Stephen Roy Reinhardt

What was filed

213
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Note
TRUST #1 - TRUST - EXEMPT (
RUST £2 - EEE RUST - NON-EXEMPT (
FRUST #3 - I -'VING TRUST DTD 4/21/95
AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA CONSULTING FEES

As filed

BROKER ACCT #1 - STONNINGTON [

FEDERATED CLOVER VALUE FD CL <1 — Int/Div — Sold (part)

FEDERATED CLOVER VALUE FD CL <1 — Sold (part)

FDIC LIQUID INSURED DEPOSITS MONEY MARKET 1 — Interest

CITY NATIONAL BANK CHECKING mm — None

UNION BANK CHECKING — None

JOHN HANCOCK LIFE INS CO. ANNUITY — Int/Div

SYMETRA LIFE INS CO « ANNUITY — Distribution — Distributed

IRA - ACCT #7 - STONNINGTON mm [ 1 — Int/Div

PERSHING GOVT MONEY MARKET FUNDS 7

VANGUARD BD INDEX TOTAL BD MKT FUND 7 — Buy (add'l)

VANGUARD BD INDEX TOTAL BD MKT FUND 7 — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 7 — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND 7 — Sold (part)

MSIF INC INTERNATIONAL FUND 7 — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 7 — Buy (add'l)

ISHARES TR BARCLAYS TIPS BD FD - — Buy (add'l)

GATEWAY FUNDCLASS Y 7 — Sold (part)

PRINCETON FUTURES STRATEGY FUND CLASS 7 — Buy (add'l)

PRINCETON FUTURES STRATEGY FUND CLASS 7 — Sold

DRIEHAUS ACTIVE INCOME FUND 7 — Sold (part)

SDRIEHAUS SELECT CREDIT FUND 7 — Sold (part)

AQR DIVERSIFIED ARBITRAGE FUND 7

WASATCH LONG/SHORT FUND 7 — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 7 — Sold (part)

TCW EMERGING MARKETS FUND 7

VIRTUS EMERGING MARKETS FUND - — Buy (add'l)

AMERICAN CENTURY MID CAP VALUE FUND? — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND? — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND 7 — Buy

LEGG MASON BW ABSOLUTE RETURN FUND 7 — Buy

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 7 — Buy

DEFERRED SALARY PLAN/TRUST ACLU - ACCT #8 - M/LYNCH J — Iistnbution

BROKER ACCT #3 - STONNINGTON [

FDIC LIQUID INSURED DEPOSITS MONEY MARKET 3 — Int/Div

CHASE SAVINGS mmm — Interest

AQR DIVERSIFIED ARBITRAGE FUND 3 — Int/Div — Buy (add'l)

AQR DIVERSIFIED ARBITRAGE FUND 3 — Sold (part)

AQR MANAGED FUTURES STRATEGY FD 3 — Int/Div — Buy

DRIEHAUS SELECT CREDIT FUND 3 — Int/Div — Sold (part)

DRIEHAUS SELECT CREDIT FUND 3 — Sold (part)

DRIEHALS ACTIVE INCOME FUND 2 — Int/Div — Sold (part)

DRIEHALS ACTIVE INCOME FUND 2 — Sold (part)

GATEWAY FUNDCLASSY 3 — Int/Div — Buy (add'l)

GATEWAY FUNDCLASSY 3 — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND 3 — Int/Div — Buy

MSIF INC INTERNATIONAL FUND 3 — Int/Div — Buy (add'l)

MSIF INC INTERNATIONAL FUND 3 — Sold (part)

NUVEEN LIMITED TERM MUNI BONDCLASS AY — Interest — Buy (add'l)

PRINCETON FUTURES STRATEGY FUND CLASS 3 — Int/Div — Buy (add'l)

PRINCETON FUTURES STRATEGY FUND CLASS 3 — Buy (add'l)

PRINCETON FUTURES STRATEGY FUND CLASS 3 — Sold

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Int/Div — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND 3 — Int/Div — Sold (part)

TCW EMERGING MARKETS FUND 3 — Int/Div

THE TAX EXEMPT BOND FUND OF AMERICA 3 — Interest — Buy (add'l)

THE TAX EXEMPT BOND FUND OF AMERICA 3 — Buy (add'l)

THE TAX EXEMPT BOND FUND OF AMERICA 3 — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND 3 — Interest — Buy (add'l)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND 3 — Buy (add'l)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND 3 — Sold (part)

WASATCH LONG/SHORT FUND 3 — Int/Div — Buy (add'l)

WASATCH LONG/SHORT FUND 3 — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD 1 — Int/Div — Buy (add'l)

ISHARES TR BARCLAYS TIPS BD FD 1 — Buy (add'l)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 3 — Int/Div — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 3 — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 3 — Sold (part)

VIRTUS EMERGING MARKETS FUND 3 — Int/Div

AMERICAN CENTURY MID CAP VALUE FUND 3 — Int/Div — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND 3 — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 3 — Int/Div — Buy

