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What was filed

  • 360

    investments

  • 1

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • 1. Income Gain Codes: A TSLO00 or less. B=$1,001 - $2,500 €=$2.501 - $5,000 D=$5,001 - $15,000 E=$15,001 - $50,000 (See Columns BI and D4) F 850,001 - $100,000 G =S100,001 - $1,000,000 HI $1,000,001 - $5,000,000 H2 “More than $5,000,000 2. Vahse Codes 3-S15.000 or less K=$15,001 - $50,000 L ~550,001 - $100,000 M=5100,001 - $250,000 (Sec Columns C1 and DI) N=$250,001 - $00,000 © =$500,001 - $1,000,000 PI =$1.000.001 « $5.000,000 P2-55,000,001 - $25,000,000 P13 =S25,000.001 - $50,000,000 14 =More this $50,000,000 3. Value Method Codes Q ~Appraisal R~Cast (Real Este Only) S Ascent T =Cash Market (See Colusa C2) U Beek Value Other W —Fsinund

As filed

NEWS CORPCLA — Int/Div — Sold

Newmarket Corp — Int/Div — Buy

NEXTERA ENERGY INC SHS — Int/Div — Buy (add'l)

NEXTERA ENERGY INC SHS — Sold (part)

NEXTERA ENERGY INC SHS — Sold (part)

NIKE INC — Int/Div — Sold

Nielsen Holdings — Int/Div — Sold (part)

Nielsen Holdings — Buy (add'l)

NOBLE ENERGY INC (X) — Int/Div — Sold (part)

NOBLE ENERGY INC (X) — Buy (add'l)

NOBLE ENERGY INC (X) — Buy (add'l)

Norfolk Southern — Int/Div — Sold

Norfolk Southern — Sold

Norfolk Southern — Buy

NORTHROP GRUMMAN CORP — Int/Div — Sold

Novartis ADR — Int/Div — Buy

Novartis ADR — Buy (add'l)

Novartis ADR — Sold (part)

Novo Nordisk — Int/Div — Sold (part)

Nucor — Int/Div — Sold (part)

Nucor — Sold

Nucor — Buy (add'l)

Nucor — Buy (add'l)

OCCIDENTAL PETE CORP CAL — Int/Div — Buy (add'l)

Ol Sts Int] Inc — Int/Div — Buy

Oneok Inge — Int/Div

Open Text Corp Com — Int/Div — Buy

Oracle Corp — Int/Div — Buy (add'l)

Oracle Corp — Buy (add'l)

Oracle Corp — Sold (part)

Oracle Corp — Sold (part)

Oracle Corp — Sold (part)

OREILLY AUTOMOTIVE INC — Int/Div — Sold (part)

OREILLY AUTOMOTIVE INC — Sold (part)

OSI System Inc — Int/Div — Buy

Outerwall Inc — Int/Div — Buy

Panalpina Welttransport — Int/Div

Parexel International — Int/Div — Buy

Paychex Inc — Int/Div — Buy

Paychex Inc — Buy (add'l)

Paychex Inc — Buy (add'l)

Paychex Inc — Sold (part)

Pepsico Inc — Int/Div — Sold (part)

Pepsico Inc — Buy (add'l)

Pepsico Inc — Buy (add'l)

Peabody Energy — Int/Div — Sold (part)

Penn National Gaming Corp — Int/Div — Buy

PETROFAC LTD — Int/Div — Sold

Phizer Inc Del PV 05 — Int/Div — Buy (add'l)

Phizer Inc Del PV 05 — Buy

Phizer Inc Del PV 05 — Sold (part)

Phizer Inc Del PV 05 — Sold (part)

Phizer Inc Del PV 05 — Sold (part)

Phizer Inc Del PV 05 — Sold (part)

PFIZER INC-6.2% 15/2019 — Interest — Sold (part)

PFIZER INC-6.2% 15/2019 — Sold

PHILIP MORRIS INTL INC — Int/Div — Buy (add'l)

PHILIP MORRIS INTL INC — Buy (add'l)

PHILIP MORRIS INTL INC — Buy (add'l)

PHILIP MORRIS INTL INC — Sold (part)

PHILIP MORRIS INTL INC — Sold (part)

