Gerald John Pappert

What was filed

232
investments
0
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Wealth Counselor
Wealth counselor

As filed

BARCLAYS COMMODITY IPATH ETN — Int/Div — Sold

BOONE CTY KY SCHOOL DISTRICT BONDS — Int/Div

BMW BANK CD — Interest — Redeemed

BUFFALO NY BONDS — Int/Div

CALAMOS MARKET NEUTRAL CLASS A — Int/Div — Sold (part)

CALAMOS MARKET NEUTRAL INCOME FUND — Int/Div — Sold (part)

CALAMOS MARKET NEUTRAL INCOME FUND — Buy (add'l)

CENTRAL GREENE PA SCHOOL DISTRICT BONDS — Interest

DISCOVER BANK GREENWOOD DELCD — Interest

ELK CNTY PA INDUSTRIAL DEVELOPMENT AUTHORITY BONDS — Interest — Redeemed

ELROPACIFIC GROWTH FUND — Int/Div — Sold (part)

EUROPACIFIC GROWTH FUND 22 — Int/Div

FIDELITY CASH RESERVES — Int/Div

FIDELITY MUNICIPAL MONEY MARKET — Int/Div

FIDELITY TOTAL BOND FUND — Int/Div — Sold (part)

FIDELITY INTERM MUNI FUND — Int/Div — Buy

FIDELITY INTERM MUNI FUND — Buy (add'l)

FIDELITY INTERM MUNI FUND — Sold

FIDELITY FLOATING RATE HIGH INCOME FUND — Int/Div — Sold

FIDELITY INFOMRATION TECH INDEX FUND — Int/Div — Buy

FIDELITY INFOMRATION TECH INDEX FUND — Sold

FIDELITY MSCI CONSUMER DISCRETIONARY FUND — Int/Div — Buy (add'l)

FIDELITY MSCI CONSUMER DISCRETIONARY FUND — Buy (add'l)

FIDELITY MSCI CONSUMER DISCRETIONARY FUND — Sold

FIDELITY MSCI INDUSTRIAL INDEX FUND — Int/Div — Buy

FIDELITY MSCI INDUSTRIAL INDEX FUND — Sold

FIDELITY MSCI MATERIALS INDEX FUND — Int/Div — Buy

FIDELITY MSCI MATERIALS INDEX FUND — Sold (part)

FIDELITY MSCI MATERIALS INDEX FUND — Sold

FIDELITY MSCI ENERGY INDEX FUND — Int/Div — Sold (part)

FIDELITY MSCI ENERGY INDEX FUND — Sold

FIDELITY MSCI FINANICIALS INDEX FUND — Int/Div — Sold (part)

FIDELITY MSCI FINANICIALS INDEX FUND — Sold

FIDELITY MSCI HEALTH CARE INDEX FUND — Int/Div — Sold (part)

FIDELITY MSCI HEALTH CARE INDEX FUND — Sold

FIDELITY TREASURY MONEY MARKET — Interest

GATEWAY FUND CLASS A — Int/Div — Buy (add'l)

GATEWAY FUND CLASS A — Buy (add'l)

GATEWAY FUND CLASS A — Sold (part)

GATEWAY FUND CLASS Y — Int/Div — Sold (part)

GATES CHILINY CENTRAL SCHOOL DISTRICT BONDS — Interest — Redeemed

GLAXOSMITHKLINE CAPITAL PLC NOTE — Interest

GOLDMAN SACHSAY CD — Interest

GREATER JOHNSTOWN PA SCHOOL DISTRICT BONDS — Interest

GREENFIELD MA BONDS — Int/Div

HIGHLAND LONG SHORT EQUITY FUND A — Int/Div — Buy

HIGHLAND LONG SHORT EQUITY FUND A — Sold (part)

HIGHLAND LONG SHORT EQUITY FUND A — Sold

HIGHLAND LONG SHORT EQUITY FUND 7 — Int/Div — Sold (part)

HIGHLAND LONG SHORT EQUITY FUND 7 — Sold (part)

HIGHLAND LONG SHORT EQUITY FUND 7 — Sold

HARBOR CREEK PA SCHOOL DISTRICT BONDS — Interest — Redeemed

IBM CORP NOTE — Int/Div

INTEL CORP — Int/Div — Sold

ISHARES EDGE EMERGING MARKETS — Int/Div — Buy

ISHARES EDGE EMERGING MARKETS — Buy (add'l)

ISHARES EDGE EMERGING MARKETS — Sold (part)

ISHARES CORE US BOND MARKET FFT — Int/Div — Buy

ISHARES CORE US BOND MARKET FFT — Buy (add'l)

ISHARES CORE US BOND MARKET FFT — Sold (part)

