Joe B. Brown
2012Annual
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Pull out the substance of this filing.
What was filed
223
investments
11
positions
0
gifts
2
agreements
0
debts
0
reimbursements
4
income
0
spouse income
Named parties
- Remarks
- all sold
- at loss
- Sold at loss
- sold
- sold at loss
- Section VII
- part sold no gain
- accounts
- market. Restricted stock
- mn 2013
- C 8 Trust, Under Will
- Y P Trust. Trust for Farmly Cemetary
- Nashville School of Law
- Vanderbilt University School of Law
- Uniform Gift to Minors,
- Education Trust
- Income from Flight and Scuba Instruction
- Teaching Position Nashville School of Law
- Teaching Position Vanderbilt School of Law
- Tobacco buy out Settletment fund UDSA
As filed
Abbott Labs (ABT) — Int/Div — Buy
Adidas (ADDYY) — Int/Div — Buy
Adobe Systems (ADBE) — Int/Div — Buy
Alerian MLP ETF (AMLP — Int/Div — Sold — Remarks
Amazon (AMZN) — Int/Div — Buy
Amencan Beacon (AAIPX) — Int/Div — Buy
American Capital World Growth (CWGIX) — Int/Div — Buy
American Capital World Growth (CWGIX) — Sold (part)
American Century Large Company Value (ALVIX) — Int/Div — Buy
American Century Large Company Value (ALVIX) — Sold — all sold
American Century Small Cap (ACVIX) — Int/Div — Buy
American Century Small Cap (ACVIX) — Sold — at loss
American Grwth Fund of America (AFAFX) — Int/Div — Buy
American Grwth Fund of America (AFAFX) — Buy (add'l)
American Europacfic Grwth (AEGFX) — Distribution — Buy
American Express Stock (AXP) — Int/Div
American Express Stock (AXP) — Sold (part)
American Express Stock (AXP) — Sold (part)
Apache Corp (APA) — Int/Div — Buy
Apple (AAPL) — Int/Div — Buy (add'l)
Artio Global Invt Funds (JSCIX) — None — Buy
Artio Global Invt Funds (JSCIX) — Sold — Sold at loss
Ascena Retail Group (ASNA) — Int/Div — Buy
AT&T(T) — Int/Div — Sold — sold
Automatic Data Processing (ADP) — Int/Div — Buy
BB&T Corp (BBT) — Int/Div — Buy
Bed Bath & Bevond (BBBY) — Int/Div — Buy
Berkshire Hathaway (BRKZB) — None — Sold — sold at loss
Blackrock Core Bond Portfolio (BFMCX) — None — Buy
Blackrock Core Bond Portfolio (BFMCX) — Sold — sold at loss
Blackrock Util and Telecom (MDGUX) — Int/Div
Broad Com Corp (BRCM) — Int/Div — Buy
Canadian National Railway (CN) — Int/Div — Sold
Capitol One Fil (COF) — Int/Div — Buy
Capital World Gr & line Fund (CWGIX) — Int/Div
Car Max Stock (KMX) — Int/Div — Sold
Caterpiliter (CAT) — Int/Div — Sold (part) — at loss
Celegene Corp (CELG) — Int/Div — Buy
Centerpoint Energy (CNP) — None — Buy
Centerpoint Energy (CNP) — Sold
CF Industries Holding (CF) — Int/Div — Buy
Chevron (CVX) — Int/Div — Buy
Cisco Sys Inc (CSCO) — Int/Div — Buy (add'l)
CIT Group (CIT) — Int/Div — Buy
CITIGROUP (C) — Int/Div — Buy
CMS Energy (CMS) — Int/Div — Buy
Coach (COH) — Int/Div — Buy
Coach (COH) — Sold — sold
Colgate Palmolive (CL) — Int/Div — Buy
Comcast (CMCSA) — Int/Div — Buy
Comerica (CMA) — Int/Div — Buy