PHILIPS ELECTRONIC NV GLB-3.750% 3/152022 — Interest — Sold

PHILLIPS 66 SHS — Int/Div — Sold (part)

PHILLIPS 66 SHS — Sold (part)

PHILLIPS 66 SHS — Sold

Pimco Fixed Income Shs Series C Inst! — Int/Div

Pimco Fixed Income Shs Series M Instl — Int/Div

PIMCO TOTAL RETURN FUNDCLP — Int/Div — Sold

PNC FINANCIAL SERVICES GROUP INC — Int/Div — Sold

Portfolio Recovery Assoc Inc — Int/Div — Buy

POTASH CORP SASKATCHEWAN — Int/Div — Sold

650), — Sold

PPG INDUSTRIES INC — Int/Div — Sold (part)

PPG INDUSTRIES INC — Sold (part)

PPG INDUSTRIES INC — Buy (add'l)

PPG INDUSTRIES INC — Buy (add'l)

PRECISION CASTPARTS — Int/Div — Buy (add'l)

PRECISION CASTPARTS — Sold (part)

PRECISION CASTPARTS — Sold (part)

Proctor Gamble — Int/Div — Buy (add'l)

Proctor Gamble — Sold (part)

PT MEDIA NUSANTARA CITRA — Int/Div

PRUDENTIAL FINANCIAL INC — Int/Div — Buy

Pruska Real Estate — Int/Div

QUALCOMM INC — Int/Div — Buy (add'l)

QUALCOMM INC — Sold (part)

QUALCOMM INC — Sold (part)

QUALCOMM INC — Sold (part)

QUALCOMM INC — Sold (part)

HhH% — Sold (part)

RANGE RESOURCES CORP DEL — Int/Div — Buy (add'l)

RANGE RESOURCES CORP DEL — Sold (part)

Raytheon Co Delaware New — Int/Div — Sold

Realogy Holdings Corp — Int/Div

Realty Income CRP MD PV — Int/Div — Buy

Regal Beloit Corp — Int/Div — Buy

Regions Finl Corp — Int/Div — Sold

REMAX PLC-NEW NEW ADR — Int/Div — Sold

Rexam PLC — Int/Div

REYNOLDS AMERICAN INC — Int/Div — Buy (add'l)

RLI Corp — Int/Div — Buy

ROSS STORES INC COM — Int/Div — Buy

ROSS STORES INC COM — Buy (add'l)

ROSS STORES INC COM — Buy (add'l)

ROSS STORES INC COM — Sold (part)

ROSS STORES INC COM — Sold (part)

ROYAL DUTCH SHELL — Int/Div — Sold

SAMPO PLC SHS — Int/Div — Sold (part)

SANDISK CORP INC — Int/Div — Sold

SANDISK CORP INC — Sold

SBERBANK SPONSORED ADR — Int/Div — Sold (part)

Schlumberger Ltd — Int/Div — Sold (part)

Schlumberger Ltd — Sold (part)

Schlumberger Ltd — Sold (part)

Schlumberger Ltd — Buy (add'l)

SHERWIN WILLIAMS CO — Int/Div — Buy (add'l)

SHERWIN WILLIAMS CO — Buy (add'l)

SHERWIN WILLIAMS CO — Sold (part)

SHERWIN WILLIAMS CO — Buy (add'l)

SKY DETSCHLND AG UNS ADR — Int/Div

SLM Comp — Int/Div — Sold

SLM Comp — Buy

Spectra Energy — Int/Div — Buy

STAPLES — Int/Div — Sold

STARBUCKS CORP — Int/Div — Buy (add'l)

STARBUCKS CORP — Sold (part)

STARBUCKS CORP — Sold (part)

St Jude Medical — Int/Div — Buy

State Street Corp — Int/Div — Buy

SUMITOMO MITSULUNSPONS — Int/Div — Sold (part)

Suncor Energy Inc — Int/Div — Sold

Suncor Energy Inc — Buy

Suntrust BKS Inc — Int/Div — Sold

Suntrust BKS Inc — Buy

SWATCH GROUP AG UNSPOND — Int/Div — Sold

SWATCH GROUP AG UNSPOND — Sold

Symantic Corp — Int/Div — Sold

Symantic Corp — Buy

SYSCO CORP — Int/Div — Sold

TROWE PRICE DIVIDEND GROWTH FUND — Int/Div — Sold

TAIWAN SEMICONDUCTOR MANLFACTURINGCOLTD — Distribution — Sold (part)

