Thomas L. Ambro

M&T Bank Account — None

M&T Bank Account — None

Trust Account 26 (H)

Harris Assoc Oakmark — Buy (add'l)

Harris Assoc Oakmark — Sold (part)

WF Advantage Municipal Money Market yr

Bank Deposit Sweep (X) — None

IRA Account #21 (H)

First TR Emerging ET Markets Alphadex Fund — Int/Div — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold

First TR Enhanced Short Maturity — Int/Div — Sold (part)

First TR Enhanced Short Maturity — Buy (add'l)

First TR Enhanced Short Maturity — Buy (add'l)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — None — Sold (part)

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — Sold (part)

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — Sold

First Trust ET Financial Alphadex Fund — Int/Div — Sold (part)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Sold

First Trust Utilities Alphadex Fund — None — Sold (part)

First Trust Utilities Alphadex Fund — Sold (part)

First Trust Utilities Alphadex Fund — Sold (part)

First Trust Utilities Alphadex Fund — Sold

First Trust Consumer Discretionary Alphadex Fund — Int/Div — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold

First Trust Consumer ET Staples Alphadex Fund — None — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold

First Trust Technology ET Alphadex Fund — None — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold

Pimco ETF TR Enhanced Short Term Maturity — Int/Div — Buy

Pimco ETF TR Enhanced Short Term Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Term Maturity — Sold (part)

Pimco ETF TR Enhanced Short Term Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Term Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Term Maturity — Sold (part)

Pimco ETF TR Enhanced Short Term Maturity — Sold

First TR United Kingdom Alphadex Fund — Int/Div — Buy

First TR United Kingdom Alphadex Fund — Sold (part)

First TR United Kingdom Alphadex Fund — Buy (add'l)

First TR United Kingdom Alphadex Fund — Buy (add'l)

First TR United Kingdom Alphadex Fund — Sold

First TR Japan Alphadex Fund — Int/Div — Buy

First TR Japan Alphadex Fund — Sold (part)

First TR Japan Alphadex Fund — Sold (part)

First TR Japan Alphadex Fund — Buy (add'l)

First TR Japan Alphadex Fund — Sold

First TR Energy Alphadex Fund — Int/Div — Buy

First TR Energy Alphadex Fund — Buy (add'l)

First TR Energy Alphadex Fund — Sold

First TR Switzerland E17 Alphadex FD — Int/Div — Buy

First TR Switzerland E17 Alphadex FD — Sold

First TR Canada Alphadex Fund — Int/Div — Buy

First TR Canada Alphadex Fund — Sold

First TR Health Care Alphadex Fund — None — Buy

First TR Health Care Alphadex Fund — Sold

IRA Account 22 (H)

Fairholme Fund — Int/Div

WHV Intemational Equity FD CL — Int/Div

Dodge & Cox Intl Stock FD — Int/Div

Federated Strategic Value Dividend FD — Int/Div

Natixis fds TR Oakmark Intl FD — Int/Div

Brandes Invt TR Inst] Emerging Mkts FD — Int/Div

Matthews Asia Dividend FD — Int/Div

Primecap Odyssey FDS Aggressive Growth FD — Int/Div

Virtus Opportunities Trust — None — Sold

Pimco Equity SER — Int/Div

Neuberger Berman Alternative FDS — Int/Div

Primecap Odyssey Growth — Int/Div — Sold (part)

Virtus Emerging Markets Opportunities Fund — Int/Div

JP Morgan TR Strategic Inocme Opportunity — Int/Div

Nuveen luvt FDS Inc Real Asset Income FD — Int/Div — Sold (part)

Pimeco All Asset Fund Inst CL — Int/Div — Sold

Arbitrage FD CL — None — Sold

Dodge & Cox Stock FD — Int/Div

Dodge & Cox Income FD — Int/Div — Buy (add'l)

Doubleline FDS TR Total Return BD FD — Int/Div

Harris Assoc Inve TR Oakmark Global Select FD — Int/Div — Buy

Harris Assoc Inve TR Oakmark Global Select FD — Sold (part)