Comerica (CMA) — Sold — at loss
American Century Small Cap (ACVIX) — Int/Div — Buy
Credit Suisse (CRSOX) — None — Buy
Credit Suisse (CRSOX) — Sold
CVS/Caremark (CVS) — Int/Div — Buy
Danahner (DHR) — Int/Div — Buy
Disney Walt (DIS) — Int/Div — Buy
Dodge & Cox (DODFX) — Int/Div — Buy
EM C Corp (EMC) — Int/Div — Buy
Enegizer Hlodings (ENG) — Int/Div — Buy
Expres Scripts (ESRX) — Int/Div — Buy
Exxon (XOM) — Int/Div — Buy
Facebook Inc (FB) — Int/Div — Buy
Fedix (FDX) — Int/Div — Sold — at loss
First Eagle Overseas (SGIOX) — Int/Div — Buy
Franklin TN School Dist Bonds — Interest
General Electric (GE) — Int/Div — Buy
Goggle (GOOG) — None — Buy
Goggle (GOOG) — Sold (part)
Guggenhiem S&P Equal Weight (RSP) — Int/Div — Sold
Guggenheim S&P Mid Cap 400 (RFG) — Int/Div — Sold — at loss
Guggenheim Small Cap 600 (RZG) — Int/Div — Sold
Halliburton (HAL) — Int/Div — Buy
Health Stream Stock (HSTM) — None — Buy
Health Stream Stock (HSTM) — Buy (add'l)
Heartlandvalue plus (HNVIX) — Int/Div — Buy
Hologic (HOLX) — Int/Div — Buy
Home Depot (HD) — Int/Div — Buy
Home Depot (HD) — Sold — at loss
Hotckins & Wiley FDS (HWSIX) — Distribution — Buy
Hotckins & Wiley FDS (HWSIX) — Buy
ING Intermediate Bond Fund (1IBWX) — Int/Div — Buy
Intel Stock (INTC) — Int/Div — Buy (add'l)
Intuit (INTL) — None — Buy
Intuit (INTL) — Sold — at loss
International Business Machine (IBM) — Int/Div — Buy
International Business Machine (IBM) — Buy (add'l)
Intercontentinlexchange (ICE) — Int/Div — Buy
Ishares Barclay Aggregate Bond FD (AGG) — Int/Div — Buy
Ishares Barclay Aggregate Bond FD (AGG) — Sold (part)
Ishares Barclay Aggregate Bond FD (AGG) — Sold (part)
Ishares Barclay Aggregate Bond FD (AGG) — Sold — sold at loss
Ishares TR Russell (IWM) — None — Buy
Ishares TR Russell (IWM) — Sold — at loss
IsharesTR S&P (MUB) — Int/Div — Buy
IsharesTR S&P (MUB) — Buy (add'l)
Ishares MSCCI EMU Index (EZL) — Int/Div — Buy
Ishares MSCCI EMU Index (EZL) — Buy (add'l)
shares MSCI EAFE IDX (EFA) — Int/Div — Buy
Johnson & Johnson (JNJ) — Int/Div — Buy
JPMORGAN (JPM) — Int/Div — Buy
Kraft Foods (KFT) — Int/Div — Buy
Kraft Foods (KFT) — Sold
LeggMason (LGEMX) — Int/Div — Buy
LeggMason (LGEMX) — Buy (add'l)
LKCM Small Cap (LKSCX) — None — Buy
LKCM Small Cap (LKSCX) — Sold — at loss
LKCM Small-Mid Cap Equity (LKSMX) — Int/Div — Buy
McGraw Hill Cos (MHP) — Int/Div — Buy
McGraw Hill Cos (MHP) — Buy (add'l)
Merc & Company (MRK) — Int/Div — Buy
Metlife (MET) — Int/Div — Buy
Microsoft Stock (MSFT) — Int/Div — Buy (add'l)
Microsoft Stock (MSFT) — Buy (add'l)
Mondelez (MDLZ) — None — Buy
Mondelez (MDLZ) — Sold
Monsanto (MON) — Int/Div — Buy
Morgan Stanley (MS) — Int/Div — Buy
Morgan Stanley Mutual Fund (VADBX) (Retirement account) — Int/Div
Motorola Solutions (MSI — Int/Div — Buy
Nashville School of Law IRA Invesco S&P SOO(VADAX) — Int/Div — Sold — sold
Nashville School of Law IRA Unit FT GBL Div LDR — Int/Div — Buy