Target Corp — Int/Div — Buy

TE Connectivity Ltd — Int/Div — Sold

TECHNIP SP ADR — Int/Div — Sold

TELEKOMUNIKASI INDONESIA — Int/Div — Sold (part)

TERADATA CORP DEL — Int/Div — Sold

TERADATA CORP DEL — Sold (part)

TEVA PHARMACTCL INDS ADR — Int/Div — Sold

The Madison Square Garden Co — Int/Div — Buy

Thermo Fisher Scientific — Int/Div — Buy

Tibco Software — Int/Div

TIME WARNER CABLE INC — Int/Div — Sold (part)

hall — Sold

TIME WARNER INC-4 875% 3/15/2020 — Interest — Sold

Total S.A. Sp ADR — Int/Div — Sold

Total S.A. Sp ADR — Sold

TOUCHSTONE SANDS CAPITAL — Int/Div — Sold

TOYOTA MOTOR CREDIT CORP SER MTN GLB-1.250% 10/05/2017 — Interest — Sold

TRAVELERS COS INC — Int/Div — Sold (part)

TRAVELERS COS INC — Sold (part)

TRAVELERS COS INC — Sold (part)

TRAVELERS COS INC — Buy (add'l)

Treehouse Foods Inc — Int/Div — Buy

Triumph Group Inc — Int/Div — Buy

TRW Automotive Holdings — Int/Div — Sold

TRW Automotive Holdings — Buy

TULLOW OIL PLC SHS — Int/Div — Sold

Tupperware Brands — Int/Div — Buy

Twenty First Century — Int/Div — Sold (part)

Twenty First Century — Sold (part)

Twenty First Century — Sold (part)

Twenty First Century — Buy (add'l)

TYCO INTL LTD NAMEN-AKT — Int/Div — Buy (add'l)

TYCO INTL LTD NAMEN-AKT — Sold (part)

Tyler Techs Inc — Int/Div — Buy

US. BANCORP (NEW) — Int/Div — Sold

U.S. BANCORP SER MTN 1.650% £10152017 — Interest — Sold

U.S. BANCORP SER MTN 1.650% £10152017 — Sold (part)

U.S. BANCORP SER MTN 1.650% £10152017 — Buy (add'l)

UNILEVER NV NY REG SHS — Int/Div

UNILEVER PLC NEW ADR — Int/Div — Sold

UNION PACIFIC CORP — Int/Div — Buy (add'l)

UNION PACIFIC CORP — Buy (add'l)

UNION PACIFIC CORP — Sold (part)

United Techs Corp Com — Int/Div

UNITEDHEALTH GROUP — Int/Div — Sold (part)

United Parcel Sve CL B — Int/Div — Buy

US Bancorp (New) — Int/Div — Buy (add'l)

US TREASURY BOND-4.375% 11/15/2039 — Interest — Sold

US TREASURY NOTE-1.375% 2/28/2019 — Interest — Sold

US TREASURY NOTE-2.875% 1/31/2013 — Interest — Redeemed

US TREASURY NOTE-4.25% 11/152017 — Interest — Sold

US TREASURY NOTE-250" 1/31/2014 — Interest — Sold

US TREASURY NOTE-250r% 10/312014 — Interest — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold (part)

US TREASURY NOTE-250r% 10/312014 — Sold

US TREASURY NOTE-250r% 10/312014 — Buy (add'l)

US TREASURY NOTE-250r% 10/312014 — Buy (add'l)

US TREASURY NOTE-250r% 10/312014 — Buy (add'l)

US TREASURY NOTE-25(r6 2/15/2015 — Interest — Sold

US TREASURY NOTE-25(r6 2/15/2015 — Buy

US TREASURY NOTE-250r% 7/182015 — Interest — Sold (part)

US TREASURY NOTE-250r% 7/182015 — Sold (part)

US TREASURY NOTE-250r% 7/182015 — Sold (part)

US TREASURY NOTE-250r% 7/182015 — Sold

US TREASURY NOTE-250r% 7/182015 — Buy (add'l)