Harris Assoc Inve TR Oakmark Global Select FD — Sold (part)

Trust Account £12 (H)

Fairtholme Fund — Int/Div

WHV Intemational Equity FD — None — Sold

Federated Strategic Value Dividend Fund Inst! — None — Sold

Brandes Invt TR Inst Emerging Mkts FD — None — Sold

Dodge & Cox Intl Stock FD — Int/Div

Matthews Asia Dividend FD — Int/Div

Nantxis FDS TR 1 Oakmark Intl FD CL A — Sold

Primecap Odyssey FDS Aggressive Growth FD — Int/Div

Virtus Opportunities Trust — None — Sold

Pimco Equity SER — None — Sold

Neuberger Berman Alternative FDS — None — Sold

Virtus Emerging Markets Opportunities FD — None — Sold

Primecap Odyssey Growth — None — Sold (part)

Primecap Odyssey Growth — Sold

JP Morgan TR Strategic Income Opportunity — None — Sold

Nuveen Invt FDS Inc Real Asset Income — Int/Div — Sold

Pimco All Asset Fund Inst] CL — None — Sold

Arbitrage FD — None — Sold

Dodge & Cox Stock Fund — Int/Div

Dodge & Cox Income Fund — None — Sold

Doubleline FDS TR Total Returm BD FD — None — Sold

Bank Deposit Sweep (x) — Interest

Springside, LLC (2000 - $300,000, 2012 £20,123) — Rent

Middletown Professional Properties, LLC (2004 - $80,925) — Rent

Trust £15 (H)

Johnson & Johnson — Int/Div

Microsoft Corp — Int/Div

Range Resources Corp — Int/Div

Rex Energy Corp — None — Buy (add'l)

Rex Energy Corp — Buy (add'l)

Fairholme FDS Inc — Int/Div

Brown Cap Mgmt Mutual FDS Small Co Fund — Int/Div

Vanguard Specialized Portfolios Energy Port Investor — Int/Div — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Medley Capital Corp — Int/Div

Pennantpark Investment Corp — Int/Div

Prospect Capital Corp — Int/Div

BP Plc Spons ADR — Int/Div

National Oil Well Varco Ing — Int/Div

Enterprise Products Partners — None

Plains GP Holdings LP — Int/Div

Weatherford International PLC — None

BHP Billiton LTF Spon ADR — Int/Div — Buy

Cabot Oil & Gas — Int/Div — Buy

Chesapeake Energy Corp — None — Buy

Rio Tinto PLC Spon ADR — Int/Div — Buy

South32 LTD Spon — None — Buy

Natixis FDS TR II Vaughan Nelson Select FDCLY — Int/Div — Buy

Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis Funds Trust II Vaughan Nelson Value Class Y — Int/Div — Buy

IRA #3 (H)

Devon Energy Corp — Int/Div

Exxon Mobil Corp — Int/Div

Brown Cap Mgmt Mut FDS Small Co Fund Inv — Int/Div

Fairholme FDS Inc — Int/Div

Harris Assoc lnvt TR Oukmark Global Select FD — Int/Div — Buy (add'l)

Harris Assoc lnvt TR Oukmark Global Select FD — Sold (part)

Professionally Manged Portfolio CL Inst] Hodges Small Cap — Int/Div

Matthews Intl FD Asian Growth & Income FD — Int/Div — Sold (part)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Matthews Intl FD Asian Growth & Income FD — Sold (part)

Virtus Opportunities Trust - Virtus Synamic Alphasector FD — Sold

Rex Energy Corp — None

Marine Harvest ASA Sponsored ADR — Int/Div

Knot Offshore Partners LP — None — Buy

Knot Offshore Partners LP — Buy (add'l)

Knot Offshore Partners LP — Buy (add'l)

Knot Offshore Partners LP — Buy (add'l)

Vanguard Specialized Energy FD Admiral Shares — Int/Div — Buy

Trust 216 (H)