ISHARES CORE MSCI EAFE Er — Int/Div — Buy

ISHARES CORE MSCI EAFE Er — Buy (add'l)

ISHARES CORE MSCI EAFE Er — Sold (part)

ISHARES MIDCAP 400 GROWTH FUND — Int/Div — Buy

ISHARES CORE MSCI EMERGING MARKETS — Int/Div — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS — Sold (part)

ISHARES CORE S&P S00 EFT — Int/Div — Buy

ISHARES CORE S&P S00 EFT — Buy (add'l)

ISHARES CORE S&P MID CAP EFT — Int/Div — Buy (add'l)

ISHARES CORE S&P MID CAP EFT — Buy (add'l)

ISHARES CORE S&P SMALL CAP — Int/Div — Buy (add'l)

ISHARES DJ LS TECH INDEX FUND — Int/Div — Sold (part)

ISHARES 1-3 YEAR TREASURY BONDS — Int/Div — Buy

ISHARES 1-3 YEAR TREASURY BONDS — Buy (add'l)

ISHARES 1-3 YEAR TREASURY BONDS — Sold (part)

ISHARES 1-3 YEAR TREASURY BONDS — Sold

ISHARES EDGE USA MINIMUM VOLATILITY — Int/Div — Buy

ISHARES EDGE USA MINIMUM VOLATILITY — Buy (add'l)

ISHARES EDGE USA MINIMUM VOLATILITY — Sold (part)

ISHARES EDGE MINIMUM VOLITILITY EAFE — Int/Div — Buy

ISHARES EDGE MINIMUM VOLITILITY EAFE — Buy (add'l)

ISHARES EDGE MINIMUM VOLITILITY EAFE — Sold (part)

ISHARES EDGE MINIMUM VOLITILITY EAFE — Sold

ISHARES INFLATION PROTECTED — Int/Div — Buy

ISHARES INFLATION PROTECTED — Buy (add'l)

ISHARES INTERNATIONAL TREASURY BONDS — Int/Div — Buy

ISHARES INTERNATIONAL TREASURY BONDS — Buy (add'l)

ISHARES INTERNATIONAL TREASURY BONDS — Sold (part)

ISHARES INTERNATIONAL TREASURY BONDS — Sold

ISHARES JPMORGAN EMERGE BONDS — Int/Div — Buy

ISHARES JPMORGAN EMERGE BONDS — Buy (add'l)

ISHARES MIDCAP 400 GROWTH FUND — Sold (part)

ISHARES MIDCAP 400 GROWTH FUND — Sold

ISHARES S&P SMALL CAP VALUE — Int/Div — Buy

ISHARES S&P SMALL CAP VALUE — Buy (add'l)

ISHARES S&P SMALL CAP VALUE — Sold (part)

ISHARES CORE S&P SM CAP EFT — Int/Div — Sold

ISHARES S&P SMALLCAP 600 GROWTH FUND — Int/Div — Sold (part)

ISHARES S&P SMALLCAP 600 GROWTH FUND — Sold (part)

ISHARES S&P SMALLCAP 600 GROWTH FUND — Sold

ISHARES SHORT TERM NATIONAL MUNI BOND — Int/Div — Buy

ISHARES SHORT TERM NATIONAL MUNI BOND — Buy (add'l)

ISHARES SHORT TERM NATIONAL MUNI BOND — Sold

ISHARES MSCI TOTAL INTER ST — Int/Div — Buy

ISHARES RUSSELL 2000 INDEX FUND — Int/Div

JACKSON COUNTY MO SCHOOL DISTRICT BONDS — Interest

JANUS TRITON FUND — Int/Div — Sold

MAINSTAY MARKETFIELD FUND — Int/Div — Sold

MAINSTAY MARKETFIELD FUND CLASS — Int/Div — Sold

MERCK & CO — Interest

MERGER FUND — Int/Div — Buy

MERGER FUND — Buy (add'l)

MERGER FUND — Sold (part)

MORRIS PLAINS NJ MUNICIPLE BONDS — Interest — Buy

MORRIS TOWNSHIP NY GO BONDS — Interest

MT LEBANON PA GO BONDS — Interest — Buy

PARK CITY KANSAS GO BONDS — Interest — Buy

PASTATE COLLEGE REVENUE BONDS — Interest — Redeemed

PFIZER INC NOTE — Interest — Buy

PACIRA PHARMACETICALS INC — Int/Div — Sold (part)

PIMCO COMMODITY PLUS STRATEGY FUND — Int/Div — Buy

PIMCO COMMODITY PLUS STRATEGY FUND — Buy (add'l)

