Milan Dale Smith jr

What was filed

431
investments
2
positions
0
gifts
0
agreements
0
debts
1
reimbursements
0
income
2
spouse income

Named parties

Western Justice Center
Ninth Judicial Circuit Historical Society
Umversity of Califorma Davis School of Law
Self-emploved, attomey
Gogian Foundation-Trustee

As filed

NF) Divid Int & Prem Strategy FD — Sold (part)

General Electric Co. — Int/Div — Sold (part)

Coca-Cola Company — Int/Div

Intuitive Surgical Inc — None — Sold (part)

Kinder Morgan energy Partners LP Unit Ld Partnership — istnbution

American Tower Corp CL A — Distribution

Devon Energy Corp New — Int/Div

Pepsico Incorporated — Int/Div

Time Wamer, Inc. (Y)

Time Wamer Cable (Y)

Canadian Natl Ry Co. — Int/Div — Sold (part)

Canadian Natl Ry Co. — Sold (part)

First Colony Life Policy (Genworth) (Y)

Actna Life Policy MetLife — Int/Div

California Pizza Kitchen (Y)

Quanta SVCS Inc — None

Dow Chemical Company 5.750 12/15/12 — None — Sold

Dow Chemical Company 5.3000 3/15/13 — Interest

Franklin Universal Trust — Int/Div — Sold (part)

Franklin Universal Trust — Sold (part)

Franklin Universal Trust — Sold

Goldman Sachs 5.250 10/15/13 — Interest

John Hancock Life Ins Co Sr. Uns 4.15% Due 2/1512 — Interest — Sold

LaSalle Fndg LLC Multi 3.000 1/15/11 (Y)

McDonald's Corp 6.000 4/15/11 (Y)

MFS Intermediate Income Trust (Y)

New York Tel Co. 7.000 6/15/13 — Interest

Oneok Inc New — Int/Div — Sold (part)

Oneok Inc New — Sold (part)

Century Tel., Inc. Cpn 5.000% Due 2/15/15 — Interest

Dean Witter Discover Odd Cpn Med Term Notes 7.07% 21V14 — Interest

Boeing Co. Global Notes Cpn 5.125% Due 2/15/13 — Interest

Genzyme Corp Gen Div (Y)

Marmot Int Inc Class A — Int/Div

Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div

Amencan Capital Agency Corp — Int/Div — Buy (add'l)

Amencan Capital Agency Corp — Buy (add'l)

Amencan Capital Agency Corp — Sold (part)

Williams Partners LP Com Unit Ltd Part Int — Distribution — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)

Capstead Mtg Corp Com No Par — Int/Div

MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)

MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)

Hatteras Financial Corp — Int/Div — Buy (add'l)

Hatteras Financial Corp — Buy (add'l)

Hatteras Financial Corp — Sold (part)

Putnam Managed Municipal Income Trust. SBI — Int/Div — Sold (part)

Putnam Municipal Opportunities Trust-SBI — Int/Div — Sold (part)

Putnam Municipal Opportunities Trust-SBI — Sold (part)

Seligman Mun FD SER Inc Natl Ser CL A wy)

Gabelli GIbl Util Inc Trust GDV (Y)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Sold (part)

shares Barclays MBS Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Int/Div — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)

Amnaly Capital Management Inc — Int/Div — Buy (add'l)

Amnaly Capital Management Inc — Buy (add'l)

Amnaly Capital Management Inc — Sold (part)

Linn Energy LLC — istnbution — Buy (add'l)

Linn Energy LLC — Buy (add'l)

Linn Energy LLC — Sold (part)

Copano Energy LLC — Distribution — Sold (part)

Ishares Trust Barclays Credit Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)

Ishares Trust Barclays Credit Bond Fund ETF — Sold (part)

Ameren Corp — Int/Div — Sold (part)

Cenovus Energy Inc — Int/Div — Buy (add'l)

Cenovus Energy Inc — Sold (part)

Encana Corp (Y)

Abbott Laboratories — Int/Div — Sold (part)

Abbott Laboratories — Sold (part)

H & OQ Life Sciences Investors SBI — Int/Div — Sold (part)

H & OQ Life Sciences Investors SBI — Sold (part)

H & OQ Life Sciences Investors SBI — Sold

Enterprise Products Partners LP — Distribution — Buy (add'l)

Enterprise Products Partners LP — Buy (add'l)

Enterprise Products Partners LP — Sold (part)

Blackrock Income Trust Inc — Int/Div — Buy (add'l)

Blackrock Income Trust Inc — Sold (part)

DWS Dreman Value Income Edge Fund Inc New — Int/Div — Sold (part)

DWS Dreman Value Income Edge Fund Inc New — Sold (part)

