Steven M. Gold

CHASE CHECKING (I) — Interest

CHASE PLUS SAVING (1) — Interest

CHASE DYNAMIC YIELD STRAT. (())

JPM Tr I MLT SC Inc Fund/JPM Unconstrained Debt Fund — Int/Div — Buy (add'l)

JPM Tr I MLT SC Inc Fund/JPM Unconstrained Debt Fund — Buy (add'l)

JPM Tr I MLT SC Inc Fund/JPM Unconstrained Debt Fund — Sold (part)

JPM Tr I MLT SC Inc Fund/JPM Unconstrained Debt Fund — Buy (add'l)

Harbor High Yield Bond — Int/Div — Buy (add'l)

Harbor High Yield Bond — Buy (add'l)

Harbor High Yield Bond — Sold (part)

Harbor Convertible Sec (1) — Int — Buy (add'l)

Harbor Convertible Sec (1) — Buy (add'l)

Harbor Convertible Sec (1) — Sold (part)

Clearbridge Equity — Int./y — Buy (add'l)

Clearbridge Equity — Buy (add'l)

Clearbridge Equity — Sold (part)

Clearbridge Equity — Sold

SIT Dividend Growth — Int/Div — Buy (add'l)

SIT Dividend Growth — Buy (add'l)

SIT Dividend Growth — Buy (add'l)

SIT Dividend Growth — Sold (part)

SIT Dividend Growth — Buy (add'l)

Tortoise MLP and Pipeling — Int/Div — Buy

Tortoise MLP and Pipeling — Sold (part)

Tortoise MLP and Pipeling — Buy (add'l)

Tortoise MLP and Pipeling — Sold (part)

Tortoise MLP and Pipeling — Sold (part)

Tortoise MLP and Pipeling — Sold

Ridgeworth SEIX Floating — Int/Div — Buy (add'l)

Ridgeworth SEIX Floating — Buy (add'l)

Ridgeworth SEIX Floating — Sold (part)

Ridgeworth SEIX Floating — Buy (add'l)

Matthews Asia Dividend — Int/Div — Buy (add'l)

Matthews Asia Dividend — Buy (add'l)

Matthews Asia Dividend — Buy (add'l)

Matthews Asia Dividend — Sold (part)

Matthews Asia Dividend — Buy (add'l)

Eaton Vance Floating Rate — Int/Div — Buy (add'l)

Eaton Vance Floating Rate — Buy (add'l)

Eaton Vance Floating Rate — Sold (part)

Eaton Vance Floating Rate — Sold (part)

Eaton Vance Floating Rate — Sold

Blackrock High Yield Bond — Int/Div — Buy (add'l)

Blackrock High Yield Bond — Buy (add'l)

Blackrock High Yield Bond — Sold (part)

Cohen & Steers Prefs Sec & Inc — Int/Div — Buy (add'l)

Cohen & Steers Prefs Sec & Inc — Buy (add'l)

Cohen & Steers Prefs Sec & Inc — Buy (add'l)

Cohen & Steers Prefs Sec & Inc — Sold (part)

S10. — Buy (add'l)

HSBC Funds Total Retum — Int/Div — Buy (add'l)

HSBC Funds Total Retum — Buy (add'l)

HSBC Funds Total Retum — Sold (part)

HSBC Funds Total Retum — Sold (part)

Doubleline Total Return — Int/Div — Buy (add'l)

Doubleline Total Return — Sold (part)

Doubleline Total Return — Buy (add'l)

Doubleline Total Return — Sold (part)

Doubleline Total Return — Buy (add'l)

Doubleline Total Return — Sold (part)

Doubleline Total Return — Buy (add'l)

TRP Inst Floating Rate — Int/Div — Buy (add'l)

TRP Inst Floating Rate — Buy (add'l)

TRP Inst Floating Rate — Buy (add'l)

TRP Inst Floating Rate — Sold (part)

TRP Inst Floating Rate — Buy (add'l)

JPM Intrepid Eur Fund — Int/Div — Buy (add'l)

JPM Intrepid Eur Fund — Sold (part)

JPM Intrepid Eur Fund — Sold

Metropolitun West Funds — Int/Div — Buy (add'l)

Metropolitun West Funds — Buy (add'l)

Metropolitun West Funds — Sold (part)

Metropolitun West Funds — Buy (add'l)

Avenue Mutual Funds — Int/Div — Buy (add'l)