Apollo Investment Corp — Int/Div

Blackrock Kelso Capital Corp — Int/Div

Prospect Capital Corp — Int/Div

Whitestone Reit — Int/Div — Sold

American Capital Mortgage Investment Corp — Int/Div — Sold

Fifth Street Finance Corp — Int/Div

Independence Realty TR Inc — Int/Div — Sold

iShares Mortgage Real Estate — Int/Div — Sold

Medley Capital Corp — Int/Div

Penmantpark Investment Corp — Int/Div

TICC Capital Corp — Int/Div

Proshares Trust Ultrashort S&P S00 — None — Sold (part)

Proshares Trust Ultrashort S&P S00 — Sold

CYS Investments Inc — Int/Div — Sold

Sector SPDR TR Technology Select Sector — Int/Div — Sold

Proshares Short S&P S00 — None — Buy (add'l)

Proshares Short S&P S00 — Sold (part)

Proshares Short S&P S00 — Sold (part)

Proshares Short S&P S00 — Sold

Two Harbors Invt Corp — Int/Div — Sold

iShares U.S. Telecommunications — Int/Div — Sold

iShares North Amiercan Tech-Multimedia Networking — Int/Div — Sold

Market Vectors Trust Semiconductor — None — Sold

Market Vectors Gold ETF Miners — None — Sold

Financial Select Sector SPDR — Int/Div — Sold

Industrial Select Sector SPDR — Int/Div — Sold

Select Sector SPDR TR Consumer Staples — Int/Div — Sold

Select Sector SPDR FD Health Care — Int/Div — Sold

SPDR S&P Oil & Gas Equipment & Services — Int/Div — Sold

Spider S&P Intl Telecom Sector — Int/Div — Sold

Senior Housing Prop TR REIT — Int/Div — Sold (part)

Senior Housing Prop TR REIT — Sold

Proshares Trust Ultrashort QQQ New — None — Sold (part)

Proshares Trust Ultrashort QQQ New — Sold (part)

Proshares Trust Ultrashort QQQ New — Sold (part)

Proshares Trust Ultrashort QQQ New — Buy (add'l)

Proshares Trust Ultrashort QQQ New — Sold

Invesco Mortgage Cap Inc — Int/Div — Sold

Fifth Street Senior FLTG Rate Corp — Int/Div — Sold

SPDR S&P Intemational ETF — Int/Div — Sold

SPDR Dow Jones INDL ETF — Int/Div — Sold

Powershares FD TR II ETF CEF Incm Composite Port — Int/Div — Sold

Proshares Trust Ultrashort 20+ Year — None — Buy

Proshares Trust Ultrashort 20+ Year — Sold (part)

Proshares Trust Ultrashort 20+ Year — Buy (add'l)

Proshares Trust Ultrashort 20+ Year — Sold

Bank Deposit Sweep (X) — None

Trust £17 (H)

American Capital Mortgage Investment Corp — Int/Div — Sold

Apollo Investment Corp — Int/Div — Sold

Blackrock Kelso Capital Corp — Int/Div — Sold

Fifth Street Finance Corp — Int/Div — Sold

Independence Realty TR Inc — Int/Div — Sold

iShares Mortgage Real Estate — Int/Div — Sold

Medley Capital Corp — Int/Div — Sold

Pennantpark Investment Corp — Int/Div — Sold

Proshares Short S&P S00 — None — Buy (add'l)

Proshares Short S&P S00 — Sold (part)

Proshares Short S&P S00 — Sold (part)

Proshares Short S&P S00 — Sold

Proshares Trust Ultrashort 20+ Year Treasury — None — Buy (add'l)

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Year Treasury — Sold

Prospect Capital Corp — Int/Div — Sold

SPDR S&P Intemational EF Dividend — Int/Div — Sold

TICC Capital Corp — Int/Div — Sold

Two Harbors Invt Corp — Int/Div — Sold

Whitestone REIT — Int/Div — Sold

CYS Investments Inc — Int/Div — Sold

Sector SPDR TR Technology Select Sector — Int/Div — Sold

Proshares Trust Ultrashort QUNQ — None — Sold (part)

