David Whalin

Jefferson County Federal Credit Union — Interest

Exxon Mobil — Int/Div

ILAF (money market) — Interest

Calamos CGRIX — None — Sold

Harbor Bond Fund — None — Buy (add'l)

Harbor Bond Fund — Sold (part)

Harbor Bond Fund — Sold (part)

Harbor Int] Inst] Fund — None — Buy (add'l)

Harbor Int] Inst] Fund — Sold (part)

Harbor Int] Inst] Fund — Buy (add'l)

Harbor Int] Inst] Fund — Buy (add'l)

Davis NY Venture Fund — None — Sold

Pimxo Total Retum — None — Buy (add'l)

Pimxo Total Retum — Sold

Royce Premier Fund — None — Sold (part)

Royce Premier Fund — Sold (part)

Royce Premier Fund — Sold (part)

Royce Premier Fund — Buy (add'l)

Royce Premier Fund — Buy (add'l)

Yacktman Focused Fund — None — Sold (part)

Yacktman Focused Fund — Sold (part)

Yacktman Focused Fund — Sold (part)

Alliancebemnstein Global — None — Buy

Alliancebemnstein Global — Buy (add'l)

Prudential Invst Port. Jennison — None — Buy

Prudential Invst Port. Jennison — Buy (add'l)

Prudential Invst Port. Jennison — Buy (add'l)

Prudential Invst Port. Jennison — Sold (part)

Wells Fargo Advantage Growth — None — Buy

Wells Fargo Advantage Growth — Buy (add'l)

ILAF (money fund) — Int/Div

Duke Energy — Int — Sold

LP. Morgan Chase — Int/Div — Sold

Proctor and Gamble — Int/Div

Target — Int/Div — Sold

Walgreens — Int/Div — Sold

New York Whole Life — None

Stock Yards Bank Account — Int/Div

Prudential Invt Portfolios Inc Class € — None — Sold — note m section VI

Bond Fund of America — None — Sold

Ivy Asset Strategy Fund Class € — None — Sold

Oppenheimer Developing Markets Fund Class C — None — Sold

Thomburg Int'l Value Fund Class ( — None — Sold

Touchstone Emerging Growth — None — Sold

Ivy Funds Small Cap CI 1 — None — Buy

Ivy Funds Small Cap CI 1 — Sold (part)

Ivy Fund Asset Strategy C1 1 — None — Buy

Ivy Fund Asset Strategy C1 1 — Sold (part)

John Handcock Soverreign Fd C1 — None — Buy

S10. — Sold (part)

Oppenhemmer Dev. Mkts C1'Y — None — Buy

Oppenhemmer Dev. Mkts C1'Y — Buy (add'l)

Prudential Inve. Port. Equity Opp. Class Z — None — Buy

Prudential Inve. Port. Equity Opp. Class Z — Sold (part)

Thomburg Intl Value C11 — None — Buy

Thomburg Intl Value C11 — Sold (part)

Touchstone Invest. Mad Cap C1 Y — None — Buy

Touchstone Invest. Mad Cap C1 Y — Sold (part)

Alliancebernstein Global Bd. Fd — None — Buy

Prudential Short Term Corp Bond C1 Z — None — Buy

Income — 2011 — Kentucky Retirement System, Fixed Annuity — S40.000.00

Spouse's income — 2011 — Landrum and Shouse, LLP salary

Part VIL, line 39: Formerly known as and listed in previous report as J.D. Moderate Allocation Fund®