David T. Thuma

Vanguard 500 Index Fund Admiral Shares — Int/Div

Vanguard Admiral Treasury Money Market Fund — Int/Div

Vanguard Balanced Index Fund Admiral Shares — Int/Div

Vanguard Tax-Exempt Money Market Fund — Int/Div

Vanguard 500 Index Fund Admiral Shares — Int/Div — Sold

Vanguard Prime Money Market Fund — Int/Div — Sold

Vanguard Balanced Fund Admiral Shares — Int/Div

Vanguard Energy Fund Investor Shares — Int/Div — Sold

Vanguard Prime Money Market Fund — Int/Div — Sold

Vanguard Tax-Managed Balanced Fund Admiral Shares — Int/Div

Vanguard Precious Metals and Mining Fund — Int

Vanguard Target Retirement 2025 Fund — Int/Div

Vanguard Total Stock Market Index Fund Inv. Shares — Int/Div

Vanguard Admiral Treasure Money Market Fund — Int./y

Vanguard Balanced Index Fund Admiral Shares — Ine

Vanguard Inflation-Protected Securities — Int/Div — Sold

TD Ameritrade FDIC Insured Money Market Account — Int/Div — Sold

Oppenheimer NM Education Plan (529) Conservative Portfolio — Int/Div

Oppenheimer Educ. Plan (529) Ultra Conservative Portfolio — Int/Div — Buy (add'l)

PBSWP. LLC — Rent — Sold (part)

Wells Fargo Checking Account — Int/Div

Wells Fargo Savings Account — Int/Div

TD Ameritrade FDIC Insured Money Market Account — Int/Div — Sold

Exxon common stock — Int/Div

ABB LW — Int/Div — Buy

Alphabet Inc — Int/Div — Buy

Amazon — Int/Div — Buy

American Intl Group — Int/Div — Buy

Apple, Inc — Int/Div — Buy

Autozone. Inc — Int/Div — Buy

Baidu Inc — Int/Div — Buy

Bank of Hawai — Int — Buy

Berkshire Hathaway, Series B — Int/Div — Buy

Boemg Co — Int/Div — Buy

Brady Comp — Int/Div — Buy

Carmival Corp. — Int/Div — Buy

Chevron Corp. — Int/Div — Buy

Citrix Systems, Inc — Int/Div — Buy

Comcast Corp. — Int/Div — Buy

CSX Comp — hy — Buy

CVS Health Comp — Int/Div — Buy

Diago PLC — Int — Buy

Disney Co. — Int/Div — Buy

Dommion Res Inc — Int/Div — Buy

Dow Chemical — Int/Div — Buy

Emerson Electric Co — Int/Div — Buy

Energizer Holdings — Int/Div — Buy

Equity One Inc. REIT — Int/Div — Buy

Facebook Inc — Int/Div — Buy

Federated Investments — Int./hv — Buy

Foot Locker Inc — Int/Div — Buy

FS Networks Inc — Int/Div — Buy

General Dynamics Corp — Int/Div — Buy

Gilead Sciences — Int/Div — Buy

Glatfelter — Int/Div — Buy

Goldcorp Inc — Int/Div — Buy

Halliburton Co. — hy — Buy

Hawaiian Elec. Indus. — Int/Div — Buy

HCA Holdings Inc — Int/Div — Buy

HD Supply HOMings — Int — Buy

Home Depot Inc — Int/Div — Buy

Humana Inc — Int/Div — Buy

Intercontinental Exchange — Int/Div — Buy

Interxion Holding NV — Int/Div — Buy

Ishares ET; growth — hy — Buy

Ishares ET: value — Int/Div — Buy

Ishares Core ET; emerging markets — Int/Div — Buy

Ishares Core ET; small cap — Int/Div — Buy

Ishares ET; Japan ETF — Int — Buy

shares ET; Tip bond — Int/Div — Buy

JP Morgan Chase & Co. — Int/Div — Buy

Lam Research Corp. — Int/Div — Buy

Landstar Systems Inc — Int/Div — Buy

Lazard Ltd. — Int/Div — Buy

McKesson Com. — Int/Div — Buy

Mednax Inc — Int/Div — Buy

Microsoft Comp. — Int/Div — Buy

One Gas Inc — Int/Div — Buy

OneOK Inc — Int/Div — Buy

Pepsico Inc — Int/Div — Buy

Phillips 66 — Int/Div — Buy

Phzer Inc — Int/Div — Buy

Powershares ET; small cap inform tech — Int/Div — Buy

Priceline Group Inc — Int/Div — Buy

Procter & Gamble — Int/Div — Buy

Regency Centers Corp REIT — Int/Div — Buy

Sanofi ADR — Int/Div — Buy

Siemans AG — Int/Div — Buy

Sprouts Farmers Markets — Int/Div — Buy

State Natl Cos. Inc — Int/Div — Buy

Toyota Mfr. Corp. — Int — Buy

Unilever PLC — Int/Div — Buy

US Bancorp — Int/Div — Buy

Vanguard ET; Developed markets — Int/Div — Buy

Vanguard ET; inter. term govt bond fund — Int/Div — Buy

Vanguard ET; short term inflation protected bonds — Int/Div — Buy

Vanguard ET; REIT — Int/Div — Buy

Vanguard ET; short term bonds — Int/Div — Buy

Vanguard ET; short term corp. bonds — Int/Div — Buy

Verizon Comm — Int/Div — Buy

Vodafone Group PLC — Int/Div — Buy

Williams Sonoma — Int/Div — Buy

Wisdomtree Trust ET; Europe Hedged equity — Int/Div — Buy

Blackrock Funds Il High Yield Bond Port — Int/Div — Buy

Dodge & Cox Income Fund — Int/Div — Buy

Doubline Funds: total return bond fund — Int/Div — Buy

Metropolitan West funds; total return bond fund — Int/Div — Buy

Federal money market treas. govt obligations fund — Int./y — Buy

Ridgeworth Funds: floating rate high income — Int/Div — Buy

Thompson IM Funds: bond fund — Int/Div — Buy

Member and manager, PBSWP, LLC, a New Mexico limited hability company pon

Reimbursement — NCBIJ annual conference — 10/25-1072804/13-04/ — 5 San Francisco, CA — Attend NCBJ annual conference — three night's hotel; transportation; food

Part I. PBSWP, LLC is a [0 LLC created to hold farm land in Indiana. It owns 54 acres of farm land in Hendricks County, Indiana. PBSWP sold 78

acres of farm land in Parke County, Indiana land in April, 2016 for $426,250.

Part VIL. In May, 2016, we retained Sandia Investment Group (part of Wells Fargo Advisors) to act 4s our investment advisors. The buying and sale activity

disclosed in Part VI is a result of that retention. Our investment advisors retained some of our mutual funds, sold others, and invested in a number of stock, ETFs,

and mutual funds. The PBSWP funds from the sale of the Parke county land were transferred to our Wells Fargo Advisors accounts.