W Richard Lee

Bank of America - account — Interest

American Funds Money Market Fund - A — None

Principal Financial Group - common stock note — Int/Div

Principal Universal Life Protector policy #1 — None

Principal Universal Life Protector policy 42 — None

Properties Co. #1 common stock - note 2 — Reat

IRA #1 « Franklin Funds

Franklin Small-Mid Cap Growth Fund Class A — Distribution

Franklin Small-Mid Cap Growth Fund Class C — Distribution

Franklin Growth Fund - Class A — Distribution

IRA #2 « Franklin Funds

Franklin Small-Mid Cap Growth Fund Class C — Distribution

IRA #3 - Pershing LLC/Princor Financial

Pershing Government Account - Money Market — None

Principal Short-term Income Fund - class A — Int/Div — Buy (add'l)

Principal Short-term Income Fund - class A — Sold

Principal Government & High Quality Bond Fund - class A — Int/Div — Buy (add'l)

Principal Government & High Quality Bond Fund - class A — Sold

Principal Income Fund - class A — Int/Div — Buy (add'l)

Principal Income Fund - class A — Sold

Principal Global Diversified Income Fund «Class A — Int/Div — Sold (part)

Principal Global Diversified Income Fund «Class A — Sold

Principal Small-Midcap Dividend Income Fund - class A — Int/Div — Sold (part)

Principal Small-Midcap Dividend Income Fund - class A — Sold

SPDR Gold Trust Gold Shares — None — Sold

IRA#4 - American Funds

American Funds Money Market Fund - A — None

Trust #1

American Funds Money Market Fund - A — None

Principal Survivorship Universal Life policy — None

Trust #2 — None

Oil & Gas Royalty - Kem County, CA

Trust 43

promissory note from Valley Power Systems, Inc. — Interest

real property - Kern County, CA. - 2009 appraisal - 1/3 interest — None — Sold — Cattani

Residential property - Jefferson County, CO “note 3 — None — Buy — A Kayser

Co-trustee, Trust £2

Income beneficiary, Trust #3

Director & officer, Shaver Lake Heights Mutual Water Co.

Gift — Central Califorma Bankruptcy Assoc — Retirement gift « Deering banjo — $400.00

Liability — Central Mortgage Company — mortgage on single family residence - Jefferson County, CO, Part VII, ling 46.

Reimbursement — EE IISA a. — rE Nhs — EYE Tru — RA bankruptcy association's annual conference — ER Sam THE ii Im.

Note 1: Equity interest in Principal Fmancial Group, Inc. 617 shares of common stock issued in conjunction with life insurance policies. Shares held by issuer.

Marketability and value unknown.

Note 2: Properties Co. #1 is a real property holding company, single asset - commercial property in Kern County, CA. - leased by family member's business. 1 hold

27.5% of the common stock, stock not marketable - appraisal date, March 13, 2009.

Note 3: Single family residence in Jefferson Co., Colorado purchased with family members for $329,000. 1 hold an undivided 20% interest as an investment only.

No income.