO BDS 05.50000% O4012018 (13063A4HA (XX) — Interest — Redeemed

University Calif Revs For Previous 05 000000 (91412GRP2Y (X) — Interest — Redeemed

Beverly Hills Calif Pub Fin Auth Lease 04 00000 06/01/18 (0RRN06FI6) — Interest — Redeemed — RM

Berkeley Calif Go Ref Bds Ser. 2015 O5.000000% (0841 130Y8)(X) — Interest — Redeemed

California St GO BDS 05.50000% (13063A4J0 (XX) — Interest

California St Univ Rev Rev Bds Ser 05 37500% (1 30TICTAD (XD) — Interest

University Calif Revs For Prev 05.00000% (91412GROO) (X) — Interest

California St Economic Recovery OS 000000 (1306TJKTHIX) — Interest

Peralta Calif Cnty College Dist Go Bds 05.25000% (7135750X9) (X) — Interest

California St Univ Rev Systemwide {13077TDBB7) — None — Buy

Metropolitan Wir Dist Southern CA 03.5000 0701721 (59266TLBS) — Interest — 72

Santa Monica-Malibu Uni Sch Dist Calif O04 000000 (RO2498L.Y9) — Interest — Buy

San Diego Calif Cnty College Dist (T97272NY 3) — Interest — Buy

Berkley Calif Uni Sch Dist Go Ref Bds (0R4154VGS) — None — Buy

San Francisco Calif Bay Area Rapid Tran (797661 VX0) — Interest — Buy

Metropolitan Wer Dist Southn Calif 02 000002% (S66TNCIHIX) — Interest

California St Dept Vet Affairs Home Pus 03 400000 ( 1 30658MD6) (X) — Interest

FPA Crescent Fund (FPACX) — Int/Div — Sold — 16

Lord Abbett International Opportunities Fud F(LINFX) — Int/Div — Sold (part) — 37

Lord Abbett International Opportunities Fud F(LINFX) — Sold

Virtus Global Real Estate Securities (VGISX) — Int/Div — as

iShares CORE S&P SOO Er (IVV) — Int/Div — 63

iShares S&P S00 Growth ETF (IVW) (X) — Int/Div

iShares Tr EAFE Sml Cp ETF (SCZ) — None — Buy

iShares S&P S00 Value ETF (IVE) — Int/Div — 143

Invesco (formerly Claymore) Bulletshares 2022 CB (BSCM) — Int/Div — 67

Invesco (formerly Claymore) Bulletshares 2021 CB(BSCL) — Int/Div — 71

Invesco (formerly Claymore) Bulletshares 2020 CB (BSCK) — Int/Div — Hs

Invesco (formerly Claymore) Bulletshares 2019 CB (BSCH — Int/Div — Ho

Invesco (formerly Claymore) Bulletshares 2018 CB (BSC — Int/Div — Sold — 70

Trust Account 22 (H)

Fidelity Government Money Market (SPAXX) (cash equivalent) (X) — Int/Div

California St Dept Wir Res Pwr Supply O5.00000% (1 3066YNLYY (XD) — None — Redeemed

California St Dept Wir Res Pwr Supply 05 000002 (1 3066YNMTHX) — None — Redeemed

University Calif Revs For Previous 05.000000% (9141 2GRP2) (X) — Interest — Redeemed

California St Economic Recovery O05 000000 (13067 IMY4 (X) — Interest — Redeemed

Santa Clara Calif Uni Sch Dist Go Bds O04 000000 (RO1495YTI(X) — Interest — Redeemed

Sweetwater Calif Un High Sch Dist Go Bds 05.62500% (8704620J0) (X) — Interest — Redeemed

California St Go Bds 05.00000% {13063CLON (X) — Interest — Redeemed

California St Go Bds 05.50000% (13063A4)0) (1X) — Interest

California St Univ Rev Rev Bds Ser 05250000 (1 307T7TCSMHIX) — Interest

Peralta Calif Cmnty College Dist Go Bds 05250000 (7135750X9) (X) — Interest

California St Var Purp Go and Go Ret 05.000000% (13063BMV I (XX) — Interest

San Mateo Calif Un High Sch Dist Go Ref 05.00000% (79901 TMZ8) (X) — Interest

California St Tax Exempt Var Purp 113063C4G2) — Interest — Buy

California St Go Bds 02.25000% (13063CGK0) (X) — Interest

San Diego Calif Canty College Dist (T97272NY3) — Interest — Buy

California St Go Bds Ser 2016 (13063CZN3) — Interest — Buy

Berkely Calif Uni Sch Dist Go Ref Bds (ORS 154VGS) — None — Buy

San Francisco Calif Bay Area Rapid Tran (797661 VX0) — Interest — Buy

University Calif Revs Rev Bds Ser (91412G6M2) — None — Buy

San Francisco Calif City & Cnty Go Bds 03 000000 (797646856) (X) — Interest

Berkeley Calif Uni Sch Dist Go Ref Bds 02000000 (0841 54WQ2) (X) — Interest

Deutsche Global Infrastru Fd Inst (TOLIX) xX) — Interest — Sold

Franklin K2 Alt Strat (FABZX) — Int/Div — 3]

Goldman Sachs Emerg Mkts Eq. (GEMIX) — Int/Div — Sold (part) — 30

Lord Abbett Intl Opportunities Fd F (LINFX) — Int/Div — Sold — Hn

iShares Core S&P S00 ETF (IVV) — Int/Div — Sold (part) — 13

iShares Tr EAFE Sml Cp ETF (SCZ) — None — Buy

Vanguard FTSE Developed Mkt ETF (VEA) — Int/Div — Sold (part) — a5

Vanguard Index Tr Vanguard Extended Market Vipers (VXF) — Int/Div — Sold (part) — He

Invesco (formerly Claymore) Bulletshares 2020 HY (BSJK) (X) — Int/Div

Invesco (formerly Claymore) Bulletshares 2019 HY (BSI (XX) — Int/Div

Invesco (formerly Claymore) Bulletshares 2008 HY (BSI (X) — Int/Div — Sold

This report has been reorganized by account, with assets listed in brokerage order. As a result, more than one line of the current report might correspond

with a single line in the prior report and, where appropriate, multiple lines in the prior report have been consolidated herein, Where necessary for clarity,

corresponding line numbers in the prior report have been included in Column D(S) for ease of review, This is not indicative of reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate meome to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Because | previously served as a co-executor of an estate, many holdings related to this fiducuary position were added to my report. When that role ended,

estate holdings nonetheless were carried forward in my report. Final distributions to me are introduced into this report with *(X)." In addition, items from

Part VII, lines 1-9, 14, 16, 18, 22, 25, 32, 40-45, 47-59, 61, 65, and 73-100 of the 2017 report have been omitted from this report as they ceased being

reportable. There are no corresponding reportable transactions.