Louis Lee Stanton

MS Active Assets Tax-free Trust — Int/Div

US Treas. Fed Strips zero coupon 8/15/16 — None — Matured

US Treas. Fed Strips zero coupon 8/15/17 — None

US Treas. Fed Strips zero coupon 8/15/18 — None

US Treas. Fed Strips zero coupon 8/15/19 — None

US Treas. Fed Strips zero coupon 8/15/20 — None

US Treas. Fed Strips zero coupon 8/15/21 — None

US Treas. Fed Strips zero Coupon 8/15/25 — None — Sold (part)

Morgan Stanley Bank account — Int/Div

NJ Econ. Dev. Pension Fdg. Rev, B 2/15/23 2810 Coupon, — None

NJ Econ. Dev. Pension Fdg. Rev. B 2/15/22 2810 COUPON — None

Fresno Cal. Pension Rev. 8/15/24 zero coupon — None

Chase Bank account — Int./y

Pfizer. Inc. common — Int/Div

Citibank accounts — Interest

Vanguard Index 500 — Int/Div

NYCMTARevB 11/18/33 — Interest

LINY Pwr Auth Elec Sys Bonds Series A zero coupon 6/1/23 — None

NYC Gen'l Oblig'n Bonds Series L 4/1/21 — Interest

NYS Environ'tal Facs Corp. B 6/15/25 — Interest

NYC Mun Water Fin Auth. Rev C 6/15/33 — Interest — Sold (part)

NYC Mun Water Fin Auth. Rev C 6/15/33 — Redeemed

NYS Gen'l Oblig'n Bonds Series A 3/1/31 and 3/1/32 — Interest

NYC Mun Water Fin. Auth. Rev. FF 61534 — Interest

NYS Thruway Auth. State P'nal Inc Tax Rev A 59% 3/15/32 — Interest

NYS Thruway Auth. Ser. 1 5% 1/1/37 — Interest

NYS Dorm. Auth. Mem Sloan Kettering zero coupon 7/1/27 — None

Triboro Br.&Tun. Auth. zero coupon 117153) — None

The assets in Trust #1 need not be reported, because neither | nor

created the trust, received income from it, or have any beneficial interest in it. We

have (and had throughout 2016) no (None of its assets pose any conflict of interest.)