SCHWAB FUNDMNTL US. LARGE CO FUND 3 — Int/Div — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND 3 — Sold (part)

BANK OF THE WEST CHECKING ml — Interest

CHASE CHECKING mm — None

NATIONWIDE ACHIEVER ANNUITY — None

TRUST #1 - EXEMPT C gm — Int/Div — Note

FDIC LIQUID INSURED DEPOSITS [

AQR DIVERSIFIED ARBITRAGE FUND — Buy (add'l)

AQR DIVERSIFIED ARBITRAGE FUND — Sold (part)

DRIEHAUS SELECT CREDIT FUND [ — Buy (add'l)

DRIEHAUS SELECT CREDIT FUND [ — Sold (part)

DRIEHAUS ACTIVE INCOME FUND [] — Buy (add'l)

DRIEHAUS ACTIVE INCOME FUND [] — Sold (part)

GATEWAY FUND CLASS Y mmm — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD [] — Buy (add'l)

ISHARES TR BARCLAYS TIPS BD FD [] — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND [mm — Buy (add'l)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND [mm — Sold (part)

MSIF INC INTERNATIONAL FUND [] — Buy (add'l)

MSIF INC INTERNATIONAL FUND [] — Sold (part)

PRINCETON FUTURES STRATEGY FUND CLASS [mm — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A [EE — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND CLASS A [EE — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND [mem — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND [mem — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND mam — Sold (part)

TCW EMERGING MARKETS FUND [ — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA mm — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND Sm — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND J — Sold (part)

WASATCH LONG/SHORT FUND [] — Buy (add'l)

WASATCH LONG/SHORT FUND [] — Sold (part)

VIRTUS EMERGING MARKETS FUND [ — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND [mm — Buy (add'l)

AMERICAN CENTURY MID CAP VALUE FUND [mm — Sold (part)

SCHWAB FUNDMNTL U.S. LARGE CO FUND J — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND [mm — Buy

LEGG MASON BW ABSOLUTE RETURN FUND SNR — Buy

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND J — Buy

ACACIA PARTNERS. L.P — Note

POETIC LICENSE PARTNERS. LP — Note

CITY NATIONAL BANK CHECKING [] — Closed

TRUST #2 - NON-EXEMPT C 1B — Int/Div

FDIC LIQUID INSURED DEPOSITS __

CITY NATIONAL BANK CHECKING [] — Closed

TRUST #3 -LVG TRUST ma — Int/Div

FDIC LIQUID INSURED DEPOSITS [

FDIC LIQUID INSURED DEPOSITS I (X)

AQR DIVERSIFIED ARBITRAGE FUND jm — Buy (add'l)

AQR DIVERSIFIED ARBITRAGE FUND jm — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND J — Buy

DRIEHAUS SELECT CREDIT FUND [] — Buy (add'l)

DRIEHAUS SELECT CREDIT FUND [] — Sold (part)

DRIEHAUS ACTIVE INCOME FUND [ — Buy (add'l)

DRIEHAUS ACTIVE INCOME FUND [ — Sold (part)

GATEWAY FUND CLASS Y IE — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD __ — Buy (add'l)

ISHARES TR BARCLAYS TIPS BD FD __ — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND — Buy (add'l)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND J — Buy

MSIF INC INTERNATIONAL FUND [ — Sold (part)

PRINCETON FUTURES STRATEGY FUND CLASS [mm — Buy (add'l)

PRINCETON FUTURES STRATEGY FUND CLASS [mm — Sold (part)

PRINCETON FUTURES STRATEGY FUND CLASS [mm — Sold

NUVEEN LIMITED TERM MUNI BOND CLASS A J — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND CLASS A J — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND [Em — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND Sm — Sold (part)

TCW EMERGING MARKETS FUND [ — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA JN — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND JN — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND pil — Sold (part)

WASATCH LONG/SHORT FUND [] — Sold (part)

VIRTUS EMERGING MARKETS FUND [] — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND J — Buy

SCHWAB FUNDMNTL U.S. LARGE CO FUND I — Sold (part)

CITY NATIONAL BANK CHECKING []

TRUSTEE, TRUST #1 - TRUST - EXEMPT (

TRUSTEE, RUST £2 - EEE RUST - NON-EXEMPT (

TRUSTEE, FRUST #3 - I -'VING TRUST DTD 4/21/95

Spouse's income — 2013 — AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA CONSULTING FEES

NOTE I: Part VII, lines 98, 154 and 155 - We are still waiting for the year 2013 forms K-| relating to the Acacia Partners, L.P. partnership and the Poetic License

Parmers, LP partership on lines 154 and 155. As a result, both the income and gross value codes in columns B and C for the Trust #1 Exempt C on line 98 have

been estimated. If necessary, an amended disclosure report will be filed upon our receipt of the K-1 forms.