Proshares Trust Ultrashort QUNQ — Sold (part)

Proshares Trust Ultrashort QUNQ — Sold (part)

Proshares Trust Ultrashort QUNQ — a

Proshares Trust Ultrashort QUNQ — Sold

iShares U.S. Telecommunications — Int/Div — Sold

iShares North American Tech-Multimedia Networking — Int/Div — Sold

Market Vectors Trust ETF Semiconductor — None — Sold

Market Vectors Trust Gold ETF Miners — None — Sold

Financial Select Sector SPDR — Int/Div — Sold

Industrial Select Sector SPDR — Int/Div — Sold

Select Sector SPDR TR Consumer Staples — Int/Div — Sold

Select Sector SPDR FD Health Care — Int/Div — Sold

SPDR S&P Oil & Gas ETF Equipment & Services — Int/Div — Sold

Spader S&P Intl Telecomm Sector — Int/Div — Sold

Senior Housing Prop TR REIT — Int/Div — Sold

Invesco Mortgage Cap Inc — Int/Div — Sold

Fifth Street Semor FLTG Rate Corp — Int/Div — Sold

SPDR Dow Jones Indl ETF — Int/Div — Sold

Powershares FD TR Il ETF CEF Incm Composite — Int/Div — Sold

Proshares Trust Ultrashort S&P S00 New — None — Buy

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Sold

IRA 45 (H)

First Trust Financial Alphadex Fund — Int/Div — Sold (part)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Sold

First Trust Technoloty ETF Alphadex Fund — None — Buy (add'l)

First Trust Technoloty ETF Alphadex Fund — Sold

First TR Emerging Markets Alphadex Fund — Int/Div — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Sold

First Trust Consumer Staples Alphadex Fund — None — Buy (add'l)

First Trust Consumer Staples Alphadex Fund — Buy (add'l)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Sold

First Trust LUulities Alphadex Fund — None — Buy (add'l)

First Trust LUulities Alphadex Fund — Sold (part)

First Trust LUulities Alphadex Fund — Sold (part)

kil} — Sold

First Trust Consumer Discretionary Alphadex Fund — Int/Div — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold

First TR Switzerland Alphadex Fund — Int/Div — Buy

First TR Switzerland Alphadex Fund — Sold

First TR United Kingdom Alphadex Fund — Int/Div — Buy

First TR United Kingdom Alphadex Fund — Sold (part)

First TR United Kingdom Alphadex Fund — Buy (add'l)

First TR United Kingdom Alphadex Fund — Buy (add'l)

First TR United Kingdom Alphadex Fund — Sold

First TR Exchange Traded Alphadex Furozone — None — Sold (part)

First TR Exchange Traded Alphadex Furozone — Sold

First TR Enhanced Short Maturity FD — Int/Div — Buy (add'l)

First TR Enhanced Short Maturity FD — Buy (add'l)

First TR Enhanced Short Maturity FD — Buy (add'l)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold

Newpark Resources Inc Conv SR — Int/Div — Buy

M/I Homes Inc Conv SR — None — Buy

Helix Energy Solutions Conv SR — Int/Div — Buy

Redwood TR Inc Conv SR — Int/Div — Buy

Broadsoft Inc Conv SR — None — Buy

Blackstone Mortgage TR Conv SR — Int/Div — Buy

Finisar Corp Conv SR — Int/Div — Buy

KB Home Conv SR — Int/Div — Buy

Apollo Commrl Real Esate Fl Conv SR — Int/Div — Buy

Apollo Commrl Real Esate Fl Conv SR — Buy (add'l)

Ryland Group Conv Senior notes — Int/Div — Buy

New Mountain Finance Cor Cony SR — Int/Div — Buy

Hombeck Offshore Serv Conv SR — Int/Div — Buy

ANI Pharmaceuticals Inc Con SR — Int/Div — Buy

TPG Speciality Lending In Con SR — Int/Div — Buy

Evestmet Inc Conv — Int/Div — Buy

TCP Capital Corp Conv SR — Int/Div — Buy

Resource Capital Corp Conv SR — None — Buy

Echo Global Logistics Conv SR — Int/Div — Buy

Echo Global Logistics Conv SR — Buy (add'l)