Avenue Mutual Funds — Sold (part)

Avenue Mutual Funds — Sold (part)

Avenue Mutual Funds — Sold (part)

Avenue Mutual Funds — Sold

Columbia FD Ser TRT — Int/Div — Buy (add'l)

Columbia FD Ser TRT — Sold (part)

Columbia FD Ser TRT — Buy (add'l)

Columbia FD Ser TRT — Sold (part)

Columbia FD Ser TRT — Sold

Lord Abbett lnvt Tr — Int/Div — Buy (add'l)

Lord Abbett lnvt Tr — Buy (add'l)

Lord Abbett lnvt Tr — Buy (add'l)

Lord Abbett lnvt Tr — Sold (part)

Lord Abbett lnvt Tr — Buy (add'l)

BMO Prvford Intl Stock — Int/Div — Buy

BMO Prvford Intl Stock — Buy (add'l)

BMO Prvford Intl Stock — Buy (add'l)

BMO Prvford Intl Stock — Buy (add'l)

BMO Prvford Intl Stock — Sold (part)

Credit Suisse Warburg Pines High Inc — Int/Div — Buy

Pimco Unconstrained Bond — Int/Div — Buy

Pimco Unconstrained Bond — Sold (part)

John Hancock L/C Equity — Int/Div — Buy

John Hancock L/C Equity — Sold (part)

Credit Sumisse Floatig Rate High Inc — Int/Div — Buy

Credit Sumisse Floatig Rate High Inc — Buy (add'l)

Credit Sumisse Floatig Rate High Inc — Sold (part)

Credit Sumisse Floatig Rate High Inc — Buy (add'l)

Federated Inst Hi Yid Bond (1) — Int/Div — Buy

Federated Inst Hi Yid Bond (1) — Buy (add'l)

Federated Inst Hi Yid Bond (1) — Sold (part)

CHASE TAP ABSOLUTE RET

JPM Str Inc Opp Fund — Int/Div — Sold

JPM Tr I MLT SC Inc Fund/ JPM Unconstrained Debt Fund — Int./y — Sold

Prudential Invt Portfolio 9 (1) — Int/Div — Sold

RBC Funds Tr Blubay — Int/Div — Sold

Eaton Vance Floating Rate — Int/Div — Sold

Goldman Sachs Tr Strg — Int/Div — Sold

Doubleline Total Return (1) — Inv — Sold

HSBC Funds Total Return — Int/Div — Sold

JPM Gbb Bd Opp FD — Int/Div — Sold

Columbia FD SER TR — Int/Div — Sold

VANGUARD HEALTHCARE FUND IRA — Int/Div

CHASE MANAGED ACCOUNT (IRA)

JP Morgan Core Bond Fund (IRA) — hy — Sold

SPDR S&P S00 ETF Trust (IRA) — hy — Sold (part)

SPDR S&P S00 ETF Trust (IRA) — Sold

JPM Strat Inc Opp (IRA) — Int/Div — Sold

JPM Short Duration Bond (IRA) — Int/Div — Sold

JPM TR I MLT SC Inc / JPM Unconstrained Debt (IRA) — Int/Div — Sold

JPM TR Infl Mngd Bd (IRA) — Int/Div — Sold

JPM Tax Aware Equity (IRA) — Int/Div — Sold

Aberdeen Asia Pacific — Int/Div — Sold (part)

Aberdeen Asia Pacific — Sold

Pimco FDS Unconstr Bd (IRA) — Int/Div — Sold

Pimco Commodities Plus Strat (IRA) — Int — Sold

Neub Berman Multi Cap Opp (IRA) — Int/Div — Sold (part)

Neub Berman Multi Cap Opp (IRA) — Sold

Primecap Odyssey Find (IRA) — Int/Div — Sold (part)

Primecap Odyssey Find (IRA) — Sold

Principal Invs Fd Midcap (IRA) — Int/Div — Sold

Doubleline FDS TR — Int/Div — Sold

Gateway Fund — Int/Div — Sold

T Rowe Price Overseas Stock (IRA) — Int/Div — Sold (part)

T Rowe Price Overseas Stock (IRA) — Sold

Blackrock High Yield Bond (IRA) — Int/Div — Sold

Columbia FDS Series TR 11 Mass Asia (IRA) — Int/Div — Sold

Arbitrage Funds (IRA) — Int/Div — Sold

Ishares MSC Emerging Mkis (IRA) — Int/Div

Ishares MSC EAFE Index Fd (IRA) — Int/Div — Sold (part)