US TREASURY NOTE-.625% 8/31/2017 — Interest — Sold (part)

US TREASURY NOTE-.625% 8/31/2017 — Sold (part)

US TREASURY NOTE-.625% 8/31/2017 — Sold (part)

US TREASURY NOTE-.625% 8/31/2017 — Sold

US Treasury Note 625% 4/3/18 — Interest — Sold (part)

US Treasury Note 625% 4/3/18 — Sold

US Treasury Note 625% 4/3/18 — Buy (add'l)

US Treasury Note 625% 4/3/18 — Buy (add'l)

US TREASURY NOTE-. 75% 1043172017 — Interest — Sold

US TREASURY NOTE-. 75% 1043172017 — Sold

US TREASURY NOTE-.875% 4/30/2017 — Interest — Sold

US TREASURY NOTE-.875% 4/30/2017 — Sold

US TREASURY NOTE) 125% 7312014 — Interest — Sold (part)

US TREASURY NOTE) 125% 7312014 — Sold

US TREASURY NOTE) .375% — Interest — Sold

US TREASURY NOTE-.5% 05/31/2012 — Interest — Redeemed

US TREASURY NOTE-1.750% 1/312014 — Interest — Sold

US TREASURY NOTE-2.50r 03/31/2013 — Interest — Sold

US TREASURY NOTE-2.50r 03/31/2013 — Sold (part)

US TREASURY NOTE-2.50r 03/31/2013 — Sold (part)

US TREASURY NOTE-2.625% 11/15/2020 — Interest — Sold (part)

US TREASURY NOTE-2.625% 11/15/2020 — Sold

US TREASURY NOTE-2.625% 12/31/2014 — Interest — Sold

USTREASURY NOTE-2.750% 11/30/2016 — Interest — Sold

US TREASURY NOTE-3.125% 5/15/2019 — Interest — Sold

US TREASURY NOTE-3.125% 5/15/2019 — Sold

R16. — Buy

US TREASURY NOTE-3.125% S/152021 — Interest — Sold (part)

US TREASURY NOTE-3.125% S/152021 — Sold (part)

R19, — Sold (part)

R19, — Sold (part)

R19, — Sold

R19, — Buy (add'l)

R19, — Buy (add'l)

R19, — Buy (add'l)

US Treasury Note 625% 7/15/21 — Interest — Sold

US TREASURY NOTE-3 625% 02/15/2020 — Interest — Sold

US TREASURY NOTE-3 625% 02/15/2020 — Buy

US TREASURY NOTE-3.625% 08/15/2019 — Interest — Sold

US TRSY INFLATION BOND-2.375% 1152029 — Interest — Sold

US TRSY INFLATION BOND-.750% 2152042 — Interest — Sold

US TRSY INFLATION BOND-2.375% 1/15/2028 — Interest — Sold

US TRSY INFLATION NTE-.125% 7/15/2022 — Interest — Sold

US TRSY INFLATION NOTE-.625% TN152021 — Interest — Sold

US Treasury Note 375% 3/15/16 — Interest — Sold

US Treasury Note 375% 3/15/16 — Sold

US Treasury Note 375% 3/15/16 — Buy (add'l)

US Treasury Note 2.125% 8/15/21 — Interest — Sold

US Treasury Note 2.125% 8/15/21 — Buy

US Treasury Note 1% 10/31/16 — Interest — Sold

US Treasury Note 1% 10/31/16 — Buy

US Treasury Note 75% 6/30/17 — Interest — Sold

US Treasury Note 75% 6/30/17 — Buy

US Trsy Note 1.875% 2/28/14 — Interest — Buy

US Treasury Note 1" 5/15/14 — Interest — Buy

US Treasury Note 1" 5/15/14 — Buy (add'l)

US Treasury Note 1" 5/15/14 — Sold (part)

US Treasury Note .25% 5/31/14 — Interest — Buy

US Treasury Note .25% 5/31/14 — Buy (add'l)

US Treasury Note .25% 5/31/14 — Sold (part)

US Treasury Note 375% 6/30/15 — Interest — Sold

US Treasury Note 375% 6/30/15 — Buy

US Treasury Note 375% 11/15/14 — Interest — Buy

R853 — Buy (add'l)

R54, — Sold (part)