Nashville School of Law IRA Van Kamplen EAFE Select 20 — Int/Div
National-Oil Well Varco (NOV) — Int/Div — Buy
New Perspective Mutual Fund (ANWPX) — Int/Div — Sold
Occidental Pete Co (OXY) — Int/Div — Buy
OHIO College Advantage 529 plan (ALL oO) — Int/Div — Buy (add'l) — Section VII
Ommicom Group (OMC) — Int/Div — Buy
Oracle Corp (ORCL) — Int/Div — Buy
Paychex (PAYX) — Int/Div — Sold
Peoples United Financial (PBCT) — Int/Div — Buy
Peoples United Financial (PBCT) — Sold — at loss
Pepisco Inc (PEP) — Int/Div — Buy
Petsmart (PETM) — Int/Div — Buy
Phillip Mormis (PN) — Int/Div — Buy
PIMCO Total Return (PTTRX) — Int/Div — Buy
Polo Ralph Lauren (RL) — Int/Div — Sold
Powershares S&P ETF Small Cap (PSCE) — Int/Div — Sold — at loss
Powershares Dynamitic Energy (PXI) — Int/Div — Sold — at loss
PPG Industries (PPG) — Int/Div — Buy
PPG Industries (PPG) — Sold — at loss
Principal Financial (PFG) — Int/Div — Buy
Principal Financial (PFG) — Sold — at loss
Qualcomm Inc (QCOM) — Int/Div — Buy
Quest Diagnostics (DGX) — Int/Div — Buy
Quest Diagnostics (DGX) — Sold — at loss
Roval Caribbean Cruises (RCL) — Int/Div — Open
Rydex ETF S&P S00 Equal Weight (RSP) — Int/Div
Rydex S&P Pure Gr Mid Cap E11 (RFG) — Int/Div
Rydex S&P Small Cap ETF (RZG) — Int/Div
SPDR Gold Trust (GLD) — Int/Div — Buy
SPDR S&P Mid Cap 400 (MDY) — Int/Div — Buy
SPDR Series Trust (TF — Int/Div — Buy
SPDR Series Trust (TF — Sold
Spectra Energy Corp (SE) — Int/Div — Buy
Spectra Energy Corp (SE) — Sold — at loss
Stanley Black & Decker (SWK) — Int/Div — Buy
Target Corp (TGT) — Int/Div — Buy
TCW Relative Value large cap (TGDIX) — Int/Div — Buy
TCW Relative Value large cap (TGDIX) — Buy (add'l)
Tenet Health Care Stock (THC) — Int/Div — Sold — at loss
Texas instruments (TXN) — Int/Div — Buy
Texas instruments (TXN) — Sold — at loss
Thermo Fisher Scientific (TMO) — Int/Div — Buy
Thomburg Intl Value (TGVIX) — Int/Div — Buy
Tractor Supply (TSCO) — Int/Div — Buy
Transdigm Group (TDG) — Int/Div — Buy
Transdigm Group (TDG) — Sold — sold
Travelers Cos Inc (TRV) — Int/Div — Buy
Tyson Foods inc (TSN) — Int/Div — Buy
United Parcel Service (UPS) — Int/Div — Buy
United Techonologies Corp (UTX) — Int/Div — Buy
Unilever NV NY Shrs (LN) — Int/Div — Buy
USAA Agressive Grwth Fund (UIAGX) — Int/Div — Buy
USAA Agressive Grwth Fund (UIAGX) — Buy (add'l)
USAA Emerging Markets (UIEMX) — Int/Div — Buy
USAA High Income Fund (UIHIX) — Int/Div — Buy
USAA Income Fund Institutional Shares (UNINX) — Int/Div — Buy
USAA Managed Allocation (UMFAX) — Int/Div — Buy
USAA Precious Metals & Minersls Funds (UIPMX) — Int/Div — Buy
USAA Precious Metals & Minersls Funds (UIPMX) — Buy (add'l)
USAA Precious Metals & Minersls Funds (UIPMX) — Sold
USAA Real Return LIRRX) — Int/Div — Buy
USAA Short Term Bond Fund (UISBX) — hy — Buy
USAA Short Term Bond Fund (UISBX) — Buy (add'l)
USAA Short Term Bond Fund (UISBX) — Sold (part) — part sold no gain
