James S. Gwin

2017Annual

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Pull out the substance of this filing.

What was filed

  • 50

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • HEIDRICK & STRUGGLES, Inc. salary, bonus, restricted stock

As filed

IBM common stock (IBM) — Int/Div

Berkshire Hathaway common stock (BRKA — Int/Div

Vanguard Total Stock Market Index Fund. tax deferred — Int/Div — Buy (add'l)

Vanguard Total Stock Market Index Fund. tax deferred — Buy (add'l)

Heidrick & Struggles Co., common stock. (HSI — Int/Div

Ohio Deferred Compensation LifePath 2035 — Int/Div

Schwab Money Market Fund — Int/Div — Sold

Public Square Partners, LLC — Int/Div

Vanguard Total Intl Stock Index Admiral (VTIAX) — Int/Div — Buy

Ishares S&P Midcap 400 Growth Index Fund (JK) — Int/Div

iShares S&P Smallcap 600 Growth Index Fund (UT) — Int/Div

SPDR S&P MidCap 400 ETF (MDY) — Int/Div

1Q Hedge Multi-Strategy Tracker ETF (OAD — Int/Div

iShares Core S&P Small-Cap (JR) — Int/Div

Vanguard REIT Index ETF (VNQ) — Int/Div

iShares Core US Aggregate Bond ETF (AGG) — Int/Div

iShares S&P S00 Growth (1IVW) — Int/Div

iShares S&P S00 Value (IVE) — Int/Div

SPDR DoubleLine Total Return Tact ETF (TOTL) — Int/Div

Vanguard FTSE Europe ETF (VGK) — Int/Div — Sold

Vanguard FTSE Pacific ETF (VPL) — Int/Div

Vanguard Target Retirement 2030 Inv (VTHRX) — Int/Div

Vanguard Balanced Index Fund Admiral Shares (VBIAX) — Int/Div

Vanguard Prime Money Market Fund (VMMXX) — Int/Div — Sold

Federal Thrift Savings Plan — Int/Div — Buy (add'l)

Cincinnati Ohio Wir Sys Rev Bond (17231 1MT6) — Int/Div — Buy

Rocky River Ohio Various Purpose Bonds (T7748 12MG3) — Int/Div — Buy

Kentucky State Property & Bldgs Bonds (49151FWB2) — Int/Div — Buy

Strongsville Ohio City School Bong (S613RTMES) — Int/Div — Buy

Lake Orion Mich Community School District Bond (510336076) — Int/Div — Buy

Bethlehem Pennsylvania Government Bonds (0R73475M8) — Int/Div — Buy

Tulsa Oklahoma County Industrial Authority Bonds (899518FZ22) — Int — Buy

Brookville, Ohio Local School District Bond (114691FNY) — Int/Div — Buy

Hamilton County Ohio Sewar System Revenue Bonds (407288YMS) — Int/Div — Buy

Virginia Commonwealth Transportation Board Bond (92778UBRO) — Int/Div — Buy

Lakewood Ohio City School District Bond (512624RC3) — Int/Div — Buy

North Royalton Ohio School District Bond (662055KA9) — Int/Div — Buy

Cincinnati Ohio Various Purpose Bond (1T2217A35) — Int/Div — Buy

Oshkosh Wisconsin Bond (68825WDY2) — Int/Div — Buy

Sidney Ohio City School District Bonds (8261 29EK0) — hy — Buy

Fremont Ohio City School District Bonds (357568FW9 — Int/Div — Buy

Metropolitan Transportation Authority Revenue Bonds (59261 ANGS) — Int — Buy

Bowling Green State University Ohio Bonds (1028R5ID3) — Int/Div — Buy

Hurst Bedford Texas Independent School District (4478 19ET6H) — Int/Div — Buy

Miami Beach Florida Water & Sewer Revenue Bond (5931241BK7) — Int/Div — Buy

New York State Dormitory Bonds (64990FATH — Int/Div — Buy

California State Various Purpose Bonds (163IDAST) — Int/Div — Buy

Cleveland, Ohio Water Revenue Bonds (186427EP) — Int/Div — Buy

Ohio State Adult Correctional Bonds (677524CTS) — Int/Div — Buy

S10.

Agreement — STATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM AND OHIO STATE TEACHERS RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS

Spouse's income — HEIDRICK & STRUGGLES, Inc. salary, bonus, restricted stock

Regarding the investment in the Vanguard Fund, this investment is made through an employer 401 plan sponsored at my wife's employer. The yearly statutory

maximum is met in the first quarter although we do not know the exact dates of purchase.

Regarding the Federal Thrift Savings Plan Fund, this investment is made through an employer 401 plan sponsored by the U.S. Courts. Maximum monthly

allowable deductions of $2,000 were made each month.

Regarding Schwab Money Market Fund (Part VIL, 7) this mvestment is a money market fund to which investments are made relatively frequently and infrequent

withdrawls occur, The account is used as a savings type account,

Regarding Vanguard Target Retirement 2010 Fund (VTENX), this fund closed and the balance was transitioned to the Vanguard Balanced Index Fund Admiral

Shares (VBIAX). This transfer occurred on December 7, 2016 but was mistakenly not reflected on the 2016 Financial Disclosure form. The 2016 Financial

Disclosure Form identified the addition of the Vanguard Balanced Index Fund Admiral Shares (VBIAX) but did not relect that this was a conversion of the

Vanguard Targed Retirement 2010 that was closed,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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