PIMCO COMMODITY PLUS STRATEGY FUND — Sold

PIMCO COMMODITY REAL RETURN — Int/Div — Buy

PIMCO COMMODITY REAL RETURN — Buy (add'l)

PHELPS-CLIFTON SPRINGS NY CENTRAL SCHOOL DISTRICT BONDS — Interest

PIKE COUNTY KY SCHOOL DISTRICT BONDS — Interest

RINGWOOD NJ BOARD OF EDUCATION BONDS — Interest

ROMEO MI COMMUNITY SCHOOL DISTRICT BONDS — Interest

SWATARA TOWNSHIP PA BONDS — Interest

PA STATE PUBLIC SCHOOL BUILDING AUTHORITY BONDS — Interest — Redeemed

SPARTAN US EQUITY INDEX FUND — Int/Div

SPDR S&P PHARMACEUTICALS ETF — Int/Div — Buy

SPDR S&P PHARMACEUTICALS ETF — Sold

TEMPLETON GLOBAL BOND FUND — Int/Div — Sold (part)

TEMPLETON GLOBAL BOND FUND — Sold

TEMPLETON GLOBAL BOND CLASS A — Int/Div — Sold (part)

TEMPLETON GLOBAL BOND CLASS A — Sold

TOYOTA FINANCIAL — Int/Div — Buy

TORTOISE MLP & PIPELINE INSTITUTIONAL CLASS FUND — Int/Div

TORTOISE MLP & PIPELINE INVESTOR CLASS FUND — Int/Div — Buy (add'l)

TORTOISE MLP & PIPELINE INVESTOR CLASS FUND — Buy (add'l)

TORTOISE MLP & PIPELINE INVESTOR CLASS FUND — Sold (part)

UTAH STATE BUILDING OWNERSHIP AUTHORITY BOND — Interest — Redeemed

UNIVERSITY OF NORTHERN IOWA BONDS — Interest

WALWATOSA WI MUNICIPAL BONDS — Interest

AMERICAN FUNDS WASHINGTON MUTUAL INVESTORS FUND — Int/Div — Sold (part)

VANGUARD TOTAL STOCK MARKET FUND — Int/Div

WELLS FARGO PREMIERLARGE COMPANY GROWTH FUND — Int/Div — Sold (part)

WELLS FARGO PREMIERLARGE COMPANY GROWTH FUND — Sold (part)

WELLS FARGO PREMIERLARGE COMPANY GROWTH FUND — prt)

WILLIAMSPORT PA SANITARY AUTHROITY BONDS — Interest — Redeemed

WILSHIRE S000 INDEX FUND — Int/Div

FLBEACH., OC, LLC — Interest — Open — Wealth Counselor

ALTOONA NPRE.LP — Distribution — Open — Wealth Counselor

PACIFIC LIFE INDEXED ACCUMULATION — Interest

FIXED ACCOUNT — Interest

1YEAR INDEX FUND S&PSO0O — Interest

1YEAR INTERNATIONAL INDEX FUND EURO STOCK S00 — Interest

URBAN STORAGE FUND. LP 2013 — None — Open — Wealth counselor

VILLAGE OF CANTERBURY. LP — None — Open — Wealth Counselor

HONEY FARMS MANAGEMENT. LLC — None — Buy — Wealth Counselor

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Agreement — 2001 — Pennsylvama State Employees’ Retirement System Defined Benefit Pension Plan

Trust No. 1, listed in section | of this report, is an unfunded Trust.

Line 3 BMW Bank CD was reported at Line #35 of the 2014 Report, erroneously omitted from the 2015 Report and sold on 7/19/2016 as reported in the 2016

Amended Report.

Line 105 of this 2016 Amended Report uses the correct title for this fund. The fund was incorrectly titled at line #111 in the 2015 Amended Report

Line 161 The Mainstay Marketfield Fund Class | of this 2016 Amended Report is the correct name of the fund. The word Mainstay was omitted at line 159 of the

initial 2016 Report.

Lines 202 and 203 In 2015, these funds were one fund, the Tortise MLP & Pipeline Investor Class Fund, listed at line #177 of the 2015 Amended Report. In

2016, the fund was separated into the two funds now listed at lines 202 and 203 of this Amended Report. Going forward, they will be listed as separate classes, as

they are here

Line 223 FLBeach, OC, LLC was purchased on 08/01/2014 $50,000

Line 224 Altoona NPRE, LP was purchased 10/28/2015 $100,000

Line 229 Urban Storage Fund, LP was purchased 07/30/2013 $100,000

Additional Urban Storage Fund, LP was purchased (4/04/2014 $100,000

Line 230 Village of Canterbury, LP was purchased 04/12/2012 $150,000

Line #231 Honey Farms Management, LLC was purchased on 11/04/2016 $100,000