Autumn D. Spaeth

2017Initial

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What was filed

  • 40

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 2

    debts

  • 0

    reimbursements

  • 3

    income

  • 2

    spouse income

Named parties

  • Orange County Bar Association
  • Federal Bur Assocution - Orange County Chapter
  • Federal Bar Association - Orange County Chapter
  • Nuvision Credit Union
  • FACTS Grant and Aud
  • Smiley Wang-Ekvall LLP
  • Episource LLC (salary)

As filed

of America (cash) — None — Exempt

New York Life Custom Whole Life Insurance — Int/Div

Rental Property £1, Aliso Viejo, CA — Rent

Com collection — None

IRA#I(H)

ETFS PHYSICAL PLATINUM SHRS (PPLT) — None

ETFS SILVER TR SILVER SHS (SIVR) — None

ISHARES GOLD TRUST ISHARES (1A) — None

SPDR GOLD TR GOLD SHS (GLD) — None

CAMECO CORP COM NPV (CCH — None

SPROTT PHYSICAL GOLD TRUST (PHYS) — Int/Div

URANIUM ENERGY CORP (LEC) — None

GOLD - BULLION BAR «5 0Z.(GBS) — None

SILVER - SILVER BAR -- 10 OZ. (SB10A) — None

GOLD - BULLION BAR « 100Z.(GB10)y — None

RETIREMENT ACCT #1 (H)

Invesco Diversified Dividend Investor (LCEIX) — None

Vanguard Target Retirement Income Inv (VTINXD — None

Vanguard Total Bond Market Index In (BND) — None

Putnam Stable Value Fund 50 — None

RETIREMENT ACCT £2 (H)

Inv Govt & Agey Pri (AGPXX) — Int/Div

RETIREMENT ACCT #3 (H)

American Funds Capital World Growth Income R3I(RWICX) — Int/Div

American Funds Interm Bd Fd of Amer R3 (RBOCX) — Int/Div

Lord Abbett Total Return R3 (LTRRX) — Int/Div

American Funds 2040 Target Date Fd R3 (RCKTX) — Int/Div

BROKERAGE #1 (H)

ISHARES SILVER TR (SLV) — None

FIRST MAJESTIC SILVER CORP (AG) — None

UNITED HEALTH GROUP (UNH) — Int/Div

WHEATON PRECIOUS METALS CORP (WPM) — Int/Div

HSA 91H)

Vanguard 500 Index (VOO) — None

Vanguard Equity Income (VEIPX) — None

Vanguard Wellmgton Fund (VWELX) — None

5291 (H)

TIAA Principal Plus Interest Portfolio 2954 — None

S29 #2 (H)

TIAA Principal Plus Interest Portfolio 2954 — None

Board of Directors, Orange County Bar Association

Board of Directors, Federal Bur Assocution - Orange County Chapter

Judicial Board of Directors, Federal Bar Association - Orange County Chapter

Liability — Nuvision Credit Union — Mortgage on Rental Property

Liability — FACTS Grant and Aud — Tuition Service

Income — 2018 — Smiley Wang-Ekvall LLP — $66,365.35

Income — 2017 — Smiley Wang-Ekvall LLP — $204 401.00

Income — 2016 — Smiley Wang-Ekvall LLP — $191,567.00

Spouse's income — 2017 — Episource LLC (salary)

Spouse's income — 2018 — Episource LLC (salary)

Part |, line 1: Resigned prior to taking the bench.

Part 1, lines 2-3: Upon taking the bench, this position transitioned from Board of Directors to Judicial Board of Directors,

Part 1, line 4: Trust #1 contains no reportable assets.

Part VII, line 2: "|

vi

idend” is a term used by NYL to represent a partial return of premiums when there are excess funds generated by the pool of policy

holders. It is not indicative of underlying assets.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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