Ishares MSC EAFE Index Fd (IRA) — Sold

Ishares Core S&P Midcap (IRA) — Int/Div — Sold (part)

Ishares Core S&P Midcap (IRA) — Sold

SDR S&P SOO ETF Trust (IRA) — Int/Div — Buy (add'l)

SDR S&P SOO ETF Trust (IRA) — Buy (add'l)

SDR S&P SOO ETF Trust (IRA) — Sold

MFS Int Value (IRA) — Int/Div — Sold (part)

MFS Int Value (IRA) — Sold

Equinox FDS Tr (IRA) — Int/Div — Sold

Dodge & Cox Int’ Stock (IRA) — Int/Div — Sold (part)

Dodge & Cox Int’ Stock (IRA) — Sold

Brown Adv Japan Alpha (IRA) — Int/Div — Sold

Inv Balanced Risk Alloc-Y (IRA) — Int/Div — Sold

Fundvantage Tr Abs Rir Instl/Gotham Absolute Retn (IRA) — Int/Div — Sold

Credit Suisee Comm. Ret Strat Fund (IRA) — Int/Div — Buy

Credit Suisee Comm. Ret Strat Fund (IRA) — Sold

Deutsche Xtrac MSCI EAFE Hedge Fd (IRA) — Int/Div — Buy

Deutsche Xtrac MSCI EAFE Hedge Fd (IRA) — Sold

CHASE MANAGED ACCOUNT (IRA)

Select Sector SPDR Health Care (IRA) — Int/Div — Buy

Select Sector SPDR Health Care (IRA) — Sold

Select Sector SPDR Utilities (IRA) — Int/Div — Buy

Select Sector SPDR Utilities (IRA) — Sold

MFS Ser Tr Value Fund (IRA) — Int/Div — Buy

MFS Ser Tr Value Fund (IRA) — Sold

MFS Ser Tr X Intl Value (IRA) — Int/Div — Buy

MFS Ser Tr X Intl Value (IRA) — Sold

JPMorgan Core Plus Bond (IRA) — Int/Div — Buy

JPMorgan Core Plus Bond (IRA) — Buy (add'l)

JPMorgan Core Plus Bond (IRA) — Sold

JPMorgan Emerging Mkts Equity (IRA) — Int — Buy

JPMorgan Emerging Mkts Equity (IRA) — Sold (part)

JPMorgan Emerging Mkts Equity (IRA) — Sold

JPMorgan Equity Income (IRA) — Int/Div — Buy

JPMorgan Equity Income (IRA) — Sold

iShares Russell Mid Cap (IRA) — Int/Div — Buy

iShares Russell Mid Cap (IRA) — Buy (add'l)

iShares Russell Mid Cap (IRA) — Sold

Goldman Sachs Emerging Mkts Debt Fd (IRA) — Int/Div — Buy

Goldman Sachs Emerging Mkts Debt Fd (IRA) — Sold

Federated Tot Retn Untrashort Bond Fund (IRA) — Int/Div — Buy

Federated Tot Retn Untrashort Bond Fund (IRA) — Buy (add'l)

Federated Tot Retn Untrashort Bond Fund (IRA) — Sold (part)

Federated Tot Retn Untrashort Bond Fund (IRA) — Sold

Dodge and Cox Inc Fund (IRA) — Int/Div — Buy

Dodge and Cox Inc Fund (IRA) — Sold

Cohen and SteersReal Estate Sec Fund (IRA) — Int/Div — Buy

Cohen and SteersReal Estate Sec Fund (IRA) — Sold (part)

Cohen and SteersReal Estate Sec Fund (IRA) — Sold

AB Discovery Value Fund (IRA) — Int/Div — Buy

AB Discovery Value Fund (IRA) — Sold

Select Sector SPDR Financial (IRA) — Int/Div — Buy

Select Sector SPDR Financial (IRA) — Sold

Select Sector SPDR Ben Consumer Discretionary (IRA) — Int/Div — Buy

Select Sector SPDR Ben Consumer Discretionary (IRA) — Sold

CHASE MANAGED ACCT (IRA) (S)

