Marilyn D Go

CMA at Citibank, N.A — Interest

Tesoro Petroleum (common stock) — Int/Div

Brokerage Account 21 (IRA - stock)

Bristol Myers Squibb Co. (common shares in IRA) — Int/Div

ChevronTexaco Corp. (common stock in IRA) — Int/Div

Exxon Mobil Corp. {common stock in IRA) — Int/Div

Fairpoint Communications Inc. (common stock in IRA) — None — Sold

Frontier Communications Corp. (common stock) — None

Hawaiian Electric Industries Inc. (common stock in IRA) — Int/Div

Hewlett Packard Corp. (common stock in IRA) — Int/Div

Microsoft (common stock m IRA) — Int/Div

Raytheon (common stock m IRA) — Int/Div

Vernzon Communications (common stock m IRA) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested funds in IRA) — Interest

Brokerage Account #2

Trenwick Group Ltd, Bermuda USA {interest in IRA) — None — Closed

AT&T (common stock mn IRA) — Int/Div

Bristol Myers Squibb Co. (common stock in IRA) — Int/Div

Chevron Corp. (common stock in IRA) — Int/Div

Exxon Mobil Corp. (common stock in IRA) — Int/Div

Fairpoint Commumcations Inc. (common stock in IRA) — None — Sold

Frontier Communications Corp. (common stock) — None

Glaxosmithkline PLC ADR (common stock in IRA) — Int/Div

Hawaiian Electric Indusctries, Inc. (common stock in IRA) — Int/Div

Intel (common stock in IRA) — Int/Div

Pfizer Inc. (common stock in IRA) — Int/Div

Verizon Communications (common stock in IRA) — Int/Div

Wells Fargo & Co. New (commen stock in IRA) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested funds in IRA) — Interest

Brokerage Account 23 (KEOGH)

AT&T (common stock m KEOGH) — Int/Div

Aegon N.V. Ord (common stock in KEOGH) — Int/Div — Sold

American Electric Power Co., Inc. {common stock in KEOGH) — Int/Div

Apphed Matenals Inc. Del. (common stock in KEOGH) — Int/Div — Sold

Bristol Myers Squibb Co. (common shares in KEOGH) — Int/Div

CPFL Energia S A-BRL (ADR in KEOGH) — Int/Div

Canadian Natural Resources Lid. (common stock in KEOGH) — Int/Div

Chevron (common stock in KEOGH) — Int/Div

Chubb Corp. (common stock iin KEOGH) — Int/Div

Cisco Systems, Inc. {common stock in KEOGH) — None — Sold

Citigroup Inc. (common stock in KEOGH) — Int/Div

Duke Energy Corp. (common shares in KEOGH) — Int/Div

Enterprise Products Prinrs LP — Int/Div — Buy

Exxon Mobil Corp. (common stock in KEOGH) — Int/Div

Fawrpomt Commumcations Inc, (common stock in IRA) — None — Sold

Frontier Communications Corp. (common stock) — Int/Div

HCP Inc. (New) (stock in KEOGH) — Int/Div

Hawaiian Electric Indus. Inc. (stock in KEOGH) — Int/Div

Health Care REIT (stock in KEOGH) — Int/Div

Hewlett Packard Co. (common stock in KEOGH) — Int/Div — Sold

Hexcel Corp. New (common stock in KEOGH) — None — Sold (part)

1.P. Morgan Chase & Co. (common stock in KEOGH) — Int/Div

Johnson & Johnson — Int/Div — Buy

Lev Pharmaceuticals Inc. (escrowed merger assets iY)

McDonalds Corp — Int/Div — Buy

Merck & Co Inc NEW stock (formerly Schering-Plough) — Int/Div — Buy (add'l)

Morgan Stanley (common stock) — Int/Div — Sold

Nextera Energy (common stock in KEOGH) — Int/Div

Oracle (common stock in KEOGH) — Int/Div

Petroleo Brasileiro SA Petrobras — None

Phizer Inc. (common stock in KEOGH) — Int/Div

PPG Industries Inc. (common stock in KEOGH) — Int/Div

Royal Dutch PTLM (NY registrty shares in KEOGH) — Int/Div

Schlumberger Ltd. (stock m KEOGH) — Int/Div

Spectra Energy Corp. (stock in KEOGH) — Int/Div

Total S.A. Spons ADR (ADR in KEOGH) — Int/Div

Verizon Communications (common stock im KEOGH) — Int/Div

Viropharma Inc. (common stock in KEOGH) — None

PDR Servs. LLC: SPDR Dow Jones Indl Avg ETF (equity portfol) — Int

Barclays Glob Fd Advises: IShares TR Dow Jones Sel Div Ind — Int/Div

Barclays Global Fd Advisrs: 1SharesRussell 2000 Index Fd — Int/Div

PDR Services LLC: SPDR S&P ETF Trust {equity portfolio) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested fds in KEOGH) — Int/Div

Citi US Treas Res Class N (money fund for uninvested funds) — Int/Div

Allianz Global Investors: NFJ Div, Int. & Prem. Strat, Fd — Int/Div

Franklin Biotechnology Discovery Fd C1 A (KFOGH mutual fund) — None

Ares Capital Corp. — Int/Div — Sold

end of Account 43

Lincolnshire Equity Fund, L.P — None

NY 529 College Savings Prog., Moderate Age-Bsd Opt: Income — Int/Div — Pr. VIII

Softbank Technology Ventures, L.P (limited ptership int.) — None

rental income from unit in New York City — Reat

Brokerage Account #4 (IRA mutual funds)