DWS Dreman Value Income Edge Fund Inc New — Sold

Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)

Gabelli Dividend & Income Fund — Buy (add'l)

Gabelli Dividend & Income Fund — Sold (part)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)

HJ Heinz Co — Int/Div — Buy (add'l)

HJ Heinz Co — Buy (add'l)

HJ Heinz Co — Sold (part)

Eli Lilly & Co — Int/Div — Buy (add'l)

Eli Lilly & Co — Buy (add'l)

Eli Lilly & Co — Sold (part)

Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)

Statoil Asa Sponsored ADR — Buy (add'l)

Statoil Asa Sponsored ADR — Sold (part)

St Jude Medical Inc (Y)

Windstream Corp — Int/Div — Buy (add'l)

Windstream Corp — Buy (add'l)

Windstream Corp — Sold (part)

Schwab CA Muni Money Fund Cash Money Market Fund (X) — Int/Div

Western Asset Emerging Mkts Income Fd Inc — Int/Div — Buy (add'l)

Western Asset Emerging Mkts Income Fd Inc — Sold (part)

RBC Prime Money Market Cash Reserve — Int/Div

H & OQ Healthcare Investors SBI — Int/Div — Sold (part)

NF) Divid Int & Prem Strategy FD — Int/Div — Sold (part)

NF) Divid Int & Prem Strategy FD — Sold (part)

Corning Inc (Y)

NF) Divid Int & Prem Strategy FD — Sold (part)

NF) Divid Int & Prem Strategy FD — Sold

Ishares TR 2012 S&P AMT Free Municipal Ser FD — Int/Div — Sold

Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div

Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div

Managed Duration Invt Grade Mun FD — Int/Div — Sold (part)

Managed Duration Invt Grade Mun FD — Sold (part)

Ishares TR S&P Short Term Natl Amitfr — Int/Div — Buy (add'l)

Textron Inc — Int/Div — Sold (part)

Textron Inc — Sold (part)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)

Allegheny Energy Inc. (Y)

BlackRock Credit Allocation — Int/Div — Buy (add'l)

BlackRock Credit Allocation — Sold (part)

shares Trust Dow Jones US Technology Index Fund (Y)

Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)

Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)

Calamos Global Dynamic Income Fund — Buy (add'l)

290), — Sold (part)

Liberty All-Star Equity Fund Sh Ben Int (Y)

Templeton Global Bond Fund Advisor CL — Int/Div — Sold (part)

AES Corp — Int/Div — Buy (add'l)

AES Corp — Buy (add'l)

AES Corp — Sold (part)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)

Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div — Sold (part)

Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div

Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)

Gabelli Healthcare & Wellness Trust — Sold (part)

BlackRock Strategic Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Strategic Equity Dividend Trust — Buy (add'l)

BlackRock Strategic Equity Dividend Trust — Sold (part)

BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Equity Dividend Trust — Buy (add'l)

BlackRock Equity Dividend Trust — Sold (part)

Centerpoint Energy Inc — Int/Div — Buy (add'l)

Centerpoint Energy Inc — Buy (add'l)

Centerpoint Energy Inc — Sold (part)

Amencan Electric Power Co Inc — Int/Div — Buy (add'l)

Amencan Electric Power Co Inc — Sold (part)

Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy (add'l)

Ishares TR Dow Jones EPAC Select Dividend — Buy (add'l)

Ishares TR Dow Jones EPAC Select Dividend — Sold (part)

Microchip Technology — Int/Div — Buy (add'l)

Microchip Technology — Sold (part)

Microchip Technology — Sold

Public Service Enterprise Group Ing — Int/Div — Buy (add'l)

Public Service Enterprise Group Ing — Buy (add'l)

Public Service Enterprise Group Ing — Sold (part)

Targa Resources Partners LP Unit Lid Partnership Int — Distribution — Buy (add'l)

Targa Resources Partners LP Unit Lid Partnership Int — Buy (add'l)

Targa Resources Partners LP Unit Lid Partnership Int — Sold (part)

Invesco Mortgage Capital Inc — Int/Div — Buy (add'l)

Invesco Mortgage Capital Inc — Sold (part)

Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Sold (part)

Southern Co — Int/Div — Buy (add'l)

ConocoPhillips — Int/Div — Sold

Ishares TR Dow Jones SEL Divid Index FD — Int/Div — Buy (add'l)

Apollo Residential Mortgage Inc — Int/Div — Sold (part)

Apollo Residential Mortgage Inc — Sold (part)

American Capital Mortgage Investment Corp — Int/Div — Sold (part)

CenturyLink Inc — None — Sold

Sprint Nextel Corp — None — Sold

FirstEnergy Corp — Int/Div

Sempra Energy — Int/Div — Buy

Sempra Energy — Buy (add'l)