US Treasury Note .25% 1/15/15 — Interest — Buy

US Treasury Note .25% 1/15/15 — Buy (add'l)

US Treasury Note .25% 1/15/15 — Sold (part)

US Treasury Note 375% 1/30/15 — Interest — Buy

US Treasury Note .25% 10/31/15 — Interest — Buy

US Treasury Note 25 5/15/16 — Interest — Buy

US Treasury Note 625% 7/15/16 — Interest — Buy

US Treasury Note 2% 2/15/2023 — Interest — Sold

US Treasury Note 2% 2/15/2023 — Sold

US Treasury Note 2% 2/15/2023 — Buy

US Treasury Note 2% 2/15/2023 — Buy (add'l)

US Treasury Note 2% 2/15/2023 — Buy (add'l)

US Treasury Note 2% 2/15/2023 — Buy (add'l)

US Treasury Note 1.86% 12/31/19 — Interest — Sold

US Treasury Note 1.86% 12/31/19 — Buy

US Treasury Note 2% 11/15/21 — Interest — Sold

US Treasury Note 2% 11/15/21 — Buy

US Treasury Note 1.5% 7/1/18 — Interest — Buy

US Treasury Note 1.5% 7/1/18 — Sold

USD CANADIAN NATURAL RES-5.7% £152017 — Interest — Sold

USD BANK NOVA SCOTIA-2.550% 13120017 — Interest — Sold

USD Shell Int] Fin 1.9% 8/10/18 — Interest — Sold

USD Shell Int] Fin 1.9% 8/10/18 — Buy

VF CORPORATION — Int/Div — Sold (part)

VF CORPORATION — Sold

VALE SE — Int/Div

Valero Energy Corp New — Int/Div — Sold (part)

Valero Energy Corp New — Sold

Ventas lnc — Int/Div — Buy

VERIZON COMMUNICATION COM — Int/Div — Buy (add'l)

VERIZON COMMUNICATION COM — Buy (add'l)

VERIZON COMMUNICATION COM — Buy (add'l)

VERIZON COMMUNICATION COM — Sold (part)

VERIZON COMMUNICATION COM — Sold (part)

VERIZON COMMUNICATION COM — Sold (part)

VERIZON COMMUNICATION-1.25% 02152018 — Interest — Buy

Verizon Communications 5.5% 2/15/18 — Interest — Sold

Verizon Communications 5.15% 9/15/21 — Interest — Sold

Verizon Communications 5.15% 9/15/21 — Buy

VERTEX PHARMCTLS INC — Int/Div — Sold (part)

VERTEX PHARMCTLS INC — Sold (part)

VERTEX PHARMCTLS INC — Sold (part)

VIACOM INCNEW CL B — Int/Div — Sold (part)

Viewpoint Financial Group — Int/Div — Buy

Virtus Investment Partners Inc — Int/Div — Buy

Visa Inc — Int/Div — Buy

Visa Inc — Buy (add'l)

Visa Inc — Sold (part)

VODAFONE — Int/Div

Vomado Realty Trust Preferred — Int/Div — Buy

WACHOVIA CORP BOND — Interest — Redeemed

Wal-Mart Stores Ing — Int/Div — Buy (add'l)

Wal-Mart Stores Ing — Sold (part)

Wal-Mart Stores Ing — Sold (part)

Wal-Mart Stores Ing — Sold (part)

Wal-Mart Stores Ing — Sold (part)

Wal-Mart Stores Ing — Buy (add'l)

Wal-Mart Stores Ing — Buy

WALMART STORES INC S.8"% 2/15/2018 — Interest — Sold

Walmart Stores 1.125% 4/11/18 — Interest — Buy

Walmart Stores 1.125% 4/11/18 — Sold

WELLS FARGO & CO NEW DEL — Int/Div — Buy (add'l)

WELLS FARGO & CO NEW DEL — Buy (add'l)

WELLS FARGO & CO NEW DEL — Sold (part)

WELLS FARGO & CO NEW DEL — Sold (part)

Wells Fargo Bond 1.5% 7/1/15 — Interest — Buy (add'l)

Wells Fargo Bond 1.5% 7/1/15 — Buy (add'l)

Wells Fargo Bond 1.5% 7/1/15 — Sold (part)

