Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div

Northwestern Mutual Life Ins Extraordmary Life — Int/Div

Northwestern Mutual IRA — None

Select Bond (Mason Street Advisors)

Wells Fargo Bank, NA. - Checking Account — None

Brokerage # (Merrill Lynch)

FIA Card Services, N.A. (Bank of America) — Interest

Calamos Growth Fund CL 1 (CGRIX) (Y)

Keeley Small Cap Value Fund CL A (KSCVX) — None — Sold

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Putnam Investors FD CL Y (PNVYX) — Int/Div

Thomburg LTD Term lnc. FD CL (THX) — Int/Div

Neuberger Berman Equity, Inc. Fund INBHIX) — Distribution

Hennessy Focus Fund (HFCIX) — None

First Eagle Global Fund, Class (SGIIX) — Distribution

Goldman Sachs Rising (GSRLX) — Int/Div — Sold (part)

Invesco European Small (ESMYX) — Int/Div

Brokerage # 2 (IRA) (Merrill Lynch)

FIA Card Services NA, RASP {Bank of America) — Interest

Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div

John Hancock Classic Value Fund CL UCVIX) — None — Sold

Principal Preferred Secuntes Fund CL P (PPSPX) — Int/Div

Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div

RS Global Natural Resources Fund CL Y (RSNYX) — None — Sold

SunAmerica Senior Floating Rate Fund CL A (SASFX) — Int/Div — Sold

Thomburg L'1D Term Inc. FD CL (THIIX) — Int/Div

Eaton Vance Atlanta Capital - SMID (EISMX) — Distribution

Nuveen Preferred Securities (NPSRX) — Int/Div

Oppenheimer Developing Markets FD CL YODVYX) — Int/Div

Oppenhenmer Rising Dividends {OYRDX) — Int/Div — Sold

Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div — Sold

Putnam Equity Spectrum Fund CL Y (PYSYX) — None

Goldman Sachs Strategic Income Fund CL 1(GSZIX) — Int/Div — Sold

Cohen & Steers Real Estate Securities FDIHCSDIX) (XX) — Int/Div — Buy

Goldman Sachs Rising (GSRLX) — Int/Div

Invesco European Small (ESMYX) — Int/Div

SPDR US Financial Sector ETF (XLF) xX) — Int/Div — Buy

Sector SPDR Industrial (XL (X) — Int/Div — Buy

Materials Select Sector SPDR Fund (XLBY(X) — Int/Div — Buy

Select Sector SPDR TR (XLKY (XX) — None — Buy

Brokerage # 3 (ROTH IRA) (Merrill Lynch)

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div

Putnam Multi Cap. Growth Fund CL Y (PNOYX) — None

Delaware Value Fund INSTL CL (DDVIX) — Int/Div

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div

Income — 2016 — University of St. Thomas Law School, Adjunct Professor, Bankruptcy — S6.000.00)

Part 111. A. -- this amount represents payment for 2 semesters, of $3,000.00 each: Fall 2015 & Fall 2016.

Part VII. Line 8 -- this asset was sold in 2015,

Part VII. Lines 34, 37, 38, 39, & 40 -- were all assets that were first acquired in 2016.