JP Morgan Liquid Assets MMkt (IRA) (S) — Int/Div — Closed

T Rowe Price New Income (IRA) (S) — hy — Sold

Goldman Sachs Small Cap Value (IRA) (S) — Int/Div — Sold

Oppenheimer Developing Markets (IRA) (S) — Int/Div — Sold

Aston/Fairpointe Mid Cap (IRA) (S) — Int/Div — Sold

Wells Fargo Advantage Growth (IRA) (S) — Int/Div — Sold (part)

Wells Fargo Advantage Growth (IRA) (S) — Sold

SDPR S&P S00 ETF Trust (IRA) (S) — Int/Div — Buy (add'l)

SDPR S&P S00 ETF Trust (IRA) (S) — Sold

Oakmark Fund (IRA) (S) — Int/Div — Sold

JP Morgan High Yield Bond (IRA) (S) — Ine — Sold

JP Morgan Core Bond (IRA) (S) — hy — Buy (add'l)

JP Morgan Core Bond (IRA) (S) — Sold (part)

JP Morgan Core Bond (IRA) (S) — Buy (add'l)

JP Morgan Core Bond (IRA) (S) — Sold

JP Morgan Small Cap Equity (IRA) (S) — Int/Div — Sold

JP Morgan US Equity Fund (IRA) (S) — Int/Div — Sold

JP Morgan Emerging Markets Equity (IRA) (S) — Int/Div — Buy

JP Morgan Emerging Markets Equity (IRA) (S) — prt)

JP Morgan Emerging Markets Equity (IRA) (S) — Sold

JP Morgan Mid Cap Equity (IRA) (S) — Int/Div — Sold

JP Morgan Intl Value (IRA) (S) — Int/Div — Sold

Blackrock High Yid Bond (IRAXS) — Int/Div — Sold

Federated Insti] High Yield Bond (IRANS) — Int/Div — Sold

Goldman Sachs Emerging Mkkis (IRANS) — Int/Div — Sold (part)

Goldman Sachs Emerging Mkkis (IRANS) — Sold

Causeway Cap Mngmnt (S)(IRA) — Int/Div — Sold

Deleware Gp Emerg, Mkts (S)IRA) — Int/Div — Sold

Harbor Intl Fund (IRAXS) — Int/Div — Sold

JP Morgan Short Dur'n Bond (IRA XS) — Int/Div — Sold

JPMorgan Value Ady (IRAKS) — Int/Div — Sold

Mass. Invstrs Trust (IRAKS) — Int/Div — Sold

Sterling Cap FDS Capital (IRAXS) — Int/Div — Sold (part)

Pimco Short Term Fund (IRAXS) — Int/Div — Sold

IShares MSC EAFE — Int/Div — Sold

Dodge & Cox Int'l Stock Fund (IRANS) — Int/Div — Sold

Blackrock Int'l Index Fd (IRA XS) — Int/Div — Sold

Deutsche X Trackers MSCI EAFE Hedged Equity (IRAKS) — Int/Div — Buy

Deutsche X Trackers MSCI EAFE Hedged Equity (IRAKS) — Sold

MFS Res Intl Fd (IRA KS) — Int/Div — Buy

MFS Res Intl Fd (IRA KS) — Sold

Wells Fargo Adv Emerging Mkts (IRANS) — Ine — Sold

Vanguard Short Term Bond Fund (IRAXS) — Int/Div — Sold

Select Sector SPDR Health Care (IRA XS) — Int/Div — Buy

Select Sector SPDR Health Care (IRA XS) — Sold

Select Sector SPDR Utilities (IRA XS) — Ine — Buy

Select Sector SPDR Utilities (IRA XS) — Sold

MFS Ser Tr Value Fund (IRAXS) — Int/Div — Buy

MFS Ser Tr Value Fund (IRAXS) — Sold

MFS Ser Tr X Intl Value Fd (IRAXS) — Int — Buy

MFS Ser Tr X Intl Value Fd (IRAXS) — Sold (part)

MFS Ser Tr X Intl Value Fd (IRAXS) — Sold

JPMorgan Equity Inc Fund (IRANS) — Int/Div — Buy

JPMorgan Equity Inc Fund (IRANS) — Sold

Federated Total Return (IRANS) — Int/Div — Buy

Federated Total Return (IRANS) — Sold (part)

Federated Total Return (IRANS) — Sold (part)

