Neil Vincent Wake

MS Charter Grahan LP — None — Sold

Wells Fargo accounts — Interest

Apache Peak Inv, LLC — None

Whetstone Dev. Co. (common stock) (X) — None

Interstate Ventures V Ltd. Ptshp — None

IRAZI

MS Charter Campbell LP — None — Sold

MS CharterMSFCM LP — None — Sold

BlackrockGlobal Allocation C (transfer from IRA # 6) — Int/Div

Morgan Stanely Liquid Assets Fund (transfer from IRA # 6) — Int/Div

UTMA Acct 43

Morgan Stanley Bk Deposit — Interest

BROKERAGE ACCT #3

SE! Tax-Free Fund (MM) — Int/Div — Sold

SEI Intermediate-Term Municipal Fund (Mut Fd) — Int/Div — Sold

SEI Short Duration Mumcal Fd — Int/Div — Sold

STET Tax-Advantaged Income Fd # 19 — Int/Div — Sold

SEI Tax Managed Volatity Fd — Int/Div — Sold

SE! Real Esate Fd — Int/Div — Sold

ING USA Annuity & Life Ins Co (annuity) — None

Amer. Inv. Life Ins. (AVIVA) Co. (annuity) — None

BROKERAGE ACCT 24

SEI Intermed. Term Municipal Fd — Int/Div

Cisco Systems Inc (common) — Int/Div

SEl Short Duration Municipal Fd — Int/Div

STET Tax-Advantaged Income Fd # 19 — Int/Div

SEI Tax Managed Volume Fd — Int/Div

SEIl RealEsate Fd — Int/Div

SEI Tax-Free Fd — Int/Div

American Realty Capital (common stock )- sold 12-16-12 and overlooked — Sold

Amer Realty Capital Trust IV REIT — Int/Div — Buy

New York Recovery REIT — Int/Div — Buy

Business Dev Corp of America — Int/Div — Buy

Healthcare Trust of America (common stock) — Int/Div

sume — Sold

ARC Trust 1 Inc. (stock) — Int/Div — Sold

Griffin-Americna Healthcare REIT 11 — istnbution

Jackson Nat. Life Ins. Co. (annuity) — None

Pinal County, AZ, land — None

Mohave County, AZ, land — None

Nationwide Life Ins.--ad justible life ins — None

Section 529 Account

vy Capital Apprec. E (420) — Distribution

IRA #5.

Aviva Life and Annuity Co (annuity) — None

Trust £ S (beneficiaries)

SEI Prime Obligation Fund — Int/Div

BROKERAGE ACCT #6

lnvesco Growth & Ine A (formerly Van Kampen Grw & Inc A) — Int/Div

lvy Large Cap Grw A Fd — Distribution

Amer Balanced Fd — Int/Div — Sold (part)

Morgan Stanley Bk Dep — Buy

Callon Petroleum Co (common) — None

BROKERAGE ACCT #29

Morgan Stanley Bank — Int/Div

MFS Total Return A — Int/Div

Blackrock Equity Dividend A — Int/Div

Eaton Vance Tax-Advantaged Bond Strategy — Distribution

Fidelity Adv New Insights A — Distribution

IRAZT — Int/Div

Morgan Stanley Bank — Int/Div

Invesco Premier PTF Inst] (MM) — Int/Div

Am Growth Fd of Amer F — Int/Div — Buy (add'l)

Gabelli EQ Inc AAA — Int/Div — Buy (add'l)

MS Charter Aspect LP — Sold

MS Charter Graham A LP — Sold

MS Charter WCM LP — Sold

First Eagle Global A — Int/Div — Buy (add'l)

Nuveen Santa Barbara Div Growth A — Int/Div — Buy (add'l)

Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)

Liability — Morgan Stanley — Portfolio Loan Account

Reimbursement — University of Anzona College of Law — September 16, 2013 — Tucson, AZ — Speack at law school — Hotel room (1 night)

Reimbursement — State Bar Association of Arizona — July 17-19, 2013 — Coronado, CA — Speak at continuing legal education program — Travel and hotel room (2 nights)