Wells Fargo Bond 1.5% 7/1/15 — Sold (part)

Wex Ine — Int/Div — Buy

WHIRLPOOL CORP — Int/Div — Sold

Whole Foods — Int/Div — Sold (part)

Whole Foods — Buy (add'l)

Williams Companies Del — Int/Div — Buy

Williams Companies Del — Buy (add'l)

Williams Companies Del — Sold (part)

Wisconsin Energy — Int/Div — Buy

Wolverine World Wide — Int/Div — Buy

World Acceptance Corp — Int/Div — Buy

World Fuel Services Corp — Int/Div — Buy

XEROX CORP — Int/Div — Sold

XEROX CORP — Sold

Zoetis Inc — Int/Div — Sold (part)

ZOOMLION HEAVY INDUSTRY — Int/Div — Sold

Income Gain Codes: A TSLO00 or less. B=$1,001 - $2,500 €=$2.501 - $5,000 D=$5,001 - $15,000 E=$15,001 - $50,000 (See Columns BI and D4) F 850,001 - $100,000 G =S100,001 - $1,000,000 HI “$1,000,001 - $5,000,000 H2 “More than $5,000,000 2. Vahse Codes 3-S15.000 or less K=$15,001 - $50,000 L ~550,001 - $100,000 M=5100,001 - $250,000 (Sec Columns C1 and DI) N=$250,001 - $00,000 © =$500,001 - $1,000,000 PI =$1.000.001 « $5.000,000 P2-55,000,001 - $25,000,000 P13 =S25,000.001 - $50,000,000 14 =More this $50,000,000 3. Value Method Codes Q ~Appraisal R~Cast (Real Este Only) S Ascent T =Cash Market (See Colusa C2) U ~Book Value Other W ~Estimned, 1. Income Gain Codes: A TSLO00 or less. B=$1,001 - $2,500 €=$2.501 - $5,000 D=$5,001 - $15,000 E=$15,001 - $50,000 (See Columns BI and D4) F 850,001 - $100,000 G =S100,001 - $1,000,000 HI $1,000,001 - $5,000,000 H2 “More than $5,000,000 2. Vahse Codes 3-S15.000 or less K=$15,001 - $50,000 L ~550,001 - $100,000 M=5100,001 - $250,000 (Sec Columns C1 and DI) N=$250,001 - $00,000 © =$500,001 - $1,000,000 PI =$1.000.001 « $5.000,000 P2-55,000,001 - $25,000,000 P13 =S25,000.001 - $50,000,000 14 =More this $50,000,000 3. Value Method Codes Q ~Appraisal R~Cast (Real Este Only) S Ascent T =Cash Market (See Colusa C2) U Beek Value Other W —Fsinund

Agreement — 1

82 — 1. Income Gain Codes: ASLO of less. B=51,001 - $2,500 © =52,501 - $5,000 D =$5,001 - $12,000 E=$15,001 - $30,000 (See Columns BI and D4) F $50,001 - $100,000 G “$100,001 - $1,000,000 HI “$1,000,001 - $5,000,000 H2 “More than $5,000,000 2. Value Codes 1-S15.000 or less K=S15,001 - $50,000 L 550.001 - $100,000 M=$100,001 - $250,000 (See Columess C1 and DI) N =5250,001 - $00,000 © =$500,001 - $1,000,000 PI -$1000.001 + $3,000,000 255,000,001 - $25,000,000 P73 525,000,001 - $50,000,000 14 =More thie $50,000,000 3. Value Method Codes Q = Appraisal R~Cast (Real Escate Only) S “Assessment T ~Cash Market (See Colusa C2) U Beek Value \ ~Cther W Find

2 J on

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Investment Line 3 - Appraisal Date 1/20/2009

VII = Investments - The holdings reported in Part VII are aggregated from § seperate accounts with Merril Lynch, There were several purchases of the same

security on the same date, but from within different accounts, These purchase transactions were reported individually, not in the aggregate.

VII - Investments - There are 3 investments that were held as of 12/31/12 for which | did not see a sales transaction during 2013, nor were they shown as holdings

as of 12/31/13, These investments are BG Group PLC (line 116), Vale SE (Line 880) and Pimco Fixed Income mutual funds (Lines 644 and 645) . The Broker

currently researching this issue.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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