Federated Total Return (IRANS) — Sold

iShares Russell MidCap (IRA NS) — Int/Div — Buy

iShares Russell MidCap (IRA NS) — Buy (add'l)

iShares Russell MidCap (IRA NS) — Sold

Dodge & Cox Income Fund (IRA)S) — Int/Div — Buy

Dodge & Cox Income Fund (IRA)S) — Sold

Columbia FDS Ser Tr 11 Mass Asia (IRAXS) — Int/Div — Sold

Cohen & Steers Real Est Sec Fund (IRAKS) — Int/Div — Buy

Cohen & Steers Real Est Sec Fund (IRAKS) — Sold (part)

Cohen & Steers Real Est Sec Fund (IRAKS) — Sold

AB Discovery Value (IRAXS) — Int/Div — Buy

AB Discovery Value (IRAXS) — Sold

Aberdeen Asia Pacific Equity (IRA)S) — Int/Div — Sold

Select Sector SPDR Financial (IRAKS) — Int./y — Buy

Select Sector SPDR Financial (IRAKS) — Sold

Select Sector SPDR Ben Consumer — Int/Div — Buy

Select Sector SPDR Ben Consumer — Sold

TROWE PRICE RTMNT. PLAN (S)

T Rowe Price Personal Strategy Fund ABS) — Int/Div

T Rowe Price Health Sciences Fund 403(b) (Ss) — Int/Div

T Rowe Price Prime Reserve Fund 403(b) (Ss) — Int/Div

REFORM PENSION BOARD 403(b) (S)

Ref. Pens Bd. Apprecn &Inc, Fund 403(b) (Ss) — Int/Div — a

Ref. Pens Bd. Apprecn &Inc, Fund 403(b) (Ss) — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc, Fund 403(b) (Ss) — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc, Fund 403(b) (Ss) — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc, Fund 403(b) (Ss) — Buy (add'l)

P/ame Adjunct Prof. of Law, Brooklyn Law School

Board Member

Income — 2015 — Salary/Ad Prof of Law/Brooklyn Law School — $23,612.00

Income — 20158 — Lecturer, Brooklyn Law School — S1.O00.00

Spouse's income — 2015 — Salary/Executive Director, IEEE

1) Lines 3, 106, 118, 163, 200, 275 and 279 are headers. While | understand that notations such as (S) and (J) are not required, | find them useful to keep track of

the various listed accounts,

2) The account referred to in Section VII as CHASE TAP ABSOLUTE RET (J) was closed in January of 2015 and the proceeds were transferred to the account

referred to as CHASE DYNAMIC YIELD STRAT. ((J).

3) The account referred to in Section VII on line 118 as CHASE MANAGED ACCOUNT (IRA) was closed in May 2015 and the balance was transferred to the

account referred to on line 163 as CHASE MANAGED ACCOUNT (IRA), The latter account was closed in October 2015 and the balance was transferred to my

federal government TSP account.

4) The account referred to in Section VII on line 200 as CHASE MANAGED ACCT (IRA) (S) was closed in October 2015 and the balance was moved to the

account reported on line 279 as Reform Pension Board 403(b) (S).

5) The assets described in Section VIT on line 146 as Ishares Core S&P Midcap (IRA) and on line 157 as Inv Balanced Risk Alloc-Y (IRA) were reported as sold in

my 2014 report. Apparently, they should have been reported as a partial sales, because my 2015 records reflect sales without additional acquisitions.

6) The asset described in Section VII on line 143 as [shares MSC Emerging Mkts (IRA) is not reported as sold in my 2015 records. Either | neglected to report

a sale in 2014, the sale took place in 2014 but was for less than $1,000, or the investment was renamed and its sale appears elsewhere under its other name in the

2015 report.

7) The asset described in Section VII on line 202 us T Rowe Price New Income (IRA) (S) was sold in 2015 but for an amount less than $1,000; | nevertheless

reported the sale to avoid a finding under the "audit" feature of the FDR software. The assets described m Section VII on line 242 as Wells Fargo Ady Emerging

Mkts (IRA XS); on line 243 as Vanguard Short Term Bond Fund (IRA )(S); on Tine 264 as Columbia FDS Ser Tr I1 Mass Asia (IRA XS); and on line 270 as

Aberdeen Asia Pacific Equity (IRAXS), were, according to my records, sold as reported in my 2015 report even though there is no record of my holding them

in my 2014 report or acquiring them in my 2015 report. I infer that these assets were acquired in transactions of less than $1,000 or that | inadvertently failed to

report their acquisition in 4 prior year.