Sempra Energy — Sold (part)

Anworth Mortgage Asset Corp — None — Buy

Anworth Mortgage Asset Corp — Buy (add'l)

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Int/Div — Buy

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)

shares TR JPMorgan USD Emerging Markets BD FD ETF — Int/Div — Buy

shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)

Frontier Communications Corp — Int/Div — Buy

Frontier Communications Corp — Buy (add'l)

Frontier Communications Corp — Sold (part)

Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy

Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)

Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)

Eaton Vance Tax Managed Global Diversified Equity Income — Int/Div — Buy

EMC Corp-Mass — None — Buy

Hollyfrontier Corporation — Int/Div — Buy

Hollyfrontier Corporation — Buy (add'l)

Hollyfrontier Corporation — Sold (part)

Director, Western Justice Center

Director, Ninth Judicial Circuit Historical Society

Reimbursement — Umversity of Califorma Davis School of Law — April 7, 2012 to April 8,2012 — Davis, California — Judge Irving L. Neumiller Moot Court Competition — Transportation, Food, Hotel

Spouse's income — 2012 — Self-emploved, attomey

Spouse's income — 2012 — Gogian Foundation-Trustee

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Item 8, Part VII (Time Warner, Inc.). This asset, Time Warner. Inc., is below the reporting threshold per the filing instructions.

Ttem 9, Part VII (Time Warner Cable). This asset, Time Warner Cable, is below the reporting threshold per the filing instructions,

Item 12, Part VII (First Colony Life Policy (Genworth)). This asset, First Colony Life Policy (Genworth), is a life insurance policy with no cash value and should

not have been reported on 2011 FDR because it does not meet the reporting threshold.

Ttem 14, Pant VII (California Pizza Kitchen). This Asset, California Pizza Kitchen, was entirely disposed of in 2011. The 2011 FDR was marked "sold {part)™

which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 27, Part VII (La Salle Fadg LLC Multi 3.000 1/15/11). This Asset. La Salle Fndg LLC Multi 3.000 1/15/11, was entirely disposed of in 2011. The 2011 FDR

was marked "sold (part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 28, Part VII (McDonald's Corp 6.000 4/15/11). This Asset, McDonald's Corp 6.000 4/15/11, was entirely disposed of in 2011. The 2011 FDR was marked

"sold {part)” which should have been marked “sold” in order to show the asset was fully disposed of in the reporting year.

Item 29, Part VII (MFS Intermediate Income Trust). This Asset, MFS Intermediate Income Trust, was entirely disposed of in 2011, The 2011 FDR was marked

"sold (part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 72, Part VII (Seligman Mun FD Ser Inc Natl Ser CL A). This Asset, Seligman Mun FD Ser Inc Natl Ser CL A, was eatirely disposed of in 2011. The 2011

FDR was marked "sold (part)" which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Ttem 73, Part VII (Gabelli GIbl Util Inc Trust GDV). This Asset, Gabelli GIbl Util Inc Trust GDV, was entirely disposed of in 2011. The 2011 FDR was marked

"sold {part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 127, Part VII (Encana Corp). This Asset, Encana Corp, was entirely disposed of in 2011. The 2011 FDR was marked "sold (part)” which should have been

marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 205, Part VII (St. Jude Medical Inc), This Asset, St. Jude Medical Inc, was entirely disposed of in 2011, The 2011 FDR was marked "sold (part)” which

should have been marked “sold” in order to show the asset was fully disposed of in the reporting year.

Item 267, Part VII (Allegeheny Energy Inc.). This Asset, Allegeheny Energy Inc., merged with item 276 (First Energy Corp) during 2011. The Asset on the

2011 FDR should have had no ending value and been marked as "merged with” in order to reflect the merger of First Energy Corp (item 276 on 2011 FDR) and

Allegeheny Energy Inc (item 175 on 2011 FDR).

Item 280, Part VII (Ishares Trust Dow Jones US Technology Index Fund). This Asset, Ishares Trust Dow Jones US Technology Index Fund, was entirely disposed

of in 2011, The 2011 FDR was marked “sold (part)" which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 296, Part VII (Liberty All-Star Equity Fund Sh Ben Int), This Asset, Liberty All-Star Equity Fund Sh Ben Int, was entirely disposed of in 2011. The 2011

FDR was marked "sold (part)" which should have been marked "sold" im order to show the asset was fully disposed of in the reporting year.

Item 297, Part VII (Corning Inc.). This Asset, Coming Inc., was entirely disposed of in 2011. The 2011 FDR was marked "sold (part)” which should have been

marked "sold" in order to show the asset was fully disposed of in the reporting year,