A. Richard Caputo

2011Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 56

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Trust

As filed

Trust — Int/Div

Bard CR. Incorporated - Common Stk

Bank Whitman Colfax, WA, 3.00% Cert of Dep, due 03/12/12 — Redeemed

Camival Corp Paired CTF common stock

Chevron Corp. - Common Stk

ConocoPhillips - Common Stk

Corning, Inc. - Common Stock

Dow Chemical Co. «- Common Stk

Intel Corp « Common Stock

Johnson & Johnson - Common Stk

LPL Insured Cash Account

Merck & Company, Inc. - Common Stock

Microsoft Corp. - Common Stk

Noble Corp - Common Stock

PPL Corp - Common Stock

Veolia Enviroment Spon ADR - Common Stock

Waste Management, Inc. - Common Stock

Western Digital Corp - Common Stock

IRA #1] — Int/Div

Am. Exp. Centurion Bank, 1.75% Cert of Dep, due 09/16/11 — Redeemed

Bank Whitman, 3.00% Certificate of Deposit, due 03/12/12 — Redeemed

Chevron Corp. - Common Stock

Frontier Communications Corp. - Common Stock

Leucadia National Corp. « Common Stock

LPL Insured Cash Account

McDonalds Corp. - Common Stock

PPL Corp. - Common Stock

Verizon Communications, Inc, - Common Stock

Whole Foods Market Inc. - Common Stock

Am. Exp. Centurion Bank, 1.15% Cert of Dep, due 12/09/13 — Buy

Ally Bank, 2.00% Certificate of Deposit, due 05/14/13 — Interest

Branch Banking & Trust Co., 3.00% Cert of Dep, due 03/12/12 — Interest

Goldman Sachs Bank USA, 3.05% Cert of Dep, due 02/13/12 — Interest

LPL Fmancial Insured Cash Account — Interest

East West Bank, 0.45% Certificate of Deposit, due 02/23/12 — Interest — Buy

Luzerne Bank Accounts — None

Wells Fargo Bank - Insured Cash Acct (formerly Wachovia BK) — None

Wachovia Bank - Money Market Account — Interest — Closed

Wells Fargo Bank - Savings Account — Interest — Open

IRA #2 — Int/Div

Whole Foods Market Inc. - Common Stk

LPL Financial Insured Cash Account

Direct TV Group Inc. - Common Stk — None

NEWS Corp. Cl A - Common Stk — Int/Div

Ally Bank, 2.05% Certificate of Deposit, due 05/07/13 — Interest

Am. Express Centurion Bank, 1.75% Cert of Dep, due 09/16/11 — Interest — Redeemed

Citi Bank, 3.8% Cert of Deposit, due 05/14/12 — Interest

Goldman Sachs Bank USA, 3.05% Cert of Deposit, due 02/13/12 — Interest

Keybank NA, 2.40% Certificate of Deposit, due 11/14/11 — Interest — Redeemed

LPL Financial Insured Cash Account — Interest

MBank, 1.60% Certificate of Deposit due 128/11 — Interest — Redeemed

Sallie Mae Bank, 2.35% Certificate of Deposit, due 05/06/11 — Interest — Redeemed

East West Bank, 0.45% Certificate of Deposit, due 02/23/12 — Interest — Buy

Am. Exp. Centurion Bank, 1.15% Cert of Dep, due 12/09/13 — None — Buy

acres vacant land - Orange County, Florida — None

Estate #1- acres vacant land, Slocum Twp Luzerne Cry - PA — None

Co-Trustee, Trust

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

signature: 8/ A. Richard Caputo

N

NY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, NE.

Washington, D.C. 20544

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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A. Richard Caputo | Frix