Amencan Funds: Amencan Fds Growth Fund of America (IRA) — Int/Div

Blackrock Inc.: Blackrock Equity Dividend Fund — Int/Div

Columbia Management Funds: Columbia Acorn Fund Class A (IRA) — None

Federated Funds: Federated Kaufman Fund Class A (IRA) — Int/Div

First Eagle Funds: First Eagle Global Fund Class A (IRA) — Int/Div

Loorms Sayles Funds: Loomis Sayles Bd Fd Class Retail (IRA) — Int/Div

MFS: MFS Bond Fund A (IRA) — Int/Div

MFS: MFS Research Fund Class A (IRA) — Int

Parnassus Investments: Parnasus Equity Income Fund — Int/Div

Pimco Funds: Pimco Real Return Fund Class A (IRA) — Int/Div

Royce Special Equity Fund (IRA) — Int/Div

Victory Capital Management Inc.: Victory Estab. Value Fund — Int/Div

Virtus Funds: Virtus Multi-sector Short Term Bond Fun (IRA) — Int/Div

end of Account 44

Inform Technoligies LLC f/k/a Goode Partmers (Y)

Account #5

American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div

American Funds : American Mutual Fund Class 529C — Int/Div

American Funds: Amer Cap Wrld Grwth & Inc (collge trust fd) — Int/Div

American Funds : Euro PacGrowth Fund of America Class $29C — Int/Div

American Funds: Washington Mut Investrs Fd (college tr fd) — Int/Div

American Funds: The Income Fd of Amer {college tr fd) — Int/Div

American Funds: The Bond Fund of Amer {college tr fd) — Int/Div

American Fds: Grwth Fd of Amer cl 529¢ {collge trust fd) — Int/Div — Buy

Account 26

American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div

American Funds : American Mutual Fund Class $29C — Int/Div

American Funds: Amer Cap Wrld Grwth & Ing (college trust fd) — Int/Div

American Funds : EuroPac Growth Fund of America Class 529C — Int/Div

American Funds: Washington Mut Investrs Fd (college tr fd) — Inv

American Funds: The Income Fd of Amer {college tr fd) — Int/Div

American Funds: The Bond Fund of Amer {college tr fd) — Int/Div

American Fds: Grwth Fd of Amer cl 529 {(collge trust fd) — Int/Div — Buy

Account £7

American Century Inv. : Centuury Heritage Funds — Int/Div — Buy

American Funds: Growth Fund of America Class F — Int/Div

Columbia Management Funds: Columbia Val * Restruct'g Fund Z — Int/Div

Columbia Management Funds: Columbia Marsico Gr Fd Cls A — Int/Div

Dreyfus: Dreyfus Small Company Value Fund — Int/Div

Eaton Vance: Eaton Vance Tax Managed ValFdCls A — None — Sold

Federated Funds: Federated Kaufman Fund Class A — None — Sold

First Eagle: FE Overseas Funds — Int/Div — Buy

Franklin Templeton Investments: FT Mut Glob Discv Fd C1 A — None

GAMCO Investors: Gambelli Equity Inv Fund C1 A — Int/Div — Buy

John Hancock: John Hancock Classic Val FCI A — Int/Div

MFS: MFS Value Fund Class A — None

Oppenheimer Funds: Oppenheimer Dey Mrkts FACIL A — Int/Div

Royce: Royee Special Equity Fund — Int/Div — Buy

Virtus Funds: Virtus Mid-Cap Val Fund CI A — Int/Div

WellsFargo: WF Ad vantage Growth Fund — Int/Div — Buy

John Hancock: John Hancock NY Tax Exmpt FCI A — None

JP MorganStrategic Inc. Fund — Int/Div — Buy

Looms Sayles Strategic Income Fund Class A — Int/Div

Lord Abbett Total Return Fund Class A — Int/Div

Pimco Funds: Pimco Real Return Fd C1 A — None

Jefferies Asset Mgt: Jefferies Commodity Strat, Alloc, Fund — Int/Div — Buy

Pimco Funds: Pimco Commodity Real Ret Strat Fd Cl A — None

BlackRock Funds: Blackrock Glob Alloctn Fd lnc A — Int/Div

UBS Bank USA Deposit Acct (for uninvested funds) — Int/Div

NYC Trans'l Fin Au FGIC SR A RV Pref BE/R/Pre-Ref matsS/ 10/25 — None — Sold

end of account

Chase Bank accounts — Interest

Great-West Retirement Srvs: First GWL&A Guar, Portfolio Fd — Int/Div — Buy (add'l)

PowerMat Lud — None

Enhanced Surface Dynamics Inc — None — to Brainbow Tech

Spouse's income — 2011 — Self-employed lawyer (partner in law practice)

Part VII, line 80: NY's 529 College Savings Program, Moderate Age-Based Option: Income Portfolio (no control). This program is sponsored by New York

State. The website for the program indicates that there is a management agreement with The Vanguard Group but Vanguard is not listed on statements from the

program

Part VIL, line 148 Interests in Brainbow Technologies LLC were coverted to shares in Enhanced Surface Dynamics Inc., which was incorporated in 2011 und an

exempt offering of company stock was filed with the SEC on 11/28/11.