Pennymic Corp Conv SR — Int/Div — Buy

Sandisk Corp Conv SR — Int/Div — Buy

Seacor Holdings Inc Conv SR — Int/Div — Buy

Seacor Holdings Inc Conv SR — Buy (add'l)

Colony Capital Inc Con SR — None — Buy

Goldman Sachs Group — None — Buy

Encore Capital Grp Inc Cony — Int/Div — Buy

National Health Investor Cony SR — Int/Div — Buy

Sunpower Corp Conv SR — Int/Div — Buy

J2 Global Communications Conv SR — Int/Div — Buy

Atlas Air Worldwind Hidg Conv SR — Int/Div — Buy

Atlas Air Worldwind Hidg Conv SR — Buy (add'l)

UBS AG London Conv SR Callable Bond — None — Buy

Barclays Bank PLC Convertible Notes LKD To CMN STK Intl — None — Buy

Barclays Bank PLC Conv Medium Term Notes Conv Lokd to Bacr — None — Buy

Barclays Bank PLC Medium Term Notes CPN — None — Buy

Barclays Bank PLC Medium Term Notes CPN — Sold

Pimco ETF Trust Enhanced Short Maturity FD — Int/Div — Buy

Pimco ETF Trust Enhanced Short Maturity FD — Sold

Pimco ETF Trust Enhanced Short Maturity FD — Buy

Pimco ETF Trust Enhanced Short Maturity FD — Buy (add'l)

Pimco ETF Trust Enhanced Short Maturity FD — Sold (part)

Pimco ETF Trust Enhanced Short Maturity FD — Sold

First Trust Japan Alphadex FD — Int/Div — Buy

First Trust Japan Alphadex FD — Sold (part)

First Trust Japan Alphadex FD — Buy (add'l)

assy — Sold (part)

assy — Sold

First Trust Energy ETF Alphadex Fund — Int/Div — Buy

First Trust Energy ETF Alphadex Fund — Buy (add'l)

First Trust Energy ETF Alphadex Fund — Sold

First Trust Canada Alphadex Fund — Int/Div — Buy

First Trust Canada Alphadex Fund — Sold

First Trust Health Career TF Alphadex FD — None — Buy

First Trust Health Career TF Alphadex FD — Sold

Acorda Therapeutics Inc Conv SR — None — Buy

Acorda Therapeutics Inc Conv SR — Sold

Royal Gold Inc Conv SR — None — Buy

Royal Gold Inc Conv SR — Sold

PMC Family LLC — Rent

The Sequoia Fund — Int/Div — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

Trust 21% (H)

Bank Deposit Sweep — Interest — Open

Gwinnett Caty GA WRT & SWR Auth Rev CPN — None — Buy

Gwinnett Caty GA WRT & SWR Auth Rev CPN — Buy (add'l)

Mc Kinney TX RFDG C/O LTD — Interest — Buy

West Wilson Util Dist TN WTR WKS Rev — Interest — Buy

Montana ST BRD Regents High Ed Rev — Interest — Buy

West VA ST 1991 and Subsequent Maturities RFDG — Interest — Buy

Ocean Cnty NJ RFDG SER A G/O Unl TD — None — Buy

Port Seattle WA REV RFDG Inter Ser a — Interest — Buy

Metropolitan Transn Auth NY Rey — Interest — Buy

New York NY City Transtal Fin Auth Bldg Aid Rev — None — Buy

New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest — Buy

New York ST Envmnt] Facs Corp Rev ST Ser D — None — Buy

Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest — Buy

New York ST Dorm Uth Revs Non ST Supported Debt CPN — None — Buy

Idaho Hlth Facs Suth Rev Trinity Health CR Grp — Interest — Buy

Trust £19 (H)

