Haywood Stirling Gilliam jr

Security Benefit Life Total Value Annuity — Interest

IRA Z(H) — Int/Div

Automatic Data Processing Stock — Int/Div — Sold (part)

Automatic Data Processing Stock — Buy (add'l)

Bank of the Ozarks Stock — Int/Div — Sold (part)

Bank of the Ozarks Stock — Buy (add'l)

Canadian National Railway Stock — Int/Div — Sold (part)

Canadian National Railway Stock — Buy (add'l)

Canadian National Railway Stock — Sold

Cardinal Health Stock — Int/Div — Sold (part)

Cardinal Health Stock — Buy (add'l)

Cardinal Health Stock — Buy (add'l)

Casey's General Store Stock — Int/Div — Buy

Chubb Stock — Int/Div — Buy (add'l)

Church & Dwight Stock — Int/Div — Sold (part)

Church & Dwight Stock — Buy (add'l)

Ecolab Stock — Int/Div — Sold (part)

Ecolab Stock — Buy (add'l)

EOG Resources Stock — Int/Div

Energy Transfer Partners LP — Distribution

Enterprise Products Partners LP — Distribution

Factset Research Systems Stock — Int/Div — Sold (part)

Factset Research Systems Stock — Buy (add'l)

Factset Research Systems Stock — Sold (part)

Factset Research Systems Stock — Buy (add'l)

Flowers Foods Stock — Int/Div — Buy

Genesis Energy LP (X) — Distribution

Harris Corporation Stock — Int/Div — Sold (part)

Harris Corporation Stock — Buy (add'l)

Henry Jack & Associates Stock — Int/Div — Buy

Hormel Foods Stock — Int/Div — Sold (part)

Hormel Foods Stock — Buy (add'l)

Magellan Midstream Partners LP Stock — istnbution

Microsoft Stock — Int/Div — Buy

Microsoft Stock — Buy (add'l)

Nestle Stock — Int/Div — Sold

Nike Stock — Int/Div — Buy

Nike Stock — Buy (add'l)

Novo Nordisk Stock — Int/Div — Sold (part)

Novo Nordisk Stock — Buy (add'l)

Parker Hannifin Corporation Stock — Int/Div — Sold (part)

Perigo Stock — Int/Div — Buy

Plains All American Pipeline LP Stock — Distribution

Polaris Industries Stock — Int/Div — Buy (add'l)

Polaris Industries Stock — Buy (add'l)

Qualcomm Stock — Int/Div — Sold

Roche Holdings Stock — Int/Div — Sold (part)

Roche Holdings Stock — Buy (add'l)

Roche Holdings Stock — Buy (add'l)

Roper Industries Stock — Int/Div — Sold (part)

Roper Industries Stock — Buy (add'l)

Ross Stores Stock — Int/Div — Buy

SE! Investments Stock — Int/Div — Buy

Sherwin Williams Stock — Int/Div — Sold (part)

Sherwin Williams Stock — Buy (add'l)

Spectra Energy LP — istrnibution — Buy

Sunoco Logistics Partmers LP — Distribution

T. Rowe Price Group Stock — Int/Div

Tiffany Stock — Int/Div — Buy

Tiffany Stock — Sold

TJX Stock — Int/Div

United Technologies Corporation Stock — Int/Div — Buy

United Technologies Corporation Stock — Buy (add'l)

United Technologies Corporation Stock — Buy (add'l)

Valspar Corporation Stock — Int/Div — Sold (part)

Valspar Corporation Stock — Sold

VF Corporation Stock — Int/Div — Sold

Walmart Stores Inc. Stock — Int/Div — Buy

Pershing Prime Reserves MMF — Distribution — Sold (part)

Pershing Prime Reserves MMF — Buy (add'l)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Buy (add'l)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Buy (add'l)

Pershing Prime Reserves MMF — Buy (add'l)

Pershing Prime Reserves MMF — Sold (part)

Pershing Prime Reserves MMF — Sold (part)

Federated Treasury Obligations Capital MMF — Distribution — Buy

Federated Treasury Obligations Capital MMF — Sold (part)

Federated Treasury Obligations Capital MMF — Sold (part)

Federated Treasury Obligations Capital MMF — Buy (add'l)