USAA S&P Index (USPRX) — Int/Div — Buy
USAA S&P Index (USPRX) — Buy (add'l)
USAA Tax Exempt Intermediate Term USATX) — Ine — Buy
USAA Tax Exempt Intermediate Term USATX) — Sold (part)
USAA Tax Exempt Long Term (USTEX) — Int/Div — Buy
USAA Tax Exempt Long Term (USTEX) — Sold (part)
USAA Tax Exempt Short Term (USSTX) — Ine — Buy
USAA Tax Exempt Short Term (USSTX) — Sold (part)
USAA Bank Accounts — Int/Div — Open — accounts
Vaguard Dividend Appreciation (VIG) — Int/Div — Buy
Vaguard Dividend Appreciation (VIG) — Sold (part) — at loss
Vanguard MSCI Emerging Markets ETF (VWO) — Int/Div — Buy (add'l)
Vanguard MSCI Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard MSCI Emerging Markets ETF (VWO) — Sold (part) — at loss
Vanguard MSCI Emerging Markets ETF (VWO) — prt) — at loss
Varian Medical Systems (VAR) — Int/Div — Buy
Virtus Quality Small Cap (PXQSX) — Int/Div — Buy
Vodaphone Group PLC (VOD) — Int/Div — Buy
Wabtec Corp (WAB) — Int/Div — Buy
Wal Mart Stock (WMT) — Int/Div
Wells Fargo Stock (WFC) — Int/Div — Buy (add'l)
Wells Fargo CMA, Checking — Interest
Wells Fargo Sweep Accounts IRA and 60 and 57 Accounts — Interest
Wesco International (WCC) — Int/Div — Buy
Wesco International (WCC) — Sold — sold at loss
Western District Warehouse Stock — Int/Div — market. Restricted stock
Wisdomtree Trust JP Total Dividend Fund (DX — Int/Div — Buy
Xlinix (XLNX) — Int/Div — Buy
Xlinix (XLNX) — Sold — at loss
172 Interest Taylorsville, KY — Rent
1/2 Interest . Laporte, IN — Rent
Fidelity Mutual Life Ins Co. — Interest
Mass Mutual Life Insurance Policies — Int/Div
Peoples Bank Taylorsville Sav Act (Family Cemetary Trust) — Interest
REGIONS BANK CS Trust — Interest — mn 2013
REGIONS Bank, Nashville Checking — Interest
Co-Trustee Assets listed Part VII line 222, C 8 Trust, Under Will
Co-Trustee Assets listed Part VI line 221, Y P Trust. Trust for Farmly Cemetary
Lecturer in Criminal Law, Nashville School of Law
Adpunct Professor of Law, Vanderbilt University School of Law
Custodian Assets histed Part VI line 128, Uniform Gift to Minors,
Costodian, Education Trust
Custodian *, Education Trust
Custodian *, Education Trust
Custodian *, Education Trust
Custodian *, Education Trust
Custodial *, Education Trust
Agreement — 1222/89 — Nashville School of Law, Agreement to teach a Course on Federal Criminal Law as scheduled
Agreement — 24/5/06 — Vanderbilt University School of Law, Agreement to teach course on Pretrial Litigation
Income — 2012 — Income from Flight and Scuba Instruction — SO
Income — 2012 — Teaching Position Nashville School of Law — $6,522.00
Income — 2012 — Teaching Position Vanderbilt School of Law — SS.000.00
Income — 2012 — Tobacco buy out Settletment fund UDSA — S2I81.00
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment
d honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: 8/ Joe B. Brown
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.