Bank Deposit Sweep — None — Open

First TR Global Tactical Commodity Strategy FD — None — Buy

First TR Global Tactical Commodity Strategy FD — Sold (part)

iShares Russell 1000 Value FD — Int/Div — Buy

iShares Core S&P 500 Index FD — Int/Div — Buy

iShares Core S&P 500 Index FD — Buy (add'l)

SPDR S&P Intl Small Cap — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — Sold (part)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Int/Div — Buy

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Buy (add'l)

Vanguard Mid Cap — Int/Div — Buy

Vanguard REIT — Int/Div — Buy

Vanguard Small Cap Value VBR — Int/Div — Buy

Vanguard Small Cap VB — Int/Div — Buy

Vanguard Total Bond Market BND — Int/Div — Buy

IRA #6 (H)

Invesco Global Real Estate — Int/Div — Buy

Invesco Global Real Estate — Buy (add'l)

Deutsche Secs TR Enhanced commodity Strat FD Inst] Class — None — Buy

Columbia Select Large Cap Growth Fund CLZ — Int/Div — Buy

Columbia Select Large Cap Growth Fund CLZ — Sold (part)

Eaton Vance Mutual FDS Trust Global Macro Absit Return Advig FD — Int/Div — Buy

Eaton Vance Mutual FDS Trust Global Macro Absit Return Advig FD — Sold (part)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — None — Buy

John Hancock FDS 11 Global Absolute Return Strategies FD CL 1 — Int/Div — Buy

Hotchkis & Wiley FDS Mid Cap Value FD CL — Int/Div — Buy

John Hancock Funds II Absolute Return Currency FDCL 1 — None — Buy

John Hancock Funds II Absolute Return Currency FDCL 1 — Sold (part)

Aberdeen Total Return Bnd Fund CL — Int/Div — Buy

Aberdeen Total Return Bnd Fund CL — Buy (add'l)

MFS Ser TR Value FD — Int/Div — Buy

MFS Ser TR Value FD — Sold (part)

MFS Ser TR X Emerging Mkts Debt FD CL — Int/Div — Buy

JP Morgan TR US Large Cap Core Plus FD SEL CL — Int/Div — Buy

JP Morgan TR US Large Cap Core Plus FD SEL CL — Sold (part)

Neuberger Berman Alternative FDs Long Short FD Inst! CL — Int/Div — Buy

Neuberger Berman Alternative FDs Long Short FD Inst! CL — Buy (add'l)

Amencan Europacific Growth FU CL F2 — Int/Div — Buy

Amencan Europacific Growth FU CL F2 — Buy (add'l)

Investment Managers SER TR Oak Ridge Small CP Growth FD CL 1 — Int/Div — Buy

Investment Managers SER TR Oak Ridge Small CP Growth FD CL 1 — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy

Oppenheimer Dev Mkts CL Y — Buy (add'l)

Oppenhiemer Intl BD FD CL Y — Int/Div — Buy

Principal FDS Inc High Yield FD Inst] CL — Int/Div — Buy

Principal FDS Inc High Yield FD Inst] CL — Buy (add'l)

Victory Sycamore Small Co Oppty FD CL 1 — Int/Div — Buy

Arbitrage FD CL 1 — None — Buy

Arbitrage FD CL 1 — Sold

Brandes Invt TR Inst] Emerging Mkts FD — Int/Div — Buy

Brandes Invt TR Inst] Emerging Mkts FD — Sold

Dodge & Cox STK FD — Int/Div — Buy

Dodge & Cox STK FD — Sold

Dodge & Cox Income FD — Int/Div — Buy

Dodge & Cox Income FD — Buy (add'l)