Pershing Cash-Equivalent Account — Interest

IRA Z(H) — Int/Div

BlackRock Capital Investment Bonds — Interest

MI Homes Bonds — Interest

Redwood Trust Convertible Notes — Interest

Broadsoft Bonds — Interest

Chart Industries Bonds — Interest

Blackstone Mortgage Trust Bonds — Interest

Ares Capital Corporation Bonds — Interest — Sold

KB Home Bonds — Interest — Sold

Apollo Commercial Real Estate Bonds — Interest

Ryland Group Bonds — Interest

Renewable Energy Group Bonds — Interest

ANI Pharmaceuticals Bonds — Interest

Resource Capital Corp. Bonds — Interest — Sold

Forestar Group Bonds — Interest

Prospect Capital Corp. Bonds — Interest — Sold

Echo Global Logistics Bonds — Interest

PennyMac Bonds — Interest

Encore Capital Group Bonds — Interest — Buy (add'l)

Portfolio Recovery Associates Bonds — Interest — Buy (add'l)

Portfolio Recovery Associates Bonds — Buy (add'l)

Sandisk Corporation Bonds — Interest — Sold

TTM Technologies Bonds — Interest

Colony Capital Bonds — Interest

Emergent Biosolutions Bonds — Interest

UBS AG Callable Exchangeable Securities 90270kaw99 — Int/Div — Sold

Barclays Bank PLC Synthetic Convertible Notes 06741 jv307 — None — Sold

Barclays Bank PLC Synthetic Convertible Notes 06741 v893 — Int/Div

Societe Generale Medium Term Notes — Int/Div — Buy (add'l)

Atlas Air Bonds — Interest

Seacor Holdings Bonds — Interest — Buy (add'l)

Seacor Holdings Bonds — Sold

2 Global Bonds — Sold

Helix Energy Solutions Group Bonds — Interest — Sold

Fmisar Corp. Bonds — Interest — Buy (add'l)

Huron Consulting Group Bonds — Interest — Buy

Interdigital Bonds — Interest — Buy

Calamp Corp. Bonds — Interest — Buy

Calamp Corp. Bonds — Buy (add'l)

Wells Fargo Bonds — Int/Div — Buy

Aceto Corp. Bonds — Int/Div — Buy

On Semiconductor Bonds — Interest — Buy

On Semiconductor Bonds — Buy (add'l)

Impax Laboratories Bonds — Interest — Buy

Repligen Bonds — Int/Div — Buy

Repligen Bonds — Sold

Synchronoss Bonds — None — Buy

Synchronoss Bonds — Sold

Federated Treasury Obligations MNF — Distribution — Buy

Federated Treasury Obligations MNF — Sold (part)

Federated Treasury Obligations MNF — Buy (add'l)

Federated Treasury Obligations MNF — Sold (part)

Federated Treasury Obligations MNF — Buy (add'l)

Federated Treasury Obligations MNF — Buy (add'l)

Federated Treasury Obligations MNF — Sold (part)

Federated Treasury Obligations MNF — Sold (part)

Pershing Government Account MMF — Distribution — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Buy (add'l)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

IRA £4 (H) — Interest

AQR Managed Futures Strategy Fund — None — Sold

Alger Capital Appreciation Institutional Fund Class 1 — None — Sold

Calamos Global Convertible Fund Class — Interest — Sold (part)

Deutsche X-Trackers MSCI EAFE Equity FTF — Int/Div — Buy (add'l)

Federated Strategic Value Dividend Fund — Int/Div — Sold (part)

Ivy Intemational Core Equity Fund Class A — None — Sold

John Hancock Disciplined Value Fund Class A — Int/Div

John Hancock Global Absolute Return Strategies Class A — None

Oppenheimer Senior Floating Rate Fund Class Y — Int/Div — Sold

Oppenheimer SteelPath MLP Alpha Class Y — Int/Div — Sold

iShares TR TIPS BD ETF — Int/Div — Sold

iShares TR iBoxx USD Investment Grade Corporate Bond ETF — Int/Div — Buy (add'l)

iShares TR Barclays 7-10 Year Treasury Bond ETF — Int/Div — Sold (part)

iShares TR Barclays 7-10 Year Treasury Bond ETF — Buy (add'l)

iShares TR 1-3 Year Treasury Bond ETF — Int/Div — Sold (part)

iShares TR International Treasury Bond ETF — Int/Div — Sold

iShares TR MSCI ACWI ETF — Int/Div — Buy (add'l)

iShares TR MSCI ACWI ETF — Buy (add'l)