Dodge & Cox Income FD — Sold

Dodge & Cox FDS Intl STK FD — None — Buy

Dodge & Cox FDS Intl STK FD — Sold

Federated Equity FDS Strategic Value Dividend FD Inst] — Int/Div — Buy

Federated Equity FDS Strategic Value Dividend FD Inst] — Sold

Harris Assoc lnvt TR Oukmark Select FD Ll — None — Buy

Harris Assoc lnvt TR Oukmark Select FD Ll — Sold

JP Morgan TR Strategic Income Oppty Sel CL — Int/Div — Buy

JP Morgan TR Strategic Income Oppty Sel CL — Sold

Matthews Intl FD Asian Growth & Income FD Investor Class — Int/Div — Buy

Matthews Intl FD Asian Growth & Income FD Investor Class — Sold

Natixis FDS TR 1 Oakmark Intl FD — Int/Div — Buy

Natixis FDS TR 1 Oakmark Intl FD — Sold

Nuveen luvt FDS Inc Real Asset Income FDCL1 — Int/Div — Buy

Nuveen luvt FDS Inc Real Asset Income FDCL1 — Sold

WHYV Intemational Equity FD CL — None — Buy

S00. — Sold

Virtus Emerging Markets Opportunities FNDCL1 — None — Buy

Virtus Emerging Markets Opportunities FNDCL1 — Sold

Pimco Equity SER EQS Long/Short FD CLP — None — Buy

Pimco Equity SER EQS Long/Short FD CLP — Sold

Pimco All Asset FND Inst CL — Int/Div — Buy

Pimco All Asset FND Inst CL — Sold

Primecap Odyssey Growth — None — Buy

Primecap Odyssey Growth — Sold

Vanguard Specialized Portfolios Energy Port Investor CL — None — Buy

S510. — Sold

Virtus Opportunities Trust Dynamic Alphasector FD CL — None — Buy

Virtus Opportunities Trust Dynamic Alphasector FD CL — Sold

Doubleline FDS TR Total Return BD FD — Int/Div — Buy

S14. — Sold

Pimeo FDS Pac Invt Mgmt SER Commaodiv Real Retum Strat FD Inst] CL — Int/Div — Buy

Pimeo FDS Pac Invt Mgmt SER Commaodiv Real Retum Strat FD Inst] CL — Sold

Pimeo FDS PAC Invt Mgmt SER Diversified Income FD Inst] CL — Int/Div — Buy

S18. — Sold

Trustee, Thomas L. Ambro Revocable Trust

Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawver

Member, Executive Committee, National Bankruptcy Conference

Member (Emeritus), TriBar Legal Opinion Committee

Member, Advisory Board, Penn Institute for Restructuring Studies

Member, Advisory Board, Working Group on Legal Opimons Foundation

Liability — TD, Bank NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 133)

Liability — TD, Bunk NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 133)

Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC {Part VII, Line 133)

Liability — PNC Bank, NA — Non-Resourse Guaranty and Suretyship Agreement (Part VII, Line 134)

Reimbursement — American Inns of Court — March 29-April 1, 2015 — Washington, DC — Speaker and Guide to UK Judicial Assistants — Transportation

Reimbursement — Georgetown University — July 7-8, 2015 — Washington, DX — Teaching Class Preview — Transportation

Reimbursement — Georgetown University — September 14, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — American Bar Association — September 16-17 2018 — Washmgton, DX — Section of Business Law CLE Program Panelist — Iransportation, Lodging

Reimbursement — Georgetown University — September 20-21 2015 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 8-9, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 25-26, 2015 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 1-2, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 9, 2015 — Washington, IX — Teaching Class — Transportation

Reimbursement — Georgetown University — November 15-16, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 22-23, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — November 29-30, W015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 4, 2015 — Washington, DC — Feaching Class — Transportation

Reimbursement — Georgetown University — December 6-7, 2015 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 10-11, 2015 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 17-18, 2015 — Washmgton, DC — Teaching Class — Transportation

Income — 2015 — Georgetown University - teaching — S6.000.00)

Asset listed in Part VII, Line 134, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925.

Asset listed in Part VII, Line 133, has rental income from property located in Newark, DE.

Asset listed in Part VII, Line 396, has rental mcome from property located in New Castle County, DE.

Assets listed in Part VII, lines 245, 585 of the prior year report, should have been listed as Sold not Sold (part). The assets were completely sold in 2014.