iShares TR MBS ETF — Int/Div

iShares TR 1-3 Year Credit Bond ETF — Int/Div — Sold

iShares TR MSC1 EAFE Minimum Volatility ETF — Int/Div

Neuberger Berman Long Short Fund Institutional Class — Int/Div

PowerShares DWA Momentum Portfolio FTF — Int/Div

PowerShares S&P 500 Low Volatility Portfolio ETF — Int/Div

SPDR S&P S00 ETF — Int/Div — Sold

SPDR Health Care Select Sector ETF — Int/Div

SPDR Energy Select Sector ETF — None — Sold

SPDR Technology Select Sector ETF — Int/Div

Templeton Global Bond Advantage Fund — Int/Div — Buy (add'l)

Thormburg Limited Term Income Fund Class 1 — Int/Div — Sold

Vanguard Malvern Short-Term Inflation Protected Securities ETF — Int/Div

Vanguard International Equity Index Pacific ETF — None — Sold

Vanguard Intemational Equity Index Europe ETF — Int/Div — Sold

Vanguard REIT ETF — Int/Div — Sold

Vanguard Small-Cap ETF — None — Sold

WisdomTree Japan Hedged Equity ETF — Int/Div — Sold

Edgewood Growth Fund Institutional Fund — Distribution — Buy

Delaware Small Cap Core Fund — Int/Div — Buy

Deutsche Enhanced Commodity Strategy Fund — Int/Div — Buy

Eaton Vance Floating Rate Fund — Int/Div — Buy

Eaton Vance Floating Rate Fund — Buy (add'l)

Oppenheimer International Growth Fund — Int/Div — Buy

Oppenheimer Developmg Markets Fund — Int/Div — Buy

Prudential High Yield Fund Inc — Int/Div — Buy

SPDR Real Estate Select Sector ETF (X) — Int/Div

ProShares Short Dow 30 ETF — None — Buy

ProShares Short Dow 30 ETF — Sold

ProShares Short 20+ Year Treasury ETF — Int/Div — Buy

ProShares Short 20+ Year Treasury ETF — Sold

Pershing Government Account MMF — Distribution — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Pershing Government Account MMF — Sold (part)

Federated Treasury Obligations Capital MMF — Distribution — Buy

Federated Treasury Obligations Capital MMF — Sold (part)

Federated Treasury Obligations Capital MMF — Buy (add'l)

Federated Treasury Obligations Capital MMF — Buy (add'l)

Brokerage Account #1 (H)

Gamceo Global Gold, Natural Resources and Income Trust — Int/Div

Tier REIT 1 — None

American Funds College 2018 Fund -- 529 — Int/Div

Citibank cash accounts — Interest

Chase cash accounts — Interest

Trust £1 (H)

Personal Residence (Oakland. CA) — None

Board President, Northem District of California Pructice Program

Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter

Reimbursement — Lawyers Northern California Chapter — ery ew TV — IRL J ith yf Wa JAA ee a fee

Spouse's income — 2016 — San Francisco Supenor Court salary

Part VII - In some instances, Column B includes unrealized gains not constituting reportable income.

Part VII, page 4, line 14 - On January 14, 2016, Ace Limited acquired Chubb and adopted the Chubb name. | therefore assume that this was an addition to what

previously had been my position in Ace Limited.

Part VII, page 8, line 69 - Pershing Prime Reserves MMF is a money fund account used for the sole purpose of purchasing assets in IRA #1. This account has

existed since IRA #1 was opened, and should have been disclosed in my 2015 report. 1 inadvertently omitted this account from the earlier report.

Part VII, page 10, line 114 - Exchangeable securities are linked to the performance of Google common stock.

Part VIL, page 10, line 115 - Convertible notes are linked to the performance of International Paper Company common stock.

Part VII, page 10, line 116 - Convertible notes are linked to the performance of General Electric common stock.

Part VII, page 12, line 145 - Pershing Government Account MMF is & money fund account used for the sole purpose of purchasing assets in IRA #3, This account

has existed since IRA #3 was opened, and should have been disclosed in my 2015 report. 1 inadvertently omitted this account from the earlier report.

Part VII, page 16, line 218 - Pershing Government Account MMF is a money fund account used for the sole purpose of purchasmg assets in IRA #4. This account

has existed since IRA #4 was opened, und should have been disclosed mn my 2015 report. | inadvertently